| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | 100,000 | 140,000 | +40,000 | 0.02 | 0.02 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 39,044 | +39,044 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.02 | +0.02 | buy |
| Evercore Wealth Management, LLC | 0 | 19,576 | +19,576 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 24,750 | 42,298 | +17,548 | 0.01 | 0.02 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 615,729 | 632,289 | +16,560 | 0.00 | 0.00 | -0.00 | buy |
| FLOW TRADERS U.S. LLC | 48,718 | 55,468 | +6,750 | 0.00 | 0.00 | -0.00 | buy |
| METEORA CAPITAL, LLC | 817,547 | 820,371 | +2,824 | 0.01 | 0.01 | -0.00 | buy |
| FLOW TRADERS U.S. LLC | 23,069 | 25,066 | +1,997 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WEXFORD CAPITAL LP | 139,950 | 139,950 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONDOR CAPITAL MANAGEMENT | 21,686 | 21,686 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 741,594 | 741,594 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 349,019 | 349,019 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 462,818 | 462,818 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 500,000 | 500,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 197,600 | 197,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 929,857 | 929,857 | 0 | 0.02 | 0.02 | -0.00 | hold |
| SkyView Investment Advisors, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Decagon Asset Management LLP | 459,411 | 459,411 | 0 | 0.02 | 0.02 | -0.01 | hold |
| TORONTO DOMINION BANK | 408,257 | 408,257 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 27,868 | 27,866 | -2 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 14,013 | 13,863 | -150 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 466,167 | 459,807 | -6,360 | 0.01 | 0.01 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 179,984 | 161,165 | -18,819 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 21,900 | 0 | -21,900 | 0.04 | 0.00 | -0.04 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,111 | 0 | -25,111 | 0.00 | 0.00 | -0.00 | sell |
| Wellspring Financial Advisors, LLC | 31,100 | 0 | -31,100 | 0.03 | 0.00 | -0.03 | sell |
| Dakota Wealth Management | 46,950 | 0 | -46,950 | 0.01 | 0.00 | -0.01 | sell |
| SkyView Investment Advisors, LLC | 75,000 | 0 | -75,000 | 0.10 | 0.00 | -0.10 | sell |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 0 | -100,000 | 0.17 | 0.00 | -0.17 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 100,000 | 0 | -100,000 | 0.26 | 0.00 | -0.26 | sell |
| FIFTH LANE CAPITAL, LP | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Quarry LP | 100,000 | 0 | -100,000 | 0.26 | 0.00 | -0.26 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 142,708 | 0 | -142,708 | 0.09 | 0.00 | -0.09 | sell |
| Yakira Capital Management, Inc. | 200,000 | 0 | -200,000 | 0.78 | 0.00 | -0.78 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 207,787 | 0 | -207,787 | 0.69 | 0.00 | -0.69 | sell |
| TWO SIGMA INVESTMENTS, LP | 218,750 | 0 | -218,750 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 918,673 | 688,646 | -230,027 | 0.25 | 0.15 | -0.09 | sell |
| DLD Asset Management, LP | 240,000 | 0 | -240,000 | 0.33 | 0.00 | -0.33 | sell |
| RiverPark Advisors, LLC | 246,281 | 0 | -246,281 | 1.13 | 0.00 | -1.13 | sell |
| Westchester Capital Management, LLC | 349,019 | 0 | -349,019 | 0.19 | 0.00 | -0.19 | sell |
| BERKLEY W R CORP | 405,289 | 0 | -405,289 | 0.28 | 0.00 | -0.28 | sell |
| Crossingbridge Advisors, LLC | 482,223 | 70,000 | -412,223 | 2.60 | 0.21 | -2.39 | sell |
| MANGROVE PARTNERS IM, LLC | 450,000 | 0 | -450,000 | 0.35 | 0.00 | -0.35 | sell |
| D. E. Shaw & Co., Inc. | 453,878 | 0 | -453,878 | 0.00 | 0.00 | -0.00 | sell |
| Mint Tower Capital Management B.V. | 500,000 | 0 | -500,000 | 0.66 | 0.00 | -0.66 | sell |
| Karpus Management, Inc. | 2,572,807 | 0 | -2,572,807 | 0.86 | 0.00 | -0.86 | sell |