| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO | 0 | 142,544 | +142,544 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 4,572 | +4,572 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Legacy Wealth Managment, LLC/ID | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 15,000 | 15,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 309,134 | 309,134 | 0 | 0.19 | 0.19 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 1,511 | 1,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 19,701 | 19,701 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 24,591 | 24,591 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 39,100 | 39,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 62,997 | 62,997 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 102,000 | 102,000 | 0 | 0.05 | 0.06 | +0.00 | hold |
| Westchester Capital Management, LLC | 9,923 | 9,923 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 120,000 | 120,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 35,375 | 35,375 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 72,323 | 72,323 | 0 | 0.24 | 0.25 | +0.00 | hold |
| Centiva Capital, LP | 19,445 | 19,445 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 19,700 | 19,700 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 52,666 | 52,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Crossingbridge Advisors, LLC | 53,024 | 53,024 | 0 | 0.17 | 0.11 | -0.06 | hold |
| SkyView Investment Advisors, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Harraden Circle Investments, LLC | 249,020 | 249,020 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Quarry LP | 10,528 | 10,528 | 0 | 0.02 | 0.02 | +0.01 | hold |
| MIZUHO SECURITIES USA LLC | 373,800 | 373,800 | 0 | 0.07 | 0.10 | +0.03 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 142,544 | 142,544 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TORONTO DOMINION BANK | 201 | 201 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 17,996 | 17,749 | -247 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 87,245 | 86,012 | -1,233 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 89,984 | 88,749 | -1,235 | 0.34 | 0.30 | -0.04 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 344,590 | 340,810 | -3,780 | 0.06 | 0.06 | +0.01 | sell |
| AQR Arbitrage LLC | 139,365 | 132,205 | -7,160 | 0.03 | 0.03 | -0.01 | sell |
| METEORA CAPITAL, LLC | 100,001 | 89,000 | -11,001 | 0.09 | 0.08 | -0.02 | sell |
| TORONTO DOMINION BANK | 238,000 | 137,294 | -100,706 | 0.00 | 0.00 | -0.00 | sell |