| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC | 645,696 | 1,132,429 | +486,733 | 1.20 | 2.08 | +0.88 | buy |
| Centiva Capital, LP | 0 | 450,000 | +450,000 | 0.00 | 0.16 | +0.16 | buy |
| BERKLEY W R CORP | 496,400 | 778,984 | +282,584 | 0.27 | 0.40 | +0.12 | buy |
| Quarry LP | 0 | 262,500 | +262,500 | 0.00 | 0.43 | +0.43 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 255,691 | +255,691 | 0.00 | 0.04 | +0.04 | buy |
| Sculptor Capital LP | 0 | 210,325 | +210,325 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 185,592 | +185,592 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 1,102,593 | 1,222,748 | +120,155 | 0.02 | 0.04 | +0.02 | buy |
| HGC Investment Management Inc. | 100,000 | 200,000 | +100,000 | 0.01 | 0.03 | +0.02 | buy |
| Shaolin Capital Management LLC | 300,000 | 396,316 | +96,316 | 0.13 | 0.23 | +0.10 | buy |
| LMR Partners LLP | 500,000 | 550,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| Arax Advisory Partners | 0 | 21,022 | +21,022 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 1,000,000 | 1,015,000 | +15,000 | 0.11 | 0.10 | -0.01 | buy |
| Arax Advisory Partners | 0 | 10,511 | +10,511 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 66,118 | 75,844 | +9,726 | 0.01 | 0.02 | +0.01 | buy |
| AQR Arbitrage LLC | 832,070 | 837,280 | +5,210 | 0.00 | 0.01 | +0.00 | buy |
| Verition Fund Management LLC | 229,100 | 230,500 | +1,400 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 625,010 | 625,012 | +2 | 0.48 | 0.49 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 1,353,849 | 1,353,849 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 120,000 | 120,000 | 0 | 0.35 | 0.29 | -0.06 | hold |
| CSS LLC/IL | 708,268 | 708,268 | 0 | 0.41 | 0.33 | -0.08 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 67,652 | 67,652 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 268,041 | 268,041 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 980 | 980 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 854,110 | 854,110 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 800,000 | 800,000 | 0 | 0.12 | 0.13 | +0.02 | hold |
| WHITEBOX ADVISORS LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,200,000 | 1,200,000 | 0 | 0.07 | 0.06 | -0.00 | hold |
| Context Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,000,000 | 2,000,000 | 0 | 0.32 | 0.29 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 1,100,000 | 1,100,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 2,200,000 | 2,200,000 | 0 | 0.23 | 0.21 | -0.02 | hold |
| Hudson Bay Capital Management LP | 914,927 | 914,927 | 0 | 0.06 | 0.04 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 455,000 | 455,000 | 0 | 0.23 | 0.23 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 249,936 | 249,936 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 95,000 | 95,000 | 0 | 0.04 | 0.10 | +0.05 | hold |
| Kepos Capital LP | 13,600 | 13,600 | 0 | 0.23 | 0.19 | -0.03 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 84,313 | 84,313 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.09 | 0.08 | -0.02 | hold |
| First Trust Capital Management L.P. | 352,297 | 352,297 | 0 | 0.19 | 0.21 | +0.02 | hold |
| Dakota Wealth Management | 51,250 | 51,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 254,748 | 254,748 | 0 | 0.24 | 0.02 | -0.22 | hold |
| Mint Tower Capital Management B.V. | 509,497 | 509,497 | 0 | 0.48 | 0.63 | +0.14 | hold |
| PERISCOPE CAPITAL INC. | 325,000 | 325,000 | 0 | 0.58 | 0.54 | -0.04 | hold |
| Global Retirement Partners, LLC | 130 | 130 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ghisallo Capital Management LLC | 1,000,000 | 1,000,000 | 0 | 0.28 | 0.20 | -0.08 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 100,000 | 100,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 85,746 | 85,746 | 0 | 0.05 | 0.04 | -0.02 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,382 | 49,382 | 0 | 0.02 | 0.03 | +0.02 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,764 | 98,764 | 0 | 1.09 | 0.99 | -0.10 | hold |
| GOLDMAN SACHS GROUP INC | 536,082 | 536,082 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.01 | +0.01 | hold |
| TORONTO DOMINION BANK | 87,351 | 86,721 | -630 | 0.00 | 0.00 | +0.00 | sell |
| Wealthspring Capital LLC | 370,765 | 369,155 | -1,610 | 0.02 | 0.05 | +0.03 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 397,194 | -2,806 | 0.02 | 0.02 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 32,853 | 25,000 | -7,853 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 8,000 | 0 | -8,000 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 340,700 | 331,950 | -8,750 | 0.11 | 0.10 | -0.01 | sell |
| PenderFund Capital Management Ltd. | 36,600 | 26,280 | -10,320 | 0.06 | 0.04 | -0.02 | sell |
| READYSTATE ASSET MANAGEMENT LP | 75,000 | 64,327 | -10,673 | 0.00 | 0.00 | +0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 1,423,780 | 1,411,602 | -12,178 | 0.01 | 0.01 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 13,499 | 0 | -13,499 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 14,096 | 0 | -14,096 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,596,487 | 1,573,737 | -22,750 | 0.27 | 0.23 | -0.04 | sell |
| Hudson Bay Capital Management LP | 23,351 | 0 | -23,351 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 224,900 | 200,000 | -24,900 | 0.01 | 0.02 | +0.01 | sell |
| Schonfeld Strategic Advisors LLC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 50,000 | 25,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 49,902 | 24,877 | -25,025 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 70,511 | 45,023 | -25,488 | 0.00 | 0.00 | +0.00 | sell |
| Bulldog Investors, LLP | 75,000 | 35,000 | -40,000 | 0.00 | 0.01 | +0.00 | sell |
| HGC Investment Management Inc. | 50,000 | 0 | -50,000 | 0.11 | 0.00 | -0.11 | sell |
| Wealthspring Capital LLC | 722,625 | 669,405 | -53,220 | 1.76 | 1.56 | -0.21 | sell |
| DLD Asset Management, LP | 59,403 | 0 | -59,403 | 0.06 | 0.00 | -0.06 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 0 | -60,000 | 0.01 | 0.00 | -0.01 | sell |
| BERKLEY W R CORP | 65,156 | 0 | -65,156 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 121,750 | 54,150 | -67,600 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 375,889 | 300,889 | -75,000 | 0.04 | 0.02 | -0.02 | sell |
| Bulldog Investors, LLP | 150,000 | 75,000 | -75,000 | 0.35 | 0.17 | -0.18 | sell |
| Shaolin Capital Management LLC | 341,798 | 260,112 | -81,686 | 0.00 | 0.01 | +0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 189,206 | 99,770 | -89,436 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 510,525 | 361,232 | -149,293 | 0.08 | 0.05 | -0.03 | sell |
| Lighthouse Investment Partners, LLC | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 200,000 | -300,000 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 430,706 | 25,000 | -405,706 | 0.33 | 0.02 | -0.31 | sell |
| Westchester Capital Management, LLC | 1,344,693 | 869,693 | -475,000 | 0.67 | 0.46 | -0.22 | sell |
| Westchester Capital Management, LLC | 672,345 | 122,345 | -550,000 | 0.01 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 559,131 | 0 | -559,131 | 1.29 | 0.00 | -1.29 | sell |