| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 0 | 300,307 | +300,307 | 0.00 | 0.34 | +0.34 | buy |
| TORONTO DOMINION BANK | 631,700 | 884,163 | +252,463 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 188,446 | 362,491 | +174,045 | 0.15 | 0.24 | +0.09 | buy |
| MILLENNIUM MANAGEMENT LLC | 175,000 | 271,354 | +96,354 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 81,600 | +81,600 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 387,184 | 442,944 | +55,760 | 0.07 | 0.07 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 53,436 | +53,436 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 148,964 | 199,033 | +50,069 | 0.10 | 0.14 | +0.04 | buy |
| TrueMark Investments, LLC | 0 | 19,024 | +19,024 | 0.00 | 0.04 | +0.04 | buy |
| TrueMark Investments, LLC | 0 | 10,026 | +10,026 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 245,604 | 252,676 | +7,072 | 0.05 | 0.05 | -0.00 | buy |
| Shaolin Capital Management LLC | 100,000 | 104,082 | +4,082 | 0.05 | 0.05 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 0 | 140 | +140 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 996,187 | 996,187 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 136,100 | 136,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 260,093 | 260,093 | 0 | 0.10 | 0.09 | -0.01 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 405,972 | 405,972 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 271,579 | 271,579 | 0 | 0.00 | 0.01 | +0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 193,740 | 193,740 | 0 | 0.06 | 0.06 | +0.01 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 5,942 | 5,942 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 437,500 | 437,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 450,000 | 450,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| LINDEN ADVISORS LP | 224,999 | 224,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.13 | 0.12 | -0.00 | hold |
| MMCAP International Inc. SPC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.14 | 0.14 | -0.00 | hold |
| Weiss Asset Management LP | 61,450 | 61,450 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,484 | 399,484 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 550,000 | 550,000 | 0 | 0.12 | 0.12 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 377,983 | 377,983 | 0 | 0.02 | 0.01 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 49,748 | 49,748 | 0 | 0.10 | 0.06 | -0.04 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Evercore Wealth Management, LLC | 14,300 | 14,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 0.43 | 1.72 | +1.29 | hold |
| Westchester Capital Management, LLC | 483,161 | 483,161 | 0 | 0.30 | 0.27 | -0.03 | hold |
| Parallax Volatility Advisers, L.P. | 52,000 | 52,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 400,000 | 400,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Yakira Capital Management, Inc. | 50,000 | 50,000 | 0 | 0.19 | 0.20 | +0.01 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 11,347 | 11,347 | 0 | 0.05 | 0.09 | +0.04 | hold |
| First Trust Capital Management L.P. | 1,801,191 | 1,801,191 | 0 | 1.30 | 1.25 | -0.05 | hold |
| Dakota Wealth Management | 24,150 | 24,150 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.24 | 0.20 | -0.04 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Athos Capital Ltd | 25,000 | 25,000 | 0 | 0.40 | 0.18 | -0.22 | hold |
| PERISCOPE CAPITAL INC. | 325,000 | 325,000 | 0 | 1.31 | 0.85 | -0.46 | hold |
| MASO CAPITAL PARTNERS Ltd | 62,500 | 62,500 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Wealthspring Capital LLC | 173,150 | 173,150 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Harraden Circle Investments, LLC | 607,619 | 607,619 | 0 | 0.04 | 0.04 | +0.00 | hold |
| MIZUHO SECURITIES USA LLC | 279,200 | 279,200 | 0 | 0.06 | 0.06 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 163,288 | 163,288 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 493,000 | 493,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 646,799 | 646,285 | -514 | 0.00 | 0.00 | +0.00 | sell |
| Shaolin Capital Management LLC | 550,000 | 549,200 | -800 | 0.01 | 0.01 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 784,752 | 783,724 | -1,028 | 0.46 | 0.48 | +0.02 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 233,975 | 231,590 | -2,385 | 0.06 | 0.09 | +0.03 | sell |
| Bulldog Investors, LLP | 70,985 | 66,931 | -4,054 | 0.00 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 1,470,711 | 1,463,007 | -7,704 | 4.15 | 3.74 | -0.41 | sell |
| Bulldog Investors, LLP | 142,704 | 134,125 | -8,579 | 0.39 | 0.33 | -0.05 | sell |
| Schonfeld Strategic Advisors LLC | 76,629 | 66,300 | -10,329 | 0.00 | 0.00 | +0.00 | sell |
| BARDIN HILL MANAGEMENT PARTNERS LP | 11,376 | 0 | -11,376 | 0.08 | 0.00 | -0.08 | sell |
| Verition Fund Management LLC | 216,798 | 201,598 | -15,200 | 0.00 | 0.00 | +0.00 | sell |
| AQR Arbitrage LLC | 1,399,587 | 1,380,892 | -18,695 | 0.35 | 0.38 | +0.03 | sell |
| CITADEL ADVISORS LLC | 23,939 | 0 | -23,939 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 575,000 | 549,900 | -25,100 | 0.05 | 0.05 | -0.00 | sell |
| TORONTO DOMINION BANK | 222,125 | 175,000 | -47,125 | 0.01 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 100,000 | 51,820 | -48,180 | 0.01 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 836,589 | 783,153 | -53,436 | 0.01 | 0.01 | +0.00 | sell |
| Verition Fund Management LLC | 195,918 | 137,757 | -58,161 | 0.01 | 0.01 | -0.00 | sell |
| Karpus Management, Inc. | 3,495,104 | 3,373,979 | -121,125 | 1.20 | 1.15 | -0.06 | sell |
| MILLENNIUM MANAGEMENT LLC | 124,881 | 0 | -124,881 | 0.00 | 0.00 | -0.00 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 450,000 | 200,000 | -250,000 | 0.01 | 0.00 | -0.01 | sell |