| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,889,075 | 1,964,074 | +74,999 | 0.10 | 0.09 | -0.02 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 492,982 | 536,116 | +43,134 | 0.01 | 0.01 | -0.00 | buy |
| AQR Arbitrage LLC | 171,322 | 171,422 | +100 | 0.03 | 0.03 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 45,000 | 45,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 72,300 | 72,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 315,488 | 315,488 | 0 | 0.19 | 0.18 | -0.02 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 22,702 | 22,702 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 75,366 | 75,366 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 51,000 | 51,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 258,457 | 258,457 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 72,951 | 72,951 | 0 | 0.24 | 0.25 | +0.00 | hold |
| Yakira Capital Management, Inc. | 72,951 | 72,951 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 64,777 | 64,777 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.39 | 0.03 | -0.37 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Quarry LP | 155,400 | 155,400 | 0 | 0.36 | 0.28 | -0.08 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 89,200 | 89,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA SECURITIES, LLC | 13,837 | 13,420 | -417 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 12,783 | 10,057 | -2,726 | 0.04 | 0.03 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 15,400 | 0 | -15,400 | 0.05 | 0.00 | -0.05 | sell |
| TORONTO DOMINION BANK | 16,200 | 0 | -16,200 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 85,300 | 62,142 | -23,158 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 42,466 | 0 | -42,466 | 0.13 | 0.00 | -0.13 | sell |
| Crossingbridge Advisors, LLC | 116,689 | 73,768 | -42,921 | 0.24 | 0.15 | -0.09 | sell |
| HRT FINANCIAL LP | 49,000 | 0 | -49,000 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 50,000 | 0 | -50,000 | 0.04 | 0.00 | -0.04 | sell |
| K2 PRINCIPAL FUND, L.P. | 326,474 | 226,185 | -100,289 | 0.01 | 0.01 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 167,000 | 0 | -167,000 | 0.04 | 0.00 | -0.04 | sell |
| Karpus Management, Inc. | 200,925 | 0 | -200,925 | 0.07 | 0.00 | -0.07 | sell |
| MIZUHO SECURITIES USA LLC | 300,455 | 0 | -300,455 | 0.08 | 0.00 | -0.08 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 395,924 | 0 | -395,924 | 0.07 | 0.00 | -0.07 | sell |
| JPMORGAN CHASE & CO | 492,982 | 0 | -492,982 | 0.00 | 0.00 | -0.00 | sell |