| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Hudson Bay Capital Management LP | 650,000 | 1,155,100 | +505,100 | 0.04 | 0.07 | +0.03 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 468,673 | +468,673 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 444,487 | +444,487 | 0.00 | 0.22 | +0.22 | buy |
| Sculptor Capital LP | 0 | 180,000 | +180,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 160,000 | +160,000 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 199,033 | 318,745 | +119,712 | 0.14 | 0.19 | +0.06 | buy |
| DLD Asset Management, LP | 0 | 107,984 | +107,984 | 0.00 | 0.12 | +0.12 | buy |
| Logan Stone Capital, LLC | 0 | 91,477 | +91,477 | 0.00 | 0.25 | +0.25 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 78,957 | +78,957 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 70,004 | +70,004 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 66,667 | +66,667 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 61,580 | +61,580 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 300,307 | 348,269 | +47,962 | 0.34 | 0.32 | -0.02 | buy |
| K2 PRINCIPAL FUND, L.P. | 377,983 | 409,167 | +31,184 | 0.01 | 0.02 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 52,000 | 70,991 | +18,991 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 16,753 | +16,753 | 0.00 | 0.01 | +0.01 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 11,347 | 13,839 | +2,492 | 0.09 | 0.06 | -0.02 | buy |
| READYSTATE ASSET MANAGEMENT LP | 81,600 | 82,600 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 996,187 | 996,187 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 136,100 | 136,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 140 | 140 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 53,436 | 53,436 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 783,153 | 783,153 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 1,380,892 | 1,380,892 | 0 | 0.38 | 0.32 | -0.06 | hold |
| TWO SIGMA INVESTMENTS, LP | 437,500 | 437,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 271,354 | 271,354 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 450,000 | 450,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 224,999 | 224,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.12 | 0.11 | -0.02 | hold |
| MMCAP International Inc. SPC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.14 | 0.15 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,484 | 399,484 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 550,000 | 550,000 | 0 | 0.12 | 0.12 | +0.00 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Alberta Investment Management Corp | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Evercore Wealth Management, LLC | 14,300 | 14,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 483,161 | 483,161 | 0 | 0.27 | 0.25 | -0.02 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 400,000 | 400,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| LMR Partners LLP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Yakira Capital Management, Inc. | 50,000 | 50,000 | 0 | 0.20 | 0.19 | -0.01 | hold |
| Dakota Wealth Management | 24,150 | 24,150 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.20 | 0.20 | -0.01 | hold |
| Athos Capital Ltd | 25,000 | 25,000 | 0 | 0.18 | 0.11 | -0.06 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 231,590 | 231,590 | 0 | 0.09 | 0.09 | +0.00 | hold |
| TrueMark Investments, LLC | 10,026 | 10,026 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 163,288 | 163,288 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Wealthspring Capital LLC | 173,150 | 172,650 | -500 | 0.01 | 0.02 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 66,300 | 65,701 | -599 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 783,724 | 782,796 | -928 | 0.48 | 0.40 | -0.08 | sell |
| TrueMark Investments, LLC | 19,024 | 18,096 | -928 | 0.04 | 0.04 | +0.00 | sell |
| Bulldog Investors, LLP | 66,931 | 64,775 | -2,156 | 0.01 | 0.01 | +0.00 | sell |
| Shaolin Capital Management LLC | 104,082 | 100,000 | -4,082 | 0.05 | 0.04 | -0.01 | sell |
| Bulldog Investors, LLP | 134,125 | 129,449 | -4,676 | 0.33 | 0.31 | -0.02 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 5,942 | 0 | -5,942 | 0.02 | 0.00 | -0.02 | sell |
| Wealthspring Capital LLC | 1,463,007 | 1,455,385 | -7,622 | 3.74 | 3.74 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 362,491 | 349,810 | -12,681 | 0.24 | 0.21 | -0.03 | sell |
| Kepos Capital LP | 30,000 | 15,000 | -15,000 | 1.72 | 0.93 | -0.79 | sell |
| Karpus Management, Inc. | 3,373,979 | 3,333,541 | -40,438 | 1.15 | 0.97 | -0.18 | sell |
| MIZUHO SECURITIES USA LLC | 279,200 | 232,179 | -47,021 | 0.06 | 0.04 | -0.02 | sell |
| K2 PRINCIPAL FUND, L.P. | 49,748 | 0 | -49,748 | 0.06 | 0.00 | -0.06 | sell |
| Verition Fund Management LLC | 201,598 | 151,653 | -49,945 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 200,000 | 150,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 51,820 | 0 | -51,820 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 260,093 | 200,015 | -60,078 | 0.09 | 0.06 | -0.04 | sell |
| Weiss Asset Management LP | 61,450 | 0 | -61,450 | 0.01 | 0.00 | -0.01 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 193,740 | 100,000 | -93,740 | 0.06 | 0.03 | -0.03 | sell |
| PERISCOPE CAPITAL INC. | 325,000 | 203,200 | -121,800 | 0.85 | 0.43 | -0.42 | sell |
| TORONTO DOMINION BANK | 175,000 | 41,500 | -133,500 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 442,944 | 306,904 | -136,040 | 0.07 | 0.05 | -0.02 | sell |
| Verition Fund Management LLC | 137,757 | 0 | -137,757 | 0.01 | 0.00 | -0.01 | sell |
| Harraden Circle Investments, LLC | 607,619 | 450,000 | -157,619 | 0.04 | 0.03 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 549,900 | 370,000 | -179,900 | 0.05 | 0.03 | -0.02 | sell |
| DEUTSCHE BANK AG\ | 493,000 | 293,000 | -200,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 549,200 | 300,000 | -249,200 | 0.01 | 0.00 | -0.01 | sell |
| Decagon Asset Management LLP | 252,676 | 0 | -252,676 | 0.05 | 0.00 | -0.05 | sell |
| CSS LLC/IL | 271,579 | 0 | -271,579 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 405,972 | 0 | -405,972 | 0.02 | 0.00 | -0.02 | sell |
| TORONTO DOMINION BANK | 884,163 | 440,000 | -444,163 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 646,285 | 178,464 | -467,821 | 0.00 | 0.00 | -0.00 | sell |
| First Trust Capital Management L.P. | 1,801,191 | 1,325,312 | -475,879 | 1.25 | 0.87 | -0.37 | sell |