| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Wealthspring Capital LLC | 85,966 | 1,470,711 | +1,384,745 | 1.39 | 4.15 | +2.76 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 40,000 | 1,000,000 | +960,000 | 0.01 | 0.14 | +0.14 | buy |
| TORONTO DOMINION BANK | 0 | 631,700 | +631,700 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 400,000 | +400,000 | 0.00 | 0.03 | +0.03 | buy |
| CSS LLC/IL | 0 | 271,579 | +271,579 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 188,446 | +188,446 | 0.00 | 0.15 | +0.15 | buy |
| Shaolin Capital Management LLC | 383,000 | 550,000 | +167,000 | 0.00 | 0.01 | +0.00 | buy |
| Wealthspring Capital LLC | 19,222 | 173,150 | +153,928 | 0.01 | 0.01 | +0.00 | buy |
| Westchester Capital Management, LLC | 383,161 | 483,161 | +100,000 | 0.23 | 0.30 | +0.07 | buy |
| Shaolin Capital Management LLC | 0 | 100,000 | +100,000 | 0.00 | 0.05 | +0.05 | buy |
| Weiss Asset Management LP | 0 | 61,450 | +61,450 | 0.00 | 0.01 | +0.01 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 13,798 | 49,748 | +35,950 | 0.02 | 0.10 | +0.08 | buy |
| Harraden Circle Investments, LLC | 575,619 | 607,619 | +32,000 | 0.06 | 0.04 | -0.02 | buy |
| BARDIN HILL MANAGEMENT PARTNERS LP | 0 | 11,376 | +11,376 | 0.00 | 0.08 | +0.08 | buy |
| K2 PRINCIPAL FUND, L.P. | 367,983 | 377,983 | +10,000 | 0.01 | 0.02 | +0.00 | buy |
| CITADEL ADVISORS LLC | 18,137 | 23,939 | +5,802 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 382,043 | 387,184 | +5,141 | 0.08 | 0.07 | -0.01 | buy |
| Schonfeld Strategic Advisors LLC | 72,500 | 76,629 | +4,129 | 0.00 | 0.00 | +0.00 | buy |
| CLEAR STREET LLC | 0 | 3,856 | +3,856 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 50,000 | 52,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 996,187 | 996,187 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 136,100 | 136,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 405,972 | 405,972 | 0 | 0.03 | 0.02 | -0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 193,740 | 193,740 | 0 | 0.05 | 0.06 | +0.01 | hold |
| BERKLEY W R CORP | 148,964 | 148,964 | 0 | 0.11 | 0.10 | -0.02 | hold |
| AQR Arbitrage LLC | 836,589 | 836,589 | 0 | 0.00 | 0.01 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 5,942 | 5,942 | 0 | 0.02 | 0.02 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 437,500 | 437,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 450,000 | 450,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 224,999 | 224,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.18 | 0.13 | -0.05 | hold |
| MMCAP International Inc. SPC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.04 | 0.05 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 784,752 | 784,752 | 0 | 0.44 | 0.46 | +0.03 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,484 | 399,484 | 0 | 0.00 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 275,000 | 275,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 550,000 | 550,000 | 0 | 0.19 | 0.12 | -0.08 | hold |
| Evercore Wealth Management, LLC | 14,300 | 14,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 0.26 | 0.43 | +0.17 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 450,000 | 450,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 400,000 | 400,000 | 0 | 0.14 | 0.06 | -0.08 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Yakira Capital Management, Inc. | 50,000 | 50,000 | 0 | 0.21 | 0.19 | -0.02 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 11,347 | 11,347 | 0 | 0.05 | 0.05 | +0.00 | hold |
| First Trust Capital Management L.P. | 1,801,191 | 1,801,191 | 0 | 1.37 | 1.30 | -0.07 | hold |
| Dakota Wealth Management | 24,150 | 24,150 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.58 | 0.24 | -0.34 | hold |
| Athos Capital Ltd | 25,000 | 25,000 | 0 | 0.32 | 0.40 | +0.07 | hold |
| MASO CAPITAL PARTNERS Ltd | 62,500 | 62,500 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Walleye Capital LLC | 646,799 | 646,799 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Decagon Asset Management LLP | 245,604 | 245,604 | 0 | 0.04 | 0.05 | +0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 233,975 | 233,975 | 0 | 0.05 | 0.06 | +0.02 | hold |
| GOLDMAN SACHS GROUP INC | 163,288 | 163,288 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 493,000 | 493,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 125,000 | 124,881 | -119 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,399,892 | 1,399,587 | -305 | 0.36 | 0.35 | -0.01 | sell |
| CLEAR STREET LLC | 154,662 | 154,187 | -475 | 0.00 | 0.00 | -0.00 | sell |
| CLEAR STREET LLC | 8,910 | 8,320 | -590 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 3,890 | 0 | -3,890 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 265,413 | 260,093 | -5,320 | 0.13 | 0.10 | -0.03 | sell |
| Verition Fund Management LLC | 224,932 | 216,798 | -8,134 | 0.00 | 0.00 | +0.00 | sell |
| TrueMark Investments, LLC | 10,026 | 0 | -10,026 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 88,513 | 70,985 | -17,528 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 18,459 | 0 | -18,459 | 0.00 | 0.00 | -0.00 | sell |
| TrueMark Investments, LLC | 20,052 | 0 | -20,052 | 0.06 | 0.00 | -0.06 | sell |
| Bulldog Investors, LLP | 178,048 | 142,704 | -35,344 | 0.51 | 0.39 | -0.12 | sell |
| PERISCOPE CAPITAL INC. | 375,000 | 325,000 | -50,000 | 2.19 | 1.31 | -0.88 | sell |
| Tabor Asset Management, LP | 50,000 | 0 | -50,000 | 0.14 | 0.00 | -0.14 | sell |
| Schonfeld Strategic Advisors LLC | 160,000 | 100,000 | -60,000 | 0.01 | 0.01 | -0.00 | sell |
| METEORA CAPITAL, LLC | 79,611 | 0 | -79,611 | 0.30 | 0.00 | -0.30 | sell |
| Crossingbridge Advisors, LLC | 94,672 | 0 | -94,672 | 0.01 | 0.00 | -0.01 | sell |
| TORONTO DOMINION BANK | 333,234 | 222,125 | -111,109 | 0.01 | 0.01 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 122,990 | 0 | -122,990 | 0.01 | 0.00 | -0.01 | sell |
| Verition Fund Management LLC | 365,216 | 195,918 | -169,298 | 0.02 | 0.01 | -0.01 | sell |
| HGC Investment Management Inc. | 250,000 | 0 | -250,000 | 0.93 | 0.00 | -0.93 | sell |
| Crossingbridge Advisors, LLC | 250,000 | 0 | -250,000 | 1.38 | 0.00 | -1.38 | sell |
| Centiva Capital, LP | 325,000 | 0 | -325,000 | 0.20 | 0.00 | -0.20 | sell |
| PERISCOPE CAPITAL INC. | 900,000 | 575,000 | -325,000 | 0.11 | 0.05 | -0.05 | sell |
| Karpus Management, Inc. | 3,837,341 | 3,495,104 | -342,237 | 1.30 | 1.20 | -0.10 | sell |