| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 918,275 | 3,442,491 | +2,524,216 | 0.26 | 0.98 | +0.71 | buy |
| First Trust Capital Management L.P. | 253,667 | 1,810,467 | +1,556,800 | 0.23 | 1.23 | +1.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 50,000 | 256,312 | +206,312 | 0.00 | 0.01 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 272,200 | 472,685 | +200,485 | 0.00 | 0.01 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 704,800 | 865,900 | +161,100 | 0.03 | 0.09 | +0.06 | buy |
| Hudson Bay Capital Management LP | 0 | 150,000 | +150,000 | 0.00 | 0.01 | +0.01 | buy |
| CLEAR STREET LLC | 32,817 | 157,527 | +124,710 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 106,872 | +106,872 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 0 | 100,000 | +100,000 | 0.00 | 0.14 | +0.14 | buy |
| AQR Arbitrage LLC | 749,998 | 849,295 | +99,297 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 1,499,999 | 1,591,721 | +91,722 | 0.39 | 0.38 | -0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 727,796 | 798,968 | +71,172 | 0.35 | 0.39 | +0.05 | buy |
| MASO CAPITAL PARTNERS Ltd | 0 | 62,500 | +62,500 | 0.00 | 0.01 | +0.01 | buy |
| METEORA CAPITAL, LLC | 0 | 50,810 | +50,810 | 0.00 | 0.14 | +0.14 | buy |
| Context Capital Management, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 363,898 | 399,484 | +35,586 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 0 | 23,150 | +23,150 | 0.00 | 0.01 | +0.01 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 15,192 | +15,192 | 0.00 | 0.05 | +0.05 | buy |
| Tidal Investments LLC | 0 | 15,192 | +15,192 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 26,342 | 38,225 | +11,883 | 0.02 | 0.02 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 5,100 | +5,100 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 136,100 | 136,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FIR TREE CAPITAL MANAGEMENT LP | 77,168 | 77,168 | 0 | 0.55 | 0.56 | +0.01 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 405,972 | 405,972 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BERKLEY W R CORP | 148,964 | 148,964 | 0 | 0.08 | 0.11 | +0.02 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 5,942 | 5,942 | 0 | 0.02 | 0.02 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 437,500 | 437,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 450,000 | 450,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 40,000 | 40,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 500,000 | 500,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Hudson Bay Capital Management LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 550,000 | 550,000 | 0 | 0.12 | 0.16 | +0.04 | hold |
| Verition Fund Management LLC | 226,032 | 226,032 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Evercore Wealth Management, LLC | 14,300 | 14,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 175,000 | 175,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 383,161 | 383,161 | 0 | 0.17 | 0.18 | +0.02 | hold |
| Westchester Capital Management, LLC | 191,580 | 191,580 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 450,000 | 450,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 400,000 | 400,000 | 0 | 0.17 | 0.16 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.07 | 0.07 | +0.00 | hold |
| Yakira Capital Management, Inc. | 50,000 | 50,000 | 0 | 0.20 | 0.20 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.60 | 0.51 | -0.09 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Athos Capital Ltd | 25,000 | 25,000 | 0 | 0.15 | 0.08 | -0.06 | hold |
| Centiva Capital, LP | 162,500 | 162,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 325,000 | 325,000 | 0 | 0.16 | 0.15 | -0.01 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 1.16 | 1.05 | -0.11 | hold |
| Walleye Capital LLC | 12,672 | 12,672 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 525,000 | 525,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wealthspring Capital LLC | 19,222 | 19,222 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TrueMark Investments, LLC | 20,052 | 20,052 | 0 | 0.07 | 0.07 | -0.00 | hold |
| TrueMark Investments, LLC | 10,026 | 10,026 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 272,457 | 271,652 | -805 | 0.21 | 0.16 | -0.05 | sell |
| MILLENNIUM MANAGEMENT LLC | 177,024 | 175,000 | -2,024 | 0.00 | 0.00 | +0.00 | sell |
| DEUTSCHE BANK AG\ | 496,000 | 493,000 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| CLEAR STREET LLC | 4,015 | 0 | -4,015 | 0.00 | 0.00 | -0.00 | sell |
| CLEAR STREET LLC | 10,421 | 6,129 | -4,292 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 204,988 | 200,000 | -4,988 | 0.02 | 0.02 | +0.00 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 200,000 | 193,740 | -6,260 | 0.06 | 0.05 | -0.01 | sell |
| Verition Fund Management LLC | 452,064 | 441,137 | -10,927 | 0.04 | 0.03 | -0.00 | sell |
| Wealthspring Capital LLC | 155,857 | 140,857 | -15,000 | 1.83 | 1.77 | -0.06 | sell |
| Crossingbridge Advisors, LLC | 485,500 | 470,305 | -15,195 | 2.90 | 3.65 | +0.75 | sell |
| Bulldog Investors, LLP | 200,736 | 183,383 | -17,353 | 0.76 | 0.63 | -0.13 | sell |
| HRT FINANCIAL LP | 26,706 | 0 | -26,706 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 125,179 | 94,592 | -30,587 | 0.01 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 60,000 | 0 | -60,000 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 71,172 | 0 | -71,172 | 0.03 | 0.00 | -0.03 | sell |
| MMCAP International Inc. SPC | 100,000 | 0 | -100,000 | 0.14 | 0.00 | -0.14 | sell |
| MASO CAPITAL PARTNERS Ltd | 125,000 | 0 | -125,000 | 1.33 | 0.00 | -1.33 | sell |
| Walleye Trading LLC | 125,495 | 0 | -125,495 | 0.03 | 0.00 | -0.03 | sell |
| GLAZER CAPITAL, LLC | 134,395 | 0 | -134,395 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 200,000 | 0 | -200,000 | 0.06 | 0.00 | -0.06 | sell |
| Crossingbridge Advisors, LLC | 219,162 | 0 | -219,162 | 0.02 | 0.00 | -0.02 | sell |
| Walleye Capital LLC | 223,102 | 0 | -223,102 | 0.02 | 0.00 | -0.02 | sell |
| Kepos Capital LP | 350,000 | 100,000 | -250,000 | 1.37 | 0.45 | -0.93 | sell |
| JPMORGAN CHASE & CO | 251,666 | 0 | -251,666 | 0.00 | 0.00 | -0.00 | sell |
| CAPSTONE INVESTMENT ADVISORS, LLC | 300,000 | 0 | -300,000 | 0.07 | 0.00 | -0.07 | sell |
| PERISCOPE CAPITAL INC. | 999,600 | 600,000 | -399,600 | 3.68 | 3.87 | +0.19 | sell |
| Exos Asset Management LLC | 451,214 | 0 | -451,214 | 0.07 | 0.00 | -0.07 | sell |
| CITADEL ADVISORS LLC | 502,469 | 0 | -502,469 | 0.01 | 0.00 | -0.01 | sell |
| KIM, LLC | 600,000 | 0 | -600,000 | 0.01 | 0.00 | -0.01 | sell |
| KIM, LLC | 1,006,000 | 0 | -1,006,000 | 1.10 | 0.00 | -1.10 | sell |