| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 6,509,737 | 15,932,334 | +9,422,597 | 0.03 | 0.09 | +0.06 | buy |
| Invesco Ltd. | 3,088,573 | 4,336,177 | +1,247,604 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 918,801 | +918,801 | 0.00 | 0.04 | +0.04 | buy |
| Swiss National Bank | 0 | 299,600 | +299,600 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 277,345 | 526,971 | +249,626 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 336,958 | 540,544 | +203,586 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 69,607 | 269,784 | +200,177 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 539,568 | 705,560 | +165,992 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 2,343,100 | 2,503,600 | +160,500 | 0.04 | 0.06 | +0.02 | buy |
| JANE STREET GROUP, LLC | 264,973 | 411,553 | +146,580 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 130,505 | +130,505 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 745,654 | 868,806 | +123,152 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 0 | 119,395 | +119,395 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 51,691 | 145,048 | +93,357 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 77,684 | +77,684 | 0.00 | 0.00 | +0.00 | buy |
| Artisan Partners Limited Partnership | 401,500 | 477,500 | +76,000 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 351,500 | 427,046 | +75,546 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 1,410,505 | 1,460,675 | +50,170 | 0.00 | 0.00 | +0.00 | buy |
| Amundi | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 43,535 | +43,535 | 0.00 | 0.01 | +0.01 | buy |
| CIBC WORLD MARKET INC. | 71,500 | 110,527 | +39,027 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 35,410 | +35,410 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 15,242 | 49,152 | +33,910 | 0.00 | 0.00 | +0.00 | buy |
| Pictet Asset Management Holding SA | 0 | 32,603 | +32,603 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 2,400 | 34,656 | +32,256 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 28,116 | +28,116 | 0.00 | 0.01 | +0.01 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | 27,829 | +27,829 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 26,000 | 53,000 | +27,000 | 0.00 | 0.00 | +0.00 | buy |
| AIGEN INVESTMENT MANAGEMENT, LP | 12,408 | 36,241 | +23,833 | 0.01 | 0.03 | +0.02 | buy |
| Centiva Capital, LP | 0 | 18,203 | +18,203 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 16,100 | +16,100 | 0.00 | 0.01 | +0.01 | buy |
| TD ASSET MANAGEMENT INC | 130,771 | 144,286 | +13,515 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 12,958 | +12,958 | 0.00 | 0.00 | +0.00 | buy |
| PDT Partners, LLC | 0 | 12,828 | +12,828 | 0.00 | 0.01 | +0.01 | buy |
| Global Retirement Partners, LLC | 0 | 12,000 | +12,000 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 58,087 | 67,219 | +9,132 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 13,370 | 22,279 | +8,909 | 0.00 | 0.01 | +0.00 | buy |
| SHELL ASSET MANAGEMENT CO | 0 | 7,545 | +7,545 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 7,041 | +7,041 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 71,026 | 75,406 | +4,380 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 123,760 | 127,216 | +3,456 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 2,700 | 2,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NOMURA HOLDINGS INC | 43,901 | 43,901 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 11,324,587 | 11,324,587 | 0 | 5.95 | 7.30 | +1.35 | hold |
| SCOTIA CAPITAL INC. | 11,583 | 11,583 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mariner, LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SPROTT INC. | 20,625 | 20,625 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Private Advisor Group, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Metis Global Partners, LLC | 41,860 | 41,860 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Quaker Capital Investments, LLC | 1,146,338 | 1,146,338 | 0 | 1.95 | 1.68 | -0.27 | hold |
| Coastal Bridge Advisors, LLC | 25,000 | 25,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mubadala Investment Co PJSC | 15,750,000 | 15,750,000 | 0 | 0.24 | 0.38 | +0.14 | hold |
| Aspire Private Capital, LLC | 330 | 330 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CoreCap Advisors, LLC | 28 | 28 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 12 | 12 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hobbs Group Advisors, LLC | 486 | 486 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Federation des caisses Desjardins du Quebec | 1,586 | 1,586 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 3,000 | 0 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 5,931 | 2,200 | -3,731 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 3,784 | 0 | -3,784 | 0.00 | 0.00 | -0.00 | sell |
| Northwest & Ethical Investments L.P. | 4,132 | 0 | -4,132 | 0.00 | 0.00 | -0.00 | sell |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | 4,500 | 0 | -4,500 | 0.01 | 0.00 | -0.01 | sell |
| Banque Cantonale Vaudoise | 13,368 | 0 | -13,368 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 208,482 | 191,274 | -17,208 | 0.00 | 0.00 | +0.00 | sell |
| LEVEL FOUR ADVISORY SERVICES, LLC | 21,342 | 0 | -21,342 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 1,380,795 | 1,356,525 | -24,270 | 0.01 | 0.01 | +0.00 | sell |
| 683 Capital Management, LLC | 1,875,000 | 1,850,000 | -25,000 | 0.74 | 0.87 | +0.13 | sell |
| Diametric Capital, LP | 62,259 | 35,581 | -26,678 | 0.13 | 0.08 | -0.05 | sell |
| State of Tennessee, Department of Treasury | 33,000 | 0 | -33,000 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 34,008 | 0 | -34,008 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 267,800 | 227,700 | -40,100 | 0.00 | 0.00 | +0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 42,000 | 0 | -42,000 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 57,920 | 0 | -57,920 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 300,400 | 215,900 | -84,500 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 130,300 | 0 | -130,300 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA INVESTMENTS, LP | 389,935 | 207,310 | -182,625 | 0.00 | 0.00 | -0.00 | sell |
| Ruffer LLP | 5,145,800 | 4,935,800 | -210,000 | 0.83 | 0.71 | -0.12 | sell |
| MORGAN STANLEY | 894,340 | 673,581 | -220,759 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 269,637 | 30,125 | -239,512 | 0.00 | 0.00 | -0.00 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 1,368,617 | 0 | -1,368,617 | 0.00 | 0.00 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 3,908,717 | 2,164,828 | -1,743,889 | 0.05 | 0.03 | -0.01 | sell |