| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| First Trust Capital Management L.P. | 2,745,000 | 2,745,000 | 0 | 1.77 | 1.55 | -0.22 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,875,000 | 1,875,000 | 0 | 0.22 | 0.21 | -0.01 | hold |
| Magnetar Financial LLC | 1,856,250 | 1,856,250 | 0 | 0.19 | 0.20 | +0.01 | hold |
| AQR Arbitrage LLC | 1,749,642 | 1,751,902 | +2,260 | 0.39 | 0.31 | -0.08 | buy |
| Wealthspring Capital LLC | 1,459,171 | 1,440,601 | -18,570 | 3.67 | 3.68 | +0.01 | sell |
| LMR Partners LLP | 1,875,000 | 1,375,000 | -500,000 | 0.19 | 0.14 | -0.06 | sell |
| MIZUHO SECURITIES USA LLC | 1,078,227 | 1,363,111 | +284,884 | 0.19 | 0.34 | +0.16 | buy |
| D. E. Shaw & Co., Inc. | 1,309,906 | 1,309,906 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MMCAP International Inc. SPC | 1,237,500 | 1,237,500 | 0 | 0.04 | 0.01 | -0.03 | hold |
| TORONTO DOMINION BANK | 277,016 | 1,200,000 | +922,984 | 0.01 | 0.02 | +0.02 | buy |
| TORONTO DOMINION BANK | 1,068,454 | 1,194,700 | +126,246 | 0.00 | 0.00 | -0.00 | buy |
| MMCAP International Inc. SPC | 1,175,000 | 1,175,000 | 0 | 1.25 | 1.09 | -0.16 | hold |
| BERKLEY W R CORP | 243,164 | 1,157,544 | +914,380 | 0.14 | 0.67 | +0.52 | buy |
| LINDEN ADVISORS LP | 1,000,000 | 1,000,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| AQR Arbitrage LLC | 1,012,533 | 996,163 | -16,370 | 0.01 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 987,500 | 987,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 961,405 | 946,776 | -14,629 | 0.15 | 0.16 | +0.01 | sell |
| LMR Partners LLP | 937,500 | 937,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 928,125 | 928,125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 925,000 | 925,000 | 0 | 0.20 | 0.24 | +0.04 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 912,500 | 912,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 843,588 | 843,623 | +35 | 0.00 | 0.00 | -0.00 | buy |
| Wealthspring Capital LLC | 796,310 | 791,460 | -4,850 | 0.06 | 0.02 | -0.04 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.11 | 0.12 | +0.01 | hold |
| Westchester Capital Management, LLC | 688,240 | 688,240 | 0 | 0.35 | 0.36 | +0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 625,000 | 625,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 650,100 | 622,630 | -27,470 | 0.18 | 0.14 | -0.04 | sell |
| METEORA CAPITAL, LLC | 617,237 | 553,887 | -63,350 | 0.55 | 0.44 | -0.11 | sell |
| Radcliffe Capital Management, L.P. | 501,086 | 501,086 | 0 | 0.29 | 0.40 | +0.11 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,035 | 399,035 | 0 | 0.20 | 0.21 | +0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 384,082 | 384,082 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 357,364 | 357,356 | -8 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 626,604 | 322,526 | -304,078 | 0.02 | 0.00 | -0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 290,988 | 290,988 | 0 | 2.96 | 3.34 | +0.39 | hold |
| PERISCOPE CAPITAL INC. | 300,000 | 275,000 | -25,000 | 0.62 | 0.52 | -0.10 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 264,997 | +264,997 | 0.00 | 0.18 | +0.18 | buy |
| Hudson Bay Capital Management LP | 259,610 | 259,610 | 0 | 0.02 | 0.02 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 250,000 | -150,000 | 0.02 | 0.01 | -0.01 | sell |
| CSS LLC/IL | 306,505 | 230,105 | -76,400 | 0.01 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 245,150 | 209,348 | -35,802 | 0.01 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 200,000 | 207,045 | +7,045 | 0.08 | 0.09 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 177,242 | 166,277 | -10,965 | 0.01 | 0.00 | -0.01 | sell |
| Verition Fund Management LLC | 161,070 | 161,070 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 150,756 | 150,756 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 0 | 150,681 | +150,681 | 0.00 | 0.09 | +0.09 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 145,495 | 145,495 | 0 | 0.04 | 0.02 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 137,551 | 137,551 | 0 | 0.01 | 0.00 | -0.01 | hold |
| UBS Group AG | 0 | 120,388 | +120,388 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 106,228 | +106,228 | 0.00 | 0.21 | +0.21 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 101,507 | +101,507 | 0.00 | 0.04 | +0.04 | buy |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.18 | 0.20 | +0.02 | hold |
| Verition Fund Management LLC | 96,179 | 93,479 | -2,700 | 0.01 | 0.01 | +0.00 | sell |
| Context Capital Management, LLC | 79,882 | 79,882 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 71,410 | 71,410 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Governors Lane LP | 70,125 | 70,125 | 0 | 0.07 | 0.09 | +0.03 | hold |
| Schonfeld Strategic Advisors LLC | 30,493 | 64,994 | +34,501 | 0.00 | 0.01 | +0.00 | buy |
| DLD Asset Management, LP | 55,100 | 55,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 49,999 | 49,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 99,847 | 49,898 | -49,949 | 0.00 | 0.00 | -0.00 | sell |
| Kepos Capital LP | 42,500 | 42,500 | 0 | 2.57 | 0.75 | -1.83 | hold |
| Logan Stone Capital, LLC | 30,614 | 33,422 | +2,808 | 0.08 | 0.10 | +0.02 | buy |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Evercore Wealth Management, LLC | 15,400 | 15,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.07 | +0.01 | hold |
| Schonfeld Strategic Advisors LLC | 13,780 | 13,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONDOR CAPITAL MANAGEMENT | 13,816 | 12,800 | -1,016 | 0.01 | 0.01 | -0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 4,150 | 4,150 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 2,075 | 2,075 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 1,791 | 1,791 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Karpus Management, Inc. | 4,100 | 0 | -4,100 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 24,084 | 0 | -24,084 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 354,484 | 0 | -354,484 | 0.84 | 0.00 | -0.84 | sell |
| HGC Investment Management Inc. | 1,450,000 | 0 | -1,450,000 | 3.27 | 0.00 | -3.27 | sell |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |