| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Invesco Ltd. | 4,336,177 | 6,581,952 | +2,245,775 | 0.00 | 0.00 | +0.00 | buy |
| Ruffer LLP | 4,935,800 | 5,687,273 | +751,473 | 0.71 | 0.72 | +0.01 | buy |
| MORGAN STANLEY | 673,581 | 1,293,181 | +619,600 | 0.00 | 0.00 | +0.00 | buy |
| Artisan Partners Limited Partnership | 477,500 | 821,679 | +344,179 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 145,048 | 430,270 | +285,222 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0 | 265,575 | +265,575 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 35,410 | 265,955 | +230,545 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 868,806 | 1,088,616 | +219,810 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 427,046 | 544,596 | +117,550 | 0.00 | 0.00 | -0.00 | buy |
| Alberta Investment Management Corp | 918,801 | 1,036,050 | +117,249 | 0.04 | 0.02 | -0.01 | buy |
| Diametric Capital, LP | 35,581 | 149,581 | +114,000 | 0.08 | 0.35 | +0.27 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 0 | 66,776 | +66,776 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 1,356,525 | 1,412,442 | +55,917 | 0.01 | 0.01 | -0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 12,958 | 54,475 | +41,517 | 0.00 | 0.02 | +0.01 | buy |
| TD Waterhouse Canada Inc. | 12 | 25,262 | +25,250 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 7,041 | 32,062 | +25,021 | 0.00 | 0.00 | +0.00 | buy |
| Orion Resource Partners LP | 0 | 24,597 | +24,597 | 0.00 | 0.02 | +0.02 | buy |
| SPROTT INC. | 20,625 | 40,924 | +20,299 | 0.01 | 0.01 | +0.00 | buy |
| TD ASSET MANAGEMENT INC | 144,286 | 158,720 | +14,434 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 526,971 | 539,664 | +12,693 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 0 | 12,493 | +12,493 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 75,406 | 83,508 | +8,102 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 53,000 | 60,000 | +7,000 | 0.00 | 0.00 | -0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 5,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 77,684 | 80,860 | +3,176 | 0.00 | 0.00 | -0.00 | buy |
| MACKENZIE FINANCIAL CORP | 67,219 | 70,009 | +2,790 | 0.00 | 0.00 | -0.00 | buy |
| MACKENZIE FINANCIAL CORP | 67,219 | 70,009 | +2,790 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 34,656 | 34,789 | +133 | 0.00 | 0.00 | -0.00 | buy |
| Bank Julius Baer & Co. Ltd, Zurich | 0 | 27 | +27 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 119,395 | 119,395 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 2,700 | 2,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NOMURA HOLDINGS INC | 43,901 | 43,901 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SHELL ASSET MANAGEMENT CO | 7,545 | 7,545 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 11,324,587 | 11,324,587 | 0 | 7.30 | 5.98 | -1.32 | hold |
| Amundi | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 27,829 | 27,829 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Private Advisor Group, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Swiss National Bank | 299,600 | 299,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Metis Global Partners, LLC | 41,860 | 41,860 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Quaker Capital Investments, LLC | 1,146,338 | 1,146,338 | 0 | 1.68 | 1.49 | -0.19 | hold |
| Coastal Bridge Advisors, LLC | 25,000 | 25,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mubadala Investment Co PJSC | 15,750,000 | 15,750,000 | 0 | 0.38 | 0.27 | -0.12 | hold |
| Global Retirement Partners, LLC | 12,000 | 12,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 28 | 28 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pictet Asset Management Holding SA | 32,603 | 32,603 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 1,586 | 1,586 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 130,505 | 130,505 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aspire Private Capital, LLC | 330 | 0 | -330 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 127,216 | 126,868 | -348 | 0.00 | 0.00 | -0.00 | sell |
| Hobbs Group Advisors, LLC | 486 | 0 | -486 | 0.00 | 0.00 | -0.00 | sell |
| SCOTIA CAPITAL INC. | 11,583 | 10,528 | -1,055 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 25,000 | 23,416 | -1,584 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 2,200 | 0 | -2,200 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 30,125 | 23,484 | -6,641 | 0.00 | 0.00 | -0.00 | sell |
| CIBC WORLD MARKET INC. | 110,527 | 102,344 | -8,183 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 49,152 | 38,316 | -10,836 | 0.00 | 0.00 | -0.00 | sell |
| PDT Partners, LLC | 12,828 | 0 | -12,828 | 0.01 | 0.00 | -0.01 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 16,100 | 0 | -16,100 | 0.01 | 0.00 | -0.01 | sell |
| Centiva Capital, LP | 18,203 | 0 | -18,203 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 22,279 | 0 | -22,279 | 0.01 | 0.00 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 540,544 | 513,580 | -26,964 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 28,116 | 0 | -28,116 | 0.01 | 0.00 | -0.01 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 2,503,600 | 2,468,500 | -35,100 | 0.06 | 0.04 | -0.02 | sell |
| D. E. Shaw & Co., Inc. | 215,900 | 180,300 | -35,600 | 0.00 | 0.00 | -0.00 | sell |
| AIGEN INVESTMENT MANAGEMENT, LP | 36,241 | 0 | -36,241 | 0.03 | 0.00 | -0.03 | sell |
| Quantbot Technologies LP | 43,535 | 0 | -43,535 | 0.01 | 0.00 | -0.01 | sell |
| 683 Capital Management, LLC | 1,850,000 | 1,798,900 | -51,100 | 0.87 | 0.62 | -0.25 | sell |
| BANK OF AMERICA CORP /DE/ | 269,784 | 160,566 | -109,218 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 705,560 | 566,620 | -138,940 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 191,274 | 0 | -191,274 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 207,310 | 0 | -207,310 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 227,700 | 0 | -227,700 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 411,553 | 165,917 | -245,636 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 1,460,675 | 994,833 | -465,842 | 0.00 | 0.00 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 2,164,828 | 33,200 | -2,131,628 | 0.03 | 0.00 | -0.03 | sell |
| VAN ECK ASSOCIATES CORP | 15,932,334 | 13,405,577 | -2,526,757 | 0.09 | 0.06 | -0.03 | sell |