| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 489,797 | 540,538 | +50,741 | 0.00 | 0.00 | -0.00 | buy |
| Quarry LP | 145,000 | 170,600 | +25,600 | 0.31 | 0.29 | -0.02 | buy |
| Cable Car Capital, LP | 85,212 | 90,000 | +4,788 | 0.32 | 0.02 | -0.29 | buy |
| Shaolin Capital Management LLC | 265,072 | 268,877 | +3,805 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 328,288 | 328,787 | +499 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 150,887 | 151,374 | +487 | 0.00 | 0.00 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 100,000 | 100,207 | +207 | 0.03 | 0.02 | -0.01 | buy |
| D. E. Shaw & Co., Inc. | 184,625 | 184,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 122,531 | 122,531 | 0 | 0.03 | 0.02 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 122,531 | 122,531 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 256,994 | 256,994 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 18,701 | 18,701 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 150,887 | 150,887 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 376,362 | 376,362 | 0 | 0.20 | 0.21 | +0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 289,614 | 289,614 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 19,980 | 19,980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 44,980 | 44,980 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Cable Car Capital, LP | 85,212 | 85,212 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,000,000 | 1,000,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Karpus Management, Inc. | 480,644 | 479,169 | -1,475 | 0.16 | 0.15 | -0.01 | sell |
| TORONTO DOMINION BANK | 544,146 | 529,146 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 125,000 | 104,261 | -20,739 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 250,650 | 179,865 | -70,785 | 0.11 | 0.11 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 163,621 | 84,521 | -79,100 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 325,000 | 240,103 | -84,897 | 0.98 | 0.61 | -0.37 | sell |
| AQR Arbitrage LLC | 309,587 | 212,622 | -96,965 | 0.05 | 0.03 | -0.02 | sell |
| GLAZER CAPITAL, LLC | 135,093 | 0 | -135,093 | 0.03 | 0.00 | -0.03 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 195,000 | 0 | -195,000 | 0.05 | 0.00 | -0.05 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 376,158 | 68,954 | -307,204 | 0.06 | 0.01 | -0.05 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 0 | -350,000 | 0.19 | 0.00 | -0.19 | sell |
| BERKLEY W R CORP | 371,104 | 0 | -371,104 | 0.21 | 0.00 | -0.21 | sell |
| MIZUHO SECURITIES USA LLC | 677,591 | 11,000 | -666,591 | 0.17 | 0.00 | -0.17 | sell |