| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 0 | 471,169 | +471,169 | 0.00 | 0.05 | +0.05 | buy |
| Tabor Asset Management, LP | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| SCOTIA CAPITAL INC. | 0 | 49,825 | +49,825 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 27,004 | +27,004 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 24,060 | +24,060 | 0.00 | 0.00 | +0.00 | buy |
| Pure Financial Advisors, LLC | 0 | 17,081 | +17,081 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 137,500 | 137,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sculptor Capital LP | 87,108 | 87,108 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DUPONT CAPITAL MANAGEMENT CORP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NOMURA HOLDINGS INC | 481,988 | 481,988 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 466,193 | 466,193 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Oasis Management Co Ltd. | 100,000 | 100,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 74,973 | 74,973 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 231,610 | 231,610 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,892 | 17,892 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Connective Capital Management, LLC | 24,999 | 24,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 13,700 | 13,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tortoise Investment Management, LLC | 250 | 250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cubist Systematic Strategies, LLC | 19,264 | 19,264 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 600 | 600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallel Advisors, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Section 32 GP 1, LLC | 41,801 | 41,801 | 0 | 34.69 | 34.69 | -0.00 | hold |
| Section 32 GP 1, LLC | 78,709 | 78,709 | 0 | 65.31 | 65.31 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GOLDMAN SACHS GROUP INC | 168,645 | 168,645 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CLEAR STREET LLC | 107,689 | 107,489 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 16,653 | 12,391 | -4,262 | 0.00 | 0.00 | -0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 457,894 | 447,518 | -10,376 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Trading LLC | 35,994 | 23,819 | -12,175 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 12,577 | 0 | -12,577 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 31,347 | 17,599 | -13,748 | 0.00 | 0.00 | -0.00 | sell |
| Hartree Partners, LP | 310,000 | 0 | -310,000 | 0.00 | 0.00 | -0.00 | sell |