| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO | 0 | 492,982 | +492,982 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 57,000 | 167,000 | +110,000 | 0.01 | 0.04 | +0.03 | buy |
| Logan Stone Capital, LLC | 0 | 42,466 | +42,466 | 0.00 | 0.13 | +0.13 | buy |
| MIZUHO SECURITIES USA LLC | 285,455 | 300,455 | +15,000 | 0.05 | 0.08 | +0.03 | buy |
| TORONTO DOMINION BANK | 3,327 | 16,200 | +12,873 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 305,628 | 315,488 | +9,860 | 0.19 | 0.19 | +0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 490,956 | 492,982 | +2,026 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 45,000 | 45,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 72,300 | 72,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 15,400 | 15,400 | 0 | 0.06 | 0.05 | -0.02 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 22,702 | 22,702 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 395,924 | 395,924 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 326,474 | 326,474 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HRT FINANCIAL LP | 49,000 | 49,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 51,000 | 51,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 258,457 | 258,457 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 64,777 | 64,777 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.07 | 0.39 | +0.32 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Harraden Circle Investments, LLC | 1,889,075 | 1,889,075 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Quarry LP | 155,400 | 155,400 | 0 | 0.28 | 0.36 | +0.08 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 89,200 | 89,200 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 85,300 | 85,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA SECURITIES, LLC | 14,294 | 13,837 | -457 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 76,374 | 75,366 | -1,008 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 75,000 | 72,951 | -2,049 | 0.28 | 0.24 | -0.03 | sell |
| Yakira Capital Management, Inc. | 75,000 | 72,951 | -2,049 | 0.01 | 0.01 | -0.00 | sell |
| Warberg Asset Management LLC | 15,783 | 12,783 | -3,000 | 0.05 | 0.04 | -0.01 | sell |
| AQR Arbitrage LLC | 179,141 | 171,322 | -7,819 | 0.04 | 0.03 | -0.01 | sell |
| METEORA CAPITAL, LLC | 9,031 | 0 | -9,031 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 131,689 | 116,689 | -15,000 | 0.41 | 0.24 | -0.17 | sell |
| GOLDMAN SACHS GROUP INC | 20,858 | 0 | -20,858 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 87,803 | 50,000 | -37,803 | 0.08 | 0.04 | -0.04 | sell |
| Karpus Management, Inc. | 326,275 | 200,925 | -125,350 | 0.10 | 0.07 | -0.02 | sell |