| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| MIZUHO SECURITIES USA LLC | 677,591 | 677,591 | 0 | 0.12 | 0.17 | +0.05 | hold |
| TORONTO DOMINION BANK | 544,146 | 544,146 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 526,411 | 489,797 | -36,614 | 0.00 | 0.00 | +0.00 | sell |
| Karpus Management, Inc. | 480,644 | 480,644 | 0 | 0.14 | 0.16 | +0.03 | hold |
| Westchester Capital Management, LLC | 376,362 | 376,362 | 0 | 0.19 | 0.20 | +0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 387,769 | 376,158 | -11,611 | 0.06 | 0.06 | +0.00 | sell |
| BERKLEY W R CORP | 252,261 | 371,104 | +118,843 | 0.15 | 0.21 | +0.07 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.17 | 0.19 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 338,408 | 328,288 | -10,120 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 325,000 | 325,000 | 0 | 1.30 | 0.98 | -0.32 | hold |
| AQR Arbitrage LLC | 326,215 | 309,587 | -16,628 | 0.07 | 0.05 | -0.02 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 289,614 | 289,614 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 300,000 | 265,072 | -34,928 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 284,050 | 256,994 | -27,056 | 0.01 | 0.01 | -0.00 | sell |
| Shaolin Capital Management LLC | 175,650 | 250,650 | +75,000 | 0.07 | 0.11 | +0.04 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 289,614 | 195,000 | -94,614 | 0.08 | 0.05 | -0.03 | sell |
| D. E. Shaw & Co., Inc. | 184,625 | 184,625 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 246,085 | 163,621 | -82,464 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 150,887 | 150,887 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 150,887 | 150,887 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 145,000 | 145,000 | 0 | 0.25 | 0.31 | +0.06 | hold |
| GLAZER CAPITAL, LLC | 209,279 | 135,093 | -74,186 | 0.06 | 0.03 | -0.03 | sell |
| TORONTO DOMINION BANK | 100,000 | 125,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 122,531 | 122,531 | 0 | 0.04 | 0.03 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 122,531 | 122,531 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.02 | +0.02 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cable Car Capital, LP | 85,212 | 85,212 | 0 | 0.06 | 0.32 | +0.26 | hold |
| Cable Car Capital, LP | 85,212 | 85,212 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 44,980 | 44,980 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Centiva Capital, LP | 44,980 | 19,980 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 18,701 | +18,701 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| METEORA CAPITAL, LLC | 21,689 | 0 | -21,689 | 0.00 | 0.00 | -0.00 | sell |
| Decagon Asset Management LLP | 30,790 | 0 | -30,790 | 0.00 | 0.00 | -0.00 | sell |