| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,000,000 | 1,000,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| MIZUHO SECURITIES USA LLC | 677,591 | 677,591 | 0 | 0.14 | 0.12 | -0.02 | hold |
| TORONTO DOMINION BANK | 544,146 | 544,146 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 444,327 | 526,411 | +82,084 | 0.00 | 0.00 | -0.00 | buy |
| Karpus Management, Inc. | 480,769 | 480,644 | -125 | 0.16 | 0.14 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 389,040 | 387,769 | -1,271 | 0.06 | 0.06 | -0.00 | sell |
| Westchester Capital Management, LLC | 376,362 | 376,362 | 0 | 0.20 | 0.19 | -0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.21 | 0.17 | -0.03 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 489,295 | 338,408 | -150,887 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 326,215 | 326,215 | 0 | 0.09 | 0.07 | -0.01 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 325,000 | 325,000 | 0 | 1.08 | 1.30 | +0.22 | hold |
| Shaolin Capital Management LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 289,614 | 289,614 | 0 | 0.08 | 0.08 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 289,614 | 289,614 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 307,370 | 284,050 | -23,320 | 0.02 | 0.01 | -0.00 | sell |
| BERKLEY W R CORP | 227,373 | 252,261 | +24,888 | 0.15 | 0.15 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 249,085 | 246,085 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 237,812 | 209,279 | -28,533 | 0.08 | 0.06 | -0.03 | sell |
| D. E. Shaw & Co., Inc. | 184,625 | 184,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 100,000 | 175,650 | +75,650 | 0.05 | 0.07 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 150,887 | +150,887 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 150,887 | 150,887 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 145,000 | 145,000 | 0 | 0.37 | 0.25 | -0.12 | hold |
| ARISTEIA CAPITAL, L.L.C. | 122,531 | 122,531 | 0 | 0.04 | 0.04 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 122,531 | 122,531 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 132,460 | 100,000 | -32,460 | 0.00 | 0.00 | -0.00 | sell |
| Cable Car Capital, LP | 85,212 | 85,212 | 0 | 0.38 | 0.06 | -0.33 | hold |
| Cable Car Capital, LP | 85,212 | 85,212 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 44,980 | 44,980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 44,980 | 44,980 | 0 | 0.04 | 0.03 | -0.02 | hold |
| Decagon Asset Management LLP | 30,790 | 30,790 | 0 | 0.00 | 0.00 | -0.00 | hold |
| METEORA CAPITAL, LLC | 152,500 | 21,689 | -130,811 | 0.00 | 0.00 | -0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 450 | 450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 97,431 | 0 | -97,431 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 672 | 0 | -672 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.02 | 0.00 | -0.02 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 25,773 | 0 | -25,773 | 0.00 | 0.00 | -0.00 | sell |