| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Westchester Capital Management, LLC | 0 | 266,000 | +266,000 | 0.00 | 0.16 | +0.16 | buy |
| CLEAR STREET LLC | 0 | 218,955 | +218,955 | 0.00 | 0.01 | +0.01 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 179,141 | +179,141 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 934,000 | 1,059,000 | +125,000 | 0.10 | 0.06 | -0.04 | buy |
| TORONTO DOMINION BANK | 447,098 | 548,598 | +101,500 | 0.00 | 0.00 | -0.00 | buy |
| Yakira Capital Management, Inc. | 0 | 75,000 | +75,000 | 0.00 | 0.29 | +0.29 | buy |
| Yakira Capital Management, Inc. | 0 | 75,000 | +75,000 | 0.00 | 0.01 | +0.01 | buy |
| BERKLEY W R CORP | 304,292 | 305,628 | +1,336 | 0.23 | 0.20 | -0.03 | buy |
| CLEAR STREET LLC | 14,613 | 15,279 | +666 | 0.00 | 0.00 | -0.00 | buy |
| Warberg Asset Management LLC | 15,000 | 15,388 | +388 | 0.04 | 0.04 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 45,000 | 45,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 247,500 | 247,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 72,300 | 72,300 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GABELLI FUNDS LLC | 72,300 | 72,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 15,400 | 15,400 | 0 | 0.08 | 0.05 | -0.03 | hold |
| AQR Arbitrage LLC | 99,076 | 99,076 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 141,978 | 141,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,000 | 225,000 | 0 | 0.12 | 0.13 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 51,000 | 51,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 218,115 | 218,115 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 178,457 | 178,457 | 0 | 0.06 | 0.06 | -0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 258,457 | 258,457 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 457,915 | 457,915 | 0 | 0.34 | 0.32 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 64,777 | 64,777 | 0 | 0.25 | 0.10 | -0.15 | hold |
| Mint Tower Capital Management B.V. | 64,777 | 64,777 | 0 | 0.01 | 0.00 | -0.00 | hold |
| MASO CAPITAL PARTNERS Ltd | 40,000 | 40,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 1.17 | 0.45 | -0.72 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.03 | 0.01 | -0.02 | hold |
| CLEAR STREET LLC | 177,199 | 177,199 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 178,457 | 178,457 | 0 | 3.06 | 2.85 | -0.21 | hold |
| ATW SPAC MANAGEMENT LLC | 258,457 | 258,457 | 0 | 0.10 | 0.09 | -0.01 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GOLDMAN SACHS GROUP INC | 46,970 | 46,970 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 89,200 | 89,200 | 0 | 0.14 | 0.14 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 89,200 | 89,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 34,728 | 34,723 | -5 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 15,400 | 14,616 | -784 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 93,002 | 92,194 | -808 | 0.04 | 0.03 | -0.01 | sell |
| Quarry LP | 225,000 | 170,400 | -54,600 | 0.59 | 0.41 | -0.17 | sell |
| Polar Asset Management Partners Inc. | 125,000 | 57,000 | -68,000 | 0.04 | 0.01 | -0.03 | sell |
| Yakira Capital Management, Inc. | 75,000 | 0 | -75,000 | 0.32 | 0.00 | -0.32 | sell |
| Tabor Asset Management, LP | 75,000 | 0 | -75,000 | 0.21 | 0.00 | -0.21 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 487,940 | 400,000 | -87,940 | 0.10 | 0.07 | -0.03 | sell |
| Bulldog Investors, LLP | 101,000 | 0 | -101,000 | 0.28 | 0.00 | -0.28 | sell |
| TWO SIGMA INVESTMENTS, LP | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 125,000 | 0 | -125,000 | 0.02 | 0.00 | -0.02 | sell |
| TORONTO DOMINION BANK | 145,273 | 0 | -145,273 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 151,500 | 0 | -151,500 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,242,647 | 1,086,415 | -156,232 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 403,406 | 179,141 | -224,265 | 0.10 | 0.04 | -0.06 | sell |
| Karpus Management, Inc. | 740,200 | 327,400 | -412,800 | 0.25 | 0.11 | -0.14 | sell |