| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Westchester Capital Management, LLC | 0 | 1,344,693 | +1,344,693 | 0.00 | 0.71 | +0.71 | buy |
| Wealthspring Capital LLC | 0 | 748,075 | +748,075 | 0.00 | 1.80 | +1.80 | buy |
| Westchester Capital Management, LLC | 0 | 672,345 | +672,345 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 536,082 | +536,082 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 366,945 | 820,000 | +453,055 | 0.01 | 0.02 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 397,500 | +397,500 | 0.00 | 0.23 | +0.23 | buy |
| Wealthspring Capital LLC | 0 | 375,135 | +375,135 | 0.00 | 0.03 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 960,000 | 1,301,980 | +341,980 | 0.01 | 0.01 | +0.00 | buy |
| Karpus Management, Inc. | 0 | 309,075 | +309,075 | 0.00 | 0.10 | +0.10 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 268,041 | +268,041 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 265,523 | 525,000 | +259,477 | 0.20 | 0.33 | +0.13 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 198,750 | +198,750 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 150,000 | +150,000 | 0.00 | 0.35 | +0.35 | buy |
| D. E. Shaw & Co., Inc. | 250,002 | 350,182 | +100,180 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 224,999 | 300,000 | +75,001 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 75,000 | +75,000 | 0.00 | 0.01 | +0.01 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 49,744 | +49,744 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 0 | 30,000 | +30,000 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 40,117 | 66,118 | +26,001 | 0.01 | 0.02 | +0.01 | buy |
| PERISCOPE CAPITAL INC. | 449,800 | 475,000 | +25,200 | 1.71 | 1.17 | -0.54 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 25,095 | +25,095 | 0.00 | 0.01 | +0.01 | buy |
| CSS LLC/IL | 683,268 | 708,268 | +25,000 | 0.44 | 0.43 | -0.01 | buy |
| CSS LLC/IL | 1,150,288 | 1,162,788 | +12,500 | 0.03 | 0.02 | -0.01 | buy |
| Schonfeld Strategic Advisors LLC | 22,500 | 27,416 | +4,916 | 0.00 | 0.00 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 200,071 | 200,902 | +831 | 0.04 | 0.04 | -0.00 | buy |
| Parallax Volatility Advisers, L.P. | 49,535 | 50,212 | +677 | 0.02 | 0.02 | -0.01 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 120,000 | 120,000 | 0 | 0.38 | 0.39 | +0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 496,400 | 496,400 | 0 | 0.31 | 0.32 | +0.02 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 980 | 980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 854,110 | 854,110 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 13,499 | 13,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 800,000 | 800,000 | 0 | 0.22 | 0.15 | -0.07 | hold |
| WHITEBOX ADVISORS LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.18 | 0.17 | -0.01 | hold |
| LINDEN ADVISORS LP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,200,000 | 1,200,000 | 0 | 0.07 | 0.08 | +0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Context Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,000,000 | 2,000,000 | 0 | 0.27 | 0.27 | -0.01 | hold |
| Magnetar Financial LLC | 2,200,000 | 2,200,000 | 0 | 0.11 | 0.14 | +0.03 | hold |
| Magnetar Financial LLC | 1,100,000 | 1,100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 463,514 | 463,514 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Hudson Bay Capital Management LP | 31,757 | 31,757 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 136,650 | 136,650 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2,000,000 | 2,000,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,000,000 | 1,000,000 | 0 | 0.14 | 0.13 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.16 | 0.13 | -0.03 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Lighthouse Investment Partners, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 750,000 | 750,000 | 0 | 0.51 | 0.49 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 254,748 | 254,748 | 0 | 0.39 | 0.32 | -0.06 | hold |
| Mint Tower Capital Management B.V. | 509,497 | 509,497 | 0 | 0.77 | 0.65 | -0.13 | hold |
| PERISCOPE CAPITAL INC. | 224,900 | 224,900 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PenderFund Capital Management Ltd. | 36,600 | 36,600 | 0 | 0.09 | 0.06 | -0.03 | hold |
| HGC Investment Management Inc. | 759,131 | 759,131 | 0 | 2.15 | 1.90 | -0.24 | hold |
| Shaolin Capital Management LLC | 300,000 | 300,000 | 0 | 0.13 | 0.15 | +0.01 | hold |
| Ghisallo Capital Management LLC | 1,000,000 | 1,000,000 | 0 | 0.27 | 0.33 | +0.06 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 45,000 | 44,833 | -167 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 49,999 | 49,382 | -617 | 0.02 | 0.02 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 1,680,800 | 1,680,000 | -800 | 0.02 | 0.01 | -0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 98,764 | -1,236 | 1.00 | 1.03 | +0.03 | sell |
| Verition Fund Management LLC | 248,300 | 238,700 | -9,600 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 141,515 | 130,473 | -11,042 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 20,058 | 0 | -20,058 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 20,391 | 0 | -20,391 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 100,000 | 75,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 25,001 | 0 | -25,001 | 0.02 | 0.00 | -0.02 | sell |
| BERKLEY W R CORP | 148,840 | 111,524 | -37,316 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 324,456 | 277,171 | -47,285 | 0.05 | 0.04 | -0.01 | sell |
| Virtu Financial LLC | 92,446 | 0 | -92,446 | 0.05 | 0.00 | -0.05 | sell |
| Verition Fund Management LLC | 484,999 | 383,289 | -101,710 | 0.03 | 0.02 | -0.01 | sell |
| Bulldog Investors, LLP | 151,250 | 0 | -151,250 | 0.40 | 0.00 | -0.40 | sell |
| Parallax Volatility Advisers, L.P. | 376,399 | 187,500 | -188,899 | 0.01 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 245,600 | 0 | -245,600 | 0.45 | 0.00 | -0.45 | sell |
| AQR Arbitrage LLC | 1,119,997 | 851,956 | -268,041 | 0.01 | 0.01 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 102,372 | -397,628 | 0.29 | 0.06 | -0.23 | sell |
| Lighthouse Investment Partners, LLC | 500,000 | 0 | -500,000 | 0.22 | 0.00 | -0.22 | sell |
| MILLENNIUM MANAGEMENT LLC | 540,000 | 0 | -540,000 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 2,239,994 | 1,666,912 | -573,082 | 0.53 | 0.43 | -0.10 | sell |
| Wealthspring Capital LLC | 751,734 | 0 | -751,734 | 2.08 | 0.00 | -2.08 | sell |
| Westchester Capital Management, LLC | 1,344,693 | 0 | -1,344,693 | 0.80 | 0.00 | -0.80 | sell |