| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 318,745 | 1,466,215 | +1,147,470 | 0.19 | 0.87 | +0.67 | buy |
| MIZUHO SECURITIES USA LLC | 232,179 | 1,040,563 | +808,384 | 0.04 | 0.27 | +0.23 | buy |
| JPMORGAN CHASE & CO | 0 | 712,175 | +712,175 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 530,626 | +530,626 | 0.00 | 1.18 | +1.18 | buy |
| LMR Partners LLP | 150,000 | 602,647 | +452,647 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 444,487 | 712,175 | +267,688 | 0.22 | 0.50 | +0.27 | buy |
| Centiva Capital, LP | 0 | 160,054 | +160,054 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 78,957 | 185,357 | +106,400 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 348,269 | 440,658 | +92,389 | 0.32 | 0.36 | +0.04 | buy |
| Hudson Bay Capital Management LP | 0 | 87,200 | +87,200 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 65,701 | 129,425 | +63,724 | 0.00 | 0.00 | +0.00 | buy |
| Fort Baker Capital Management LP | 0 | 54,487 | +54,487 | 0.00 | 0.05 | +0.05 | buy |
| METEORA CAPITAL, LLC | 0 | 39,817 | +39,817 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 26,345 | +26,345 | 0.00 | 0.01 | +0.01 | buy |
| Hudson Bay Capital Management LP | 1,155,100 | 1,163,446 | +8,346 | 0.07 | 0.08 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 100,000 | 108,277 | +8,277 | 0.02 | 0.03 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 160,000 | 163,575 | +3,575 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 2,971 | +2,971 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 942 | +942 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 450,000 | 450,658 | +658 | 0.03 | 0.03 | -0.00 | buy |
| GLAZER CAPITAL, LLC | 140 | 144 | +4 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 996,187 | 996,187 | 0 | 0.01 | 0.01 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 136,100 | 136,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 53,436 | 53,436 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 349,810 | 349,810 | 0 | 0.21 | 0.29 | +0.08 | hold |
| LINDEN ADVISORS LP | 224,999 | 224,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.11 | 0.09 | -0.01 | hold |
| MMCAP International Inc. SPC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.15 | 0.17 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,484 | 399,484 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 275,000 | 275,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 550,000 | 550,000 | 0 | 0.12 | 0.22 | +0.10 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Evercore Wealth Management, LLC | 14,300 | 14,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 15,000 | 15,000 | 0 | 0.93 | 0.27 | -0.66 | hold |
| Westchester Capital Management, LLC | 483,161 | 483,161 | 0 | 0.25 | 0.26 | +0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 400,000 | 400,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| DLD Asset Management, LP | 66,667 | 66,667 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 107,984 | 107,984 | 0 | 0.12 | 0.12 | -0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.20 | 0.15 | -0.04 | hold |
| Athos Capital Ltd | 25,000 | 25,000 | 0 | 0.11 | 0.09 | -0.03 | hold |
| Walleye Capital LLC | 178,464 | 178,464 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 100,000 | 100,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| Wealthspring Capital LLC | 172,650 | 172,650 | 0 | 0.02 | 0.02 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 82,600 | 82,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harraden Circle Investments, LLC | 450,000 | 450,000 | 0 | 0.03 | 0.05 | +0.01 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 231,590 | 231,590 | 0 | 0.09 | 0.12 | +0.03 | hold |
| TrueMark Investments, LLC | 10,026 | 10,026 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TrueMark Investments, LLC | 18,096 | 18,096 | 0 | 0.04 | 0.04 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 163,288 | 163,288 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.02 | +0.01 | hold |
| TORONTO DOMINION BANK | 41,500 | 41,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 70,004 | 69,481 | -523 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 50,000 | 49,383 | -617 | 0.19 | 0.16 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 306,904 | 305,704 | -1,200 | 0.05 | 0.05 | +0.00 | sell |
| AQR Arbitrage LLC | 1,380,892 | 1,379,225 | -1,667 | 0.32 | 0.25 | -0.07 | sell |
| First Trust Capital Management L.P. | 1,325,312 | 1,323,462 | -1,850 | 0.87 | 0.76 | -0.11 | sell |
| Bulldog Investors, LLP | 64,775 | 61,199 | -3,576 | 0.01 | 0.01 | +0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,753 | 10,894 | -5,859 | 0.01 | 0.01 | -0.00 | sell |
| Dakota Wealth Management | 24,150 | 17,550 | -6,600 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 783,153 | 772,820 | -10,333 | 0.01 | 0.01 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 200,015 | 187,506 | -12,509 | 0.06 | 0.04 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 13,839 | 0 | -13,839 | 0.06 | 0.00 | -0.06 | sell |
| Verition Fund Management LLC | 151,653 | 135,000 | -16,653 | 0.00 | 0.00 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 70,991 | 38,200 | -32,791 | 0.00 | 0.00 | +0.00 | sell |
| Logan Stone Capital, LLC | 91,477 | 48,612 | -42,865 | 0.25 | 0.15 | -0.10 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 100,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 293,000 | 243,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 271,354 | 214,117 | -57,237 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 61,580 | 0 | -61,580 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 203,200 | 125,000 | -78,200 | 0.43 | 0.24 | -0.19 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 782,796 | 665,550 | -117,246 | 0.40 | 0.37 | -0.04 | sell |
| Bulldog Investors, LLP | 129,449 | 0 | -129,449 | 0.31 | 0.00 | -0.31 | sell |
| Shaolin Capital Management LLC | 300,000 | 150,000 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 440,000 | 290,000 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 370,000 | 200,000 | -170,000 | 0.03 | 0.02 | -0.01 | sell |
| Sculptor Capital LP | 180,000 | 0 | -180,000 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 409,167 | 207,873 | -201,294 | 0.02 | 0.01 | -0.01 | sell |
| Wealthspring Capital LLC | 1,455,385 | 1,145,553 | -309,832 | 3.74 | 2.99 | -0.75 | sell |
| TWO SIGMA INVESTMENTS, LP | 437,500 | 0 | -437,500 | 0.01 | 0.00 | -0.01 | sell |
| BANK OF MONTREAL /CAN/ | 468,673 | 0 | -468,673 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 3,333,541 | 2,139,308 | -1,194,233 | 0.97 | 0.73 | -0.23 | sell |