| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ARISTEIA CAPITAL, L.L.C. | 447,518 | 905,038 | +457,520 | 0.00 | 0.01 | +0.01 | buy |
| NOMURA HOLDINGS INC | 481,988 | 481,988 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 466,193 | 366,193 | -100,000 | 0.00 | 0.00 | +0.00 | sell |
| CANTOR FITZGERALD, L. P. | 145,000 | 205,000 | +60,000 | 0.00 | 0.01 | +0.00 | buy |
| Yakira Capital Management, Inc. | 175,000 | 144,348 | -30,652 | 0.00 | 0.01 | +0.01 | sell |
| D. E. Shaw & Co., Inc. | 137,500 | 137,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Oasis Management Co Ltd. | 100,000 | 100,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Sculptor Capital LP | 87,108 | 83,500 | -3,608 | 0.00 | 0.00 | +0.00 | sell |
| Cerity Partners LLC | 0 | 83,333 | +83,333 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 74,973 | 74,973 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 100,000 | 60,000 | -40,000 | 0.00 | 0.00 | +0.00 | sell |
| Mariner, LLC | 0 | 59,512 | +59,512 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 50,343 | +50,343 | 0.00 | 0.00 | +0.00 | buy |
| Section 32 GP 1, LLC | 46,445 | 46,445 | 0 | 84.95 | 84.95 | -0.00 | hold |
| SCOTIA CAPITAL INC. | 59,938 | 41,538 | -18,400 | 0.00 | 0.00 | -0.00 | sell |
| Pure Financial Advisors, LLC | 26,712 | 29,163 | +2,451 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 27,217 | +27,217 | 0.00 | 0.00 | +0.00 | buy |
| DUPONT CAPITAL MANAGEMENT CORP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Fiduciary Alliance LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Connective Capital Management, LLC | 24,999 | 24,999 | 0 | 0.00 | 0.01 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 23,464 | 23,464 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cubist Systematic Strategies, LLC | 19,264 | 19,264 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,892 | 17,892 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 13,700 | 13,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Virtu Financial LLC | 0 | 13,291 | +13,291 | 0.00 | 0.00 | +0.00 | buy |
| Section 32 GP 1, LLC | 8,228 | 8,228 | 0 | 15.05 | 15.05 | +0.00 | hold |
| Advisory Services Network, LLC | 0 | 7,000 | +7,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 5,727 | +5,727 | 0.00 | 0.00 | +0.00 | buy |
| Tortoise Investment Management, LLC | 250 | 250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SBI Securities Co., Ltd. | 300 | 240 | -60 | 0.00 | 0.00 | +0.00 | sell |
| CANTOR FITZGERALD, L. P. | 23,460 | 0 | -23,460 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 231,610 | 0 | -231,610 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 59,553 | 0 | -59,553 | 0.00 | 0.00 | -0.00 | sell |
| Aviso Financial Inc. | 5,258 | 0 | -5,258 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 136,011 | 0 | -136,011 | 0.00 | 0.00 | -0.00 | sell |