| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 800,000 | +800,000 | 0.00 | 0.12 | +0.12 | buy |
| Crossingbridge Advisors, LLC | 0 | 645,696 | +645,696 | 0.00 | 1.20 | +1.20 | buy |
| WHITEBOX ADVISORS LLC | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 189,206 | +189,206 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,188,043 | 1,353,849 | +165,806 | 0.01 | 0.01 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| Kepos Capital LP | 0 | 95,000 | +95,000 | 0.00 | 0.04 | +0.04 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 67,652 | +67,652 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 59,403 | +59,403 | 0.00 | 0.06 | +0.06 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,376,980 | 1,423,780 | +46,800 | 0.01 | 0.01 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 14,096 | +14,096 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 13,600 | +13,600 | 0.00 | 0.23 | +0.23 | buy |
| TORONTO DOMINION BANK | 76,000 | 87,351 | +11,351 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 49,853 | 49,902 | +49 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 66,118 | 66,118 | 0 | 0.02 | 0.01 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 120,000 | 120,000 | 0 | 0.47 | 0.35 | -0.12 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CSS LLC/IL | 708,268 | 708,268 | 0 | 0.41 | 0.41 | -0.00 | hold |
| BERKLEY W R CORP | 496,400 | 496,400 | 0 | 0.28 | 0.27 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 268,041 | 268,041 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 980 | 980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 854,110 | 854,110 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Radcliffe Capital Management, L.P. | 13,499 | 13,499 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 625,010 | 625,010 | 0 | 0.35 | 0.48 | +0.13 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.17 | 0.19 | +0.02 | hold |
| LINDEN ADVISORS LP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,200,000 | 1,200,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Context Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,000,000 | 2,000,000 | 0 | 0.29 | 0.32 | +0.03 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 2,200,000 | 2,200,000 | 0 | 0.22 | 0.23 | +0.01 | hold |
| Magnetar Financial LLC | 1,100,000 | 1,100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 914,927 | 914,927 | 0 | 0.05 | 0.06 | +0.00 | hold |
| Hudson Bay Capital Management LP | 23,351 | 23,351 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,936 | 249,936 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 150,000 | 150,000 | 0 | 0.34 | 0.35 | +0.00 | hold |
| Bulldog Investors, LLP | 75,000 | 75,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 1,344,693 | 1,344,693 | 0 | 0.65 | 0.67 | +0.02 | hold |
| Westchester Capital Management, LLC | 672,345 | 672,345 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,000,000 | 1,000,000 | 0 | 0.11 | 0.11 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 84,313 | 84,313 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.10 | 0.09 | -0.00 | hold |
| Lighthouse Investment Partners, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 254,748 | 254,748 | 0 | 0.31 | 0.24 | -0.07 | hold |
| Mint Tower Capital Management B.V. | 509,497 | 509,497 | 0 | 0.63 | 0.48 | -0.15 | hold |
| PERISCOPE CAPITAL INC. | 224,900 | 224,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 36,600 | 36,600 | 0 | 0.06 | 0.06 | +0.00 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HGC Investment Management Inc. | 559,131 | 559,131 | 0 | 1.24 | 1.29 | +0.05 | hold |
| HGC Investment Management Inc. | 50,000 | 50,000 | 0 | 0.11 | 0.11 | +0.01 | hold |
| Ghisallo Capital Management LLC | 1,000,000 | 1,000,000 | 0 | 0.46 | 0.28 | -0.17 | hold |
| READYSTATE ASSET MANAGEMENT LP | 85,746 | 85,746 | 0 | 0.04 | 0.05 | +0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,382 | 49,382 | 0 | 0.01 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,764 | 98,764 | 0 | 0.97 | 1.09 | +0.12 | hold |
| GOLDMAN SACHS GROUP INC | 536,082 | 536,082 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 8,500 | 8,000 | -500 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 35,000 | 32,853 | -2,147 | 0.00 | 0.00 | +0.00 | sell |
| Dakota Wealth Management | 53,500 | 51,250 | -2,250 | 0.01 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 373,190 | 370,765 | -2,425 | 0.03 | 0.02 | -0.00 | sell |
| METEORA CAPITAL, LLC | 435,892 | 430,706 | -5,186 | 0.37 | 0.33 | -0.05 | sell |
| Shaolin Capital Management LLC | 350,000 | 341,798 | -8,202 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 238,700 | 229,100 | -9,600 | 0.00 | 0.00 | +0.00 | sell |
| Wealthspring Capital LLC | 733,075 | 722,625 | -10,450 | 1.77 | 1.76 | -0.01 | sell |
| Virtu Financial LLC | 11,326 | 0 | -11,326 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 136,650 | 121,750 | -14,900 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 356,100 | 340,700 | -15,400 | 0.10 | 0.11 | +0.01 | sell |
| AQR Arbitrage LLC | 851,956 | 832,070 | -19,886 | 0.01 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 101,894 | 65,156 | -36,738 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 111,971 | 70,511 | -41,460 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 497,500 | 455,000 | -42,500 | 0.24 | 0.23 | -0.01 | sell |
| Verition Fund Management LLC | 419,789 | 375,889 | -43,900 | 0.02 | 0.04 | +0.01 | sell |
| Shaolin Capital Management LLC | 350,000 | 300,000 | -50,000 | 0.14 | 0.13 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 383,100 | 325,000 | -58,100 | 0.76 | 0.58 | -0.18 | sell |
| CSS LLC/IL | 1,162,788 | 1,102,593 | -60,195 | 0.02 | 0.02 | -0.00 | sell |
| AQR Arbitrage LLC | 1,666,912 | 1,596,487 | -70,425 | 0.36 | 0.27 | -0.09 | sell |
| METEORA CAPITAL, LLC | 104,880 | 0 | -104,880 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 617,885 | 510,525 | -107,360 | 0.09 | 0.08 | -0.01 | sell |
| MIZUHO SECURITIES USA LLC | 114,187 | 0 | -114,187 | 0.02 | 0.00 | -0.02 | sell |
| Alpine Global Management, LLC | 150,000 | 0 | -150,000 | 0.34 | 0.00 | -0.34 | sell |
| First Trust Capital Management L.P. | 750,000 | 352,297 | -397,703 | 0.47 | 0.19 | -0.27 | sell |