| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 428,040 | +428,040 | 0.00 | 0.25 | +0.25 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 428,040 | +428,040 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 428,040 | +428,040 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 331,800 | 748,780 | +416,980 | 0.02 | 0.03 | +0.02 | buy |
| TORONTO DOMINION BANK | 245,992 | 321,298 | +75,306 | 0.01 | 0.01 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 14,041 | 55,583 | +41,542 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 0 | 30,291 | +30,291 | 0.00 | 0.02 | +0.02 | buy |
| Weiss Asset Management LP | 162,311 | 192,411 | +30,100 | 0.03 | 0.03 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 838,309 | 840,729 | +2,420 | 0.18 | 0.17 | -0.01 | buy |
| FLOW TRADERS U.S. LLC | 13,251 | 14,829 | +1,578 | 0.00 | 0.01 | +0.00 | buy |
| Shaolin Capital Management LLC | 185,517 | 186,992 | +1,475 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 59,639 | 59,823 | +184 | 0.04 | 0.04 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.16 | 0.18 | +0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.13 | 0.13 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 39,996 | 39,996 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 590,000 | 590,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 590,000 | 590,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 217,499 | 217,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 390,000 | 390,000 | 0 | 0.11 | 0.07 | -0.03 | hold |
| WHITEBOX ADVISORS LLC | 390,000 | 390,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 390,000 | 390,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 700 | 700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.71 | 0.70 | -0.01 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.01 | 0.01 | +0.01 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 205,000 | 205,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 331,013 | 331,013 | 0 | 0.20 | 0.17 | -0.02 | hold |
| MANGROVE PARTNERS IM, LLC | 290,000 | 290,000 | 0 | 0.31 | 0.22 | -0.10 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 375,000 | 375,000 | 0 | 0.12 | 0.10 | -0.01 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.06 | 0.11 | +0.05 | hold |
| Dakota Wealth Management | 25,550 | 25,550 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| ATW SPAC MANAGEMENT LLC | 375,000 | 375,000 | 0 | 0.05 | 0.08 | +0.03 | hold |
| ATW SPAC MANAGEMENT LLC | 375,000 | 375,000 | 0 | 0.10 | 0.11 | +0.01 | hold |
| MIZUHO SECURITIES USA LLC | 100,300 | 100,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TORONTO DOMINION BANK | 337,665 | 337,465 | -200 | 0.00 | 0.00 | +0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 589,694 | 588,770 | -924 | 0.00 | 0.01 | +0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 289,021 | 287,170 | -1,851 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 588,000 | 585,000 | -3,000 | 0.14 | 0.15 | +0.01 | sell |
| TORONTO DOMINION BANK | 139,966 | 129,866 | -10,100 | 0.00 | 0.00 | +0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 190,000 | 178,954 | -11,046 | 0.01 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 420,241 | 408,991 | -11,250 | 0.01 | 0.01 | +0.00 | sell |
| Crossingbridge Advisors, LLC | 25,000 | 0 | -25,000 | 0.22 | 0.00 | -0.22 | sell |
| Karpus Management, Inc. | 783,521 | 737,471 | -46,050 | 0.25 | 0.24 | -0.02 | sell |
| Virtu Financial LLC | 66,050 | 0 | -66,050 | 0.03 | 0.00 | -0.03 | sell |
| Crossingbridge Advisors, LLC | 280,000 | 0 | -280,000 | 0.04 | 0.00 | -0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 428,479 | 0 | -428,479 | 0.24 | 0.00 | -0.24 | sell |