| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| D. E. Shaw & Co., Inc. | 350,182 | 1,188,043 | +837,861 | 0.00 | 0.01 | +0.01 | buy |
| Hudson Bay Capital Management LP | 463,514 | 914,927 | +451,413 | 0.03 | 0.05 | +0.03 | buy |
| METEORA CAPITAL, LLC | 0 | 435,892 | +435,892 | 0.00 | 0.37 | +0.37 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 277,171 | 617,885 | +340,714 | 0.04 | 0.09 | +0.05 | buy |
| Alpine Global Management, LLC | 0 | 150,000 | +150,000 | 0.00 | 0.34 | +0.34 | buy |
| METEORA CAPITAL, LLC | 0 | 104,880 | +104,880 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 525,000 | 625,010 | +100,010 | 0.33 | 0.35 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 397,500 | 497,500 | +100,000 | 0.23 | 0.24 | +0.01 | buy |
| HGC Investment Management Inc. | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| DLD Asset Management, LP | 0 | 84,313 | +84,313 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 1,301,980 | 1,376,980 | +75,000 | 0.01 | 0.01 | -0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 25,095 | 85,746 | +60,651 | 0.01 | 0.04 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 198,750 | 249,936 | +51,186 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 50,000 | +50,000 | 0.00 | 0.11 | +0.11 | buy |
| Shaolin Capital Management LLC | 300,000 | 350,000 | +50,000 | 0.00 | 0.00 | -0.00 | buy |
| Shaolin Capital Management LLC | 300,000 | 350,000 | +50,000 | 0.15 | 0.14 | -0.01 | buy |
| Karpus Management, Inc. | 309,075 | 356,100 | +47,025 | 0.10 | 0.10 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 36,600 | +36,600 | 0.00 | 0.06 | +0.06 | buy |
| Verition Fund Management LLC | 383,289 | 419,789 | +36,500 | 0.02 | 0.02 | +0.00 | buy |
| Dakota Wealth Management | 30,000 | 53,500 | +23,500 | 0.01 | 0.01 | +0.00 | buy |
| Virtu Financial LLC | 0 | 11,326 | +11,326 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 75,000 | 76,000 | +1,000 | 0.00 | 0.00 | -0.00 | buy |
| Global Retirement Partners, LLC | 0 | 130 | +130 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 49,744 | 49,853 | +109 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 66,118 | 66,118 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 120,000 | 120,000 | 0 | 0.39 | 0.47 | +0.08 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 60,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CSS LLC/IL | 1,162,788 | 1,162,788 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 708,268 | 708,268 | 0 | 0.43 | 0.41 | -0.02 | hold |
| BERKLEY W R CORP | 496,400 | 496,400 | 0 | 0.32 | 0.28 | -0.04 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 268,041 | 268,041 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 851,956 | 851,956 | 0 | 0.01 | 0.01 | +0.00 | hold |
| AQR Arbitrage LLC | 1,666,912 | 1,666,912 | 0 | 0.43 | 0.36 | -0.07 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 980 | 980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 854,110 | 854,110 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 13,499 | 13,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.17 | 0.17 | +0.00 | hold |
| LINDEN ADVISORS LP | 600,000 | 600,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,200,000 | 1,200,000 | 0 | 0.08 | 0.08 | -0.01 | hold |
| Context Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,000,000 | 2,000,000 | 0 | 0.27 | 0.29 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 2,200,000 | 2,200,000 | 0 | 0.14 | 0.22 | +0.09 | hold |
| Magnetar Financial LLC | 1,100,000 | 1,100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 238,700 | 238,700 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 136,650 | 136,650 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Alberta Investment Management Corp | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 150,000 | 150,000 | 0 | 0.35 | 0.34 | -0.01 | hold |
| Bulldog Investors, LLP | 75,000 | 75,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 1,344,693 | 1,344,693 | 0 | 0.71 | 0.65 | -0.06 | hold |
| Westchester Capital Management, LLC | 672,345 | 672,345 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,000,000 | 1,000,000 | 0 | 0.13 | 0.11 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Lighthouse Investment Partners, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 750,000 | 750,000 | 0 | 0.49 | 0.47 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 254,748 | 254,748 | 0 | 0.32 | 0.31 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 509,497 | 509,497 | 0 | 0.65 | 0.63 | -0.02 | hold |
| PERISCOPE CAPITAL INC. | 224,900 | 224,900 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Ghisallo Capital Management LLC | 1,000,000 | 1,000,000 | 0 | 0.33 | 0.46 | +0.13 | hold |
| READYSTATE ASSET MANAGEMENT LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 49,382 | 49,382 | 0 | 0.02 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 98,764 | 98,764 | 0 | 1.03 | 0.97 | -0.06 | hold |
| GOLDMAN SACHS GROUP INC | 536,082 | 536,082 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 375,135 | 373,190 | -1,945 | 0.03 | 0.03 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 27,416 | 25,000 | -2,416 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 31,757 | 23,351 | -8,406 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 111,524 | 101,894 | -9,630 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 44,833 | 35,000 | -9,833 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 748,075 | 733,075 | -15,000 | 1.80 | 1.77 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 130,473 | 111,971 | -18,502 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 36,600 | 0 | -36,600 | 0.06 | 0.00 | -0.06 | sell |
| Parallax Volatility Advisers, L.P. | 50,212 | 0 | -50,212 | 0.02 | 0.00 | -0.02 | sell |
| MIZUHO SECURITIES USA LLC | 200,902 | 114,187 | -86,715 | 0.04 | 0.02 | -0.02 | sell |
| PERISCOPE CAPITAL INC. | 475,000 | 383,100 | -91,900 | 1.17 | 0.76 | -0.41 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 102,372 | 0 | -102,372 | 0.06 | 0.00 | -0.06 | sell |
| Parallax Volatility Advisers, L.P. | 187,500 | 0 | -187,500 | 0.00 | 0.00 | -0.00 | sell |
| HGC Investment Management Inc. | 759,131 | 559,131 | -200,000 | 1.90 | 1.24 | -0.67 | sell |
| WHITEBOX ADVISORS LLC | 400,000 | 0 | -400,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 800,000 | 0 | -800,000 | 0.15 | 0.00 | -0.15 | sell |
| TORONTO DOMINION BANK | 820,000 | 8,500 | -811,500 | 0.02 | 0.00 | -0.02 | sell |
| CANTOR FITZGERALD, L. P. | 1,680,000 | 0 | -1,680,000 | 0.01 | 0.00 | -0.01 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2,000,000 | 0 | -2,000,000 | 0.04 | 0.00 | -0.04 | sell |