| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 376,070 | 731,683 | +355,613 | 0.01 | 0.00 | -0.01 | buy |
| Westchester Capital Management, LLC | 0 | 195,562 | +195,562 | 0.00 | 0.12 | +0.12 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 75,000 | 187,107 | +112,107 | 0.01 | 0.04 | +0.02 | buy |
| Cable Car Capital, LP | 0 | 85,212 | +85,212 | 0.00 | 0.98 | +0.98 | buy |
| Cable Car Capital, LP | 0 | 85,212 | +85,212 | 0.00 | 0.01 | +0.01 | buy |
| Shaolin Capital Management LLC | 275,000 | 350,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 376,070 | 448,669 | +72,599 | 0.01 | 0.01 | +0.00 | buy |
| BERKLEY W R CORP | 0 | 65,259 | +65,259 | 0.00 | 0.05 | +0.05 | buy |
| Karpus Management, Inc. | 488,919 | 534,994 | +46,075 | 0.14 | 0.18 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 315,000 | 350,000 | +35,000 | 0.15 | 0.19 | +0.04 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 315,000 | 350,000 | +35,000 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 30,000 | 30,296 | +296 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 184,625 | 184,625 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 125,000 | 125,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 325,000 | 325,000 | 0 | 1.62 | 1.58 | -0.03 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 325,000 | 325,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| AQR Arbitrage LLC | 489,295 | 489,295 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 338,408 | 338,408 | 0 | 0.08 | 0.08 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 177,947 | 177,947 | 0 | 0.03 | 0.04 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.01 | 0.03 | +0.02 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 289,614 | 289,614 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 289,614 | 289,614 | 0 | 0.09 | 0.10 | +0.02 | hold |
| Tuttle Capital Management, LLC | 40,000 | 40,000 | 0 | 2.16 | 1.81 | -0.36 | hold |
| Centiva Capital, LP | 44,980 | 44,980 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Centiva Capital, LP | 44,980 | 44,980 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CLEAR STREET LLC | 77,041 | 77,041 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Crossingbridge Advisors, LLC | 50,000 | 50,000 | 0 | 0.16 | 0.27 | +0.10 | hold |
| Crossingbridge Advisors, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 289,614 | 289,614 | 0 | 3.93 | 4.92 | +0.99 | hold |
| ATW SPAC MANAGEMENT LLC | 289,614 | 289,614 | 0 | 0.05 | 0.08 | +0.02 | hold |
| Harraden Circle Investments, LLC | 1,000,000 | 1,000,000 | 0 | 0.11 | 0.07 | -0.04 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| GOLDMAN SACHS GROUP INC | 150,887 | 150,887 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 346,000 | 346,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| METEORA CAPITAL, LLC | 172,500 | 171,350 | -1,150 | 0.01 | 0.01 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 246,968 | 241,858 | -5,110 | 0.17 | 0.11 | -0.05 | sell |
| METEORA CAPITAL, LLC | 172,500 | 145,000 | -27,500 | 0.62 | 0.52 | -0.10 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 35,000 | 0 | -35,000 | 0.02 | 0.00 | -0.02 | sell |
| Virtu Financial LLC | 56,771 | 21,274 | -35,497 | 0.03 | 0.01 | -0.02 | sell |
| GLAZER CAPITAL, LLC | 149,261 | 99,339 | -49,922 | 0.00 | 0.00 | -0.00 | sell |
| FIR TREE CAPITAL MANAGEMENT LP | 50,000 | 0 | -50,000 | 1.18 | 0.00 | -1.18 | sell |
| Cable Car Capital, LP | 85,212 | 0 | -85,212 | 0.07 | 0.00 | -0.07 | sell |
| TWO SIGMA INVESTMENTS, LP | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 150,000 | 0 | -150,000 | 0.06 | 0.00 | -0.06 | sell |
| Shaolin Capital Management LLC | 200,000 | 0 | -200,000 | 0.06 | 0.00 | -0.06 | sell |