| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,059,000 | 1,889,075 | +830,075 | 0.05 | 0.13 | +0.08 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 326,474 | +326,474 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 22,702 | +22,702 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 14,294 | +14,294 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 9,031 | +9,031 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 285,355 | 285,455 | +100 | 0.06 | 0.05 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 45,000 | 45,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABELLI FUNDS LLC | 72,300 | 72,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 15,400 | 15,400 | 0 | 0.05 | 0.06 | +0.01 | hold |
| BERKLEY W R CORP | 305,628 | 305,628 | 0 | 0.21 | 0.19 | -0.02 | hold |
| AQR Arbitrage LLC | 179,141 | 179,141 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 57,000 | 57,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 51,000 | 51,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 258,457 | 258,457 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 75,000 | 75,000 | 0 | 0.30 | 0.28 | -0.02 | hold |
| Yakira Capital Management, Inc. | 75,000 | 75,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Warberg Asset Management LLC | 15,783 | 15,783 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 64,777 | 64,777 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.46 | 0.07 | -0.39 | hold |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Quarry LP | 155,400 | 155,400 | 0 | 0.41 | 0.28 | -0.13 | hold |
| GOLDMAN SACHS GROUP INC | 20,858 | 20,858 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 89,200 | 89,200 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TORONTO DOMINION BANK | 3,327 | 3,327 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 49,282 | 49,000 | -282 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 326,825 | 326,275 | -550 | 0.11 | 0.10 | -0.02 | sell |
| Crossingbridge Advisors, LLC | 133,889 | 131,689 | -2,200 | 0.73 | 0.41 | -0.33 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 398,378 | 395,924 | -2,454 | 0.06 | 0.06 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 13,516 | 0 | -13,516 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 99,076 | 76,374 | -22,702 | 0.00 | 0.00 | +0.00 | sell |
| METEORA CAPITAL, LLC | 129,654 | 87,803 | -41,851 | 0.15 | 0.08 | -0.07 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 138,279 | 0 | -138,279 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 218,115 | 0 | -218,115 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 499,500 | 85,300 | -414,200 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,086,415 | 490,956 | -595,459 | 0.01 | 0.01 | -0.00 | sell |