| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 547,947 | 817,547 | +269,600 | 0.00 | 0.01 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 240,000 | +240,000 | 0.00 | 0.33 | +0.33 | buy |
| RiverPark Advisors, LLC | 164,448 | 246,281 | +81,833 | 1.06 | 1.13 | +0.07 | buy |
| Crossingbridge Advisors, LLC | 435,390 | 482,223 | +46,833 | 4.00 | 2.60 | -1.40 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 25,111 | +25,111 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 24,750 | +24,750 | 0.00 | 0.01 | +0.01 | buy |
| PenderFund Capital Management Ltd. | 0 | 21,900 | +21,900 | 0.00 | 0.04 | +0.04 | buy |
| FLOW TRADERS U.S. LLC | 43,585 | 48,718 | +5,133 | 0.00 | 0.00 | +0.00 | buy |
| FLOW TRADERS U.S. LLC | 18,768 | 23,069 | +4,301 | 0.01 | 0.01 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 12,013 | 14,013 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 404,912 | 405,289 | +377 | 0.26 | 0.28 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 462,793 | 462,818 | +25 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 453,878 | 453,878 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WEXFORD CAPITAL LP | 139,950 | 139,950 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 741,594 | 741,594 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 218,750 | 218,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.19 | 0.17 | -0.01 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 349,019 | 349,019 | 0 | 0.21 | 0.19 | -0.02 | hold |
| Westchester Capital Management, LLC | 349,019 | 349,019 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.51 | 0.35 | -0.16 | hold |
| Yakira Capital Management, Inc. | 200,000 | 200,000 | 0 | 0.77 | 0.78 | +0.01 | hold |
| Yakira Capital Management, Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 500,000 | 500,000 | 0 | 0.79 | 0.66 | -0.13 | hold |
| Mint Tower Capital Management B.V. | 500,000 | 500,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Centiva Capital, LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 197,600 | 197,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wellspring Financial Advisors, LLC | 31,100 | 31,100 | 0 | 0.03 | 0.03 | -0.00 | hold |
| SkyView Investment Advisors, LLC | 75,000 | 75,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| SkyView Investment Advisors, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FIFTH LANE CAPITAL, LP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 462,793 | 462,793 | 0 | 0.03 | 0.05 | +0.02 | hold |
| Harraden Circle Investments, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Decagon Asset Management LLP | 459,411 | 459,411 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Quarry LP | 100,000 | 100,000 | 0 | 0.24 | 0.26 | +0.01 | hold |
| GOLDMAN SACHS GROUP INC | 27,868 | 27,868 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 615,749 | 615,729 | -20 | 0.00 | 0.00 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 142,964 | 142,708 | -256 | 0.08 | 0.09 | +0.00 | sell |
| CONDOR CAPITAL MANAGEMENT | 24,371 | 21,686 | -2,685 | 0.00 | 0.00 | +0.00 | sell |
| Wealthspring Capital LLC | 936,357 | 929,857 | -6,500 | 0.01 | 0.02 | +0.01 | sell |
| Bulldog Investors, LLP | 476,837 | 466,167 | -10,670 | 0.01 | 0.01 | +0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 12,250 | 0 | -12,250 | 0.05 | 0.00 | -0.05 | sell |
| JANE STREET GROUP, LLC | 12,868 | 0 | -12,868 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 2,587,032 | 2,572,807 | -14,225 | 0.87 | 0.86 | -0.01 | sell |
| Dakota Wealth Management | 67,000 | 46,950 | -20,050 | 0.01 | 0.01 | -0.00 | sell |
| CONDOR CAPITAL MANAGEMENT | 24,156 | 0 | -24,156 | 0.02 | 0.00 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 249,100 | 207,787 | -41,313 | 0.82 | 0.69 | -0.12 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 245,191 | 179,984 | -65,207 | 0.00 | 0.00 | +0.00 | sell |
| Bulldog Investors, LLP | 91,687 | 0 | -91,687 | 0.24 | 0.00 | -0.24 | sell |
| K2 PRINCIPAL FUND, L.P. | 110,178 | 0 | -110,178 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 111,915 | 0 | -111,915 | 0.02 | 0.00 | -0.02 | sell |
| PERISCOPE CAPITAL INC. | 250,000 | 100,000 | -150,000 | 0.99 | 0.26 | -0.73 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 171,252 | 0 | -171,252 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 607,504 | 408,257 | -199,247 | 0.00 | 0.00 | +0.00 | sell |
| AQR Arbitrage LLC | 1,123,646 | 918,673 | -204,973 | 0.27 | 0.25 | -0.03 | sell |
| Polar Asset Management Partners Inc. | 300,000 | 0 | -300,000 | 0.08 | 0.00 | -0.08 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 0 | -400,000 | 0.02 | 0.00 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 706,796 | 100,000 | -606,796 | 0.12 | 0.02 | -0.11 | sell |
| Wealthspring Capital LLC | 657,565 | 0 | -657,565 | 1.81 | 0.00 | -1.81 | sell |
| TORONTO DOMINION BANK | 806,352 | 0 | -806,352 | 0.02 | 0.00 | -0.02 | sell |