| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. | 0 | 112,811 | +112,811 | 0.00 | 0.03 | +0.03 | buy |
| Polar Asset Management Partners Inc. | 270,000 | 270,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 198,887 | 198,887 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 302,511 | 302,511 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 257,400 | 257,400 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HGC Investment Management Inc. | 150,000 | 150,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Wealthspring Capital LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harraden Circle Investments, LLC | 70,955 | 70,955 | 0 | 0.16 | 0.15 | -0.00 | hold |
| Harraden Circle Investments, LLC | 650,989 | 650,989 | 0 | 0.02 | 0.02 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 809,082 | 809,082 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TORONTO DOMINION BANK | 265,162 | 265,162 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FLOW TRADERS U.S. LLC | 14,005 | 13,863 | -142 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 20,099 | 19,693 | -406 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 1,678 | 0 | -1,678 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 1,725 | 0 | -1,725 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 31,448 | 17,757 | -13,691 | 0.00 | 0.00 | -0.00 | sell |
| Ground Swell Capital, LLC | 16,100 | 0 | -16,100 | 0.01 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 133,919 | 100,000 | -33,919 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 122,950 | 61,475 | -61,475 | 0.34 | 0.12 | -0.23 | sell |
| MIZUHO SECURITIES USA LLC | 312,764 | 245,564 | -67,200 | 0.07 | 0.05 | -0.02 | sell |
| First Trust Capital Management L.P. | 128,340 | 0 | -128,340 | 0.10 | 0.00 | -0.10 | sell |
| METEORA CAPITAL, LLC | 334,800 | 196,631 | -138,169 | 0.41 | 0.20 | -0.21 | sell |
| BERKLEY W R CORP | 298,371 | 149,185 | -149,186 | 0.22 | 0.10 | -0.12 | sell |
| Murchinson Ltd. | 159,418 | 0 | -159,418 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 170,000 | 0 | -170,000 | 0.10 | 0.00 | -0.10 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 202,976 | 0 | -202,976 | 0.03 | 0.00 | -0.03 | sell |