| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,000,000 | 1,000,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| TORONTO DOMINION BANK | 0 | 709,283 | +709,283 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 534,994 | 529,419 | -5,575 | 0.18 | 0.18 | +0.00 | sell |
| AQR Arbitrage LLC | 489,295 | 489,295 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 187,107 | 390,362 | +203,255 | 0.04 | 0.07 | +0.03 | buy |
| Westchester Capital Management, LLC | 195,562 | 376,362 | +180,800 | 0.12 | 0.23 | +0.11 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.19 | 0.20 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 346,000 | 346,590 | +590 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 338,408 | 338,408 | 0 | 0.08 | 0.08 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 325,000 | 325,000 | 0 | 1.58 | 1.06 | -0.53 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 325,000 | 315,156 | -9,844 | 0.02 | 0.02 | -0.01 | sell |
| Shaolin Capital Management LLC | 350,000 | 300,000 | -50,000 | 0.00 | 0.00 | +0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 289,614 | 289,614 | 0 | 0.10 | 0.09 | -0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 289,614 | 289,614 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 289,614 | 289,614 | 0 | 4.92 | 4.62 | -0.30 | hold |
| ATW SPAC MANAGEMENT LLC | 289,614 | 289,614 | 0 | 0.08 | 0.08 | +0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 75,000 | 249,085 | +174,085 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 241,858 | 238,333 | -3,525 | 0.11 | 0.09 | -0.03 | sell |
| D. E. Shaw & Co., Inc. | 184,625 | 184,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| METEORA CAPITAL, LLC | 171,350 | 152,500 | -18,850 | 0.01 | 0.01 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 150,887 | 150,887 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 0 | 145,000 | +145,000 | 0.00 | 0.35 | +0.35 | buy |
| BERKLEY W R CORP | 65,259 | 137,863 | +72,604 | 0.05 | 0.09 | +0.04 | buy |
| TORONTO DOMINION BANK | 448,669 | 124,805 | -323,864 | 0.01 | 0.00 | -0.01 | sell |
| ARISTEIA CAPITAL, L.L.C. | 125,000 | 122,531 | -2,469 | 0.04 | 0.04 | -0.00 | sell |
| ARISTEIA CAPITAL, L.L.C. | 125,000 | 122,531 | -2,469 | 0.00 | 0.00 | +0.00 | sell |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.03 | +0.03 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 0 | 100,000 | +100,000 | 0.00 | 0.05 | +0.05 | buy |
| GLAZER CAPITAL, LLC | 99,339 | 99,339 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CLEAR STREET LLC | 77,041 | 98,036 | +20,995 | 0.00 | 0.00 | -0.00 | buy |
| Cable Car Capital, LP | 85,212 | 85,212 | 0 | 0.98 | 0.38 | -0.60 | hold |
| Cable Car Capital, LP | 85,212 | 85,212 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Crossingbridge Advisors, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Crossingbridge Advisors, LLC | 50,000 | 45,470 | -4,530 | 0.27 | 0.42 | +0.15 | sell |
| Centiva Capital, LP | 44,980 | 44,980 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Centiva Capital, LP | 44,980 | 44,980 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Decagon Asset Management LLP | 30,296 | 30,296 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CLEAR STREET LLC | 0 | 6,822 | +6,822 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 672 | +672 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.03 | 0.00 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 177,947 | 0 | -177,947 | 0.04 | 0.00 | -0.04 | sell |
| Virtu Financial LLC | 21,274 | 0 | -21,274 | 0.01 | 0.00 | -0.01 | sell |
| Tuttle Capital Management, LLC | 40,000 | 0 | -40,000 | 1.81 | 0.00 | -1.81 | sell |
| METEORA CAPITAL, LLC | 145,000 | 0 | -145,000 | 0.52 | 0.00 | -0.52 | sell |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |