| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 321,298 | 511,082 | +189,784 | 0.01 | 0.01 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 74,591 | +74,591 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 737,471 | 780,246 | +42,775 | 0.24 | 0.21 | -0.02 | buy |
| Lepercq De Neuflize Asset Management LLC | 0 | 33,953 | +33,953 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 55,583 | 72,779 | +17,196 | 0.01 | 0.01 | +0.00 | buy |
| Shaolin Capital Management LLC | 186,992 | 199,893 | +12,901 | 0.00 | 0.00 | -0.00 | buy |
| Dakota Wealth Management | 25,550 | 28,550 | +3,000 | 0.01 | 0.01 | -0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 280,000 | 280,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.18 | 0.17 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 578,096 | 578,096 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.13 | 0.16 | +0.03 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 39,996 | 39,996 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 590,000 | 590,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 585,000 | 585,000 | 0 | 0.15 | 0.13 | -0.02 | hold |
| AQR Arbitrage LLC | 590,000 | 590,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 217,499 | 217,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 30,291 | 30,291 | 0 | 0.02 | 0.02 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 700 | 700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.70 | 0.61 | -0.09 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MMCAP International Inc. SPC | 590,000 | 590,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 290,000 | 290,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 428,040 | 428,040 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 428,040 | 428,040 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 205,000 | 205,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 331,013 | 331,013 | 0 | 0.17 | 0.16 | -0.01 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.11 | 0.07 | -0.05 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 40,000 | 40,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Harraden Circle Investments, LLC | 748,780 | 748,780 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 840,729 | 840,729 | 0 | 0.17 | 0.14 | -0.03 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 588,770 | 588,770 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORONTO DOMINION BANK | 129,866 | 129,866 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 428,040 | 427,643 | -397 | 0.25 | 0.21 | -0.04 | sell |
| MIZUHO SECURITIES USA LLC | 100,300 | 99,800 | -500 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 290,000 | 289,300 | -700 | 0.22 | 0.24 | +0.02 | sell |
| FLOW TRADERS U.S. LLC | 14,829 | 13,802 | -1,027 | 0.01 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 337,465 | 321,155 | -16,310 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 375,000 | 343,070 | -31,930 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 408,991 | 376,348 | -32,643 | 0.01 | 0.01 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 287,170 | 241,607 | -45,563 | 0.01 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 178,954 | 131,207 | -47,747 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 59,823 | 0 | -59,823 | 0.04 | 0.00 | -0.04 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 375,000 | 279,565 | -95,435 | 0.10 | 0.07 | -0.03 | sell |
| Weiss Asset Management LP | 192,411 | 0 | -192,411 | 0.03 | 0.00 | -0.03 | sell |
| WHITEBOX ADVISORS LLC | 390,000 | 0 | -390,000 | 0.07 | 0.00 | -0.07 | sell |
| WHITEBOX ADVISORS LLC | 390,000 | 0 | -390,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 390,000 | 0 | -390,000 | 0.00 | 0.00 | -0.00 | sell |