| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| NOMURA HOLDINGS INC | 481,988 | 481,988 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 466,193 | 466,193 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 447,518 | 447,518 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 231,610 | 231,610 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CANTOR FITZGERALD, L. P. | 0 | 145,000 | +145,000 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 137,500 | 137,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 0 | 136,011 | +136,011 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 107,489 | 106,059 | -1,430 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Oasis Management Co Ltd. | 100,000 | 100,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Sculptor Capital LP | 87,108 | 87,108 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 74,973 | 74,973 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SCOTIA CAPITAL INC. | 49,825 | 59,938 | +10,113 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 59,553 | +59,553 | 0.00 | 0.00 | +0.00 | buy |
| Section 32 GP 1, LLC | 41,801 | 46,445 | +4,644 | 34.69 | 84.95 | +50.26 | buy |
| Pure Financial Advisors, LLC | 17,081 | 26,712 | +9,631 | 0.00 | 0.00 | +0.00 | buy |
| DUPONT CAPITAL MANAGEMENT CORP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Connective Capital Management, LLC | 24,999 | 24,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 23,464 | +23,464 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 24,060 | 23,460 | -600 | 0.00 | 0.00 | +0.00 | sell |
| Cubist Systematic Strategies, LLC | 19,264 | 19,264 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,892 | 17,892 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 13,700 | 13,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Section 32 GP 1, LLC | 78,709 | 8,228 | -70,481 | 65.31 | 15.05 | -50.26 | sell |
| Aviso Financial Inc. | 0 | 5,258 | +5,258 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Tortoise Investment Management, LLC | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 471,169 | 0 | -471,169 | 0.05 | 0.00 | -0.05 | sell |
| Walleye Trading LLC | 23,819 | 0 | -23,819 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 27,004 | 0 | -27,004 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 12,391 | 0 | -12,391 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 17,599 | 0 | -17,599 | 0.00 | 0.00 | 0.00 | sell |
| Parallel Advisors, LLC | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| Parallel Advisors, LLC | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| Tabor Asset Management, LP | 175,000 | 0 | -175,000 | 0.00 | 0.00 | -0.00 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GOLDMAN SACHS GROUP INC | 168,645 | 0 | -168,645 | 0.00 | 0.00 | -0.00 | sell |