| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| First Trust Capital Management L.P. | 2,745,000 | 2,745,000 | 0 | 1.95 | 1.87 | -0.09 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,875,000 | 1,875,000 | 0 | 0.28 | 0.25 | -0.03 | hold |
| LMR Partners LLP | 1,875,000 | 1,875,000 | 0 | 0.31 | 0.26 | -0.05 | hold |
| Magnetar Financial LLC | 1,856,250 | 1,856,250 | 0 | 0.10 | 0.12 | +0.02 | hold |
| CANTOR FITZGERALD, L. P. | 1,750,000 | 1,750,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 1,784,642 | 1,749,642 | -35,000 | 0.44 | 0.47 | +0.03 | sell |
| Wealthspring Capital LLC | 1,532,712 | 1,501,049 | -31,663 | 4.26 | 3.77 | -0.49 | sell |
| HGC Investment Management Inc. | 1,750,000 | 1,450,000 | -300,000 | 5.11 | 3.73 | -1.39 | sell |
| METEORA CAPITAL, LLC | 1,731,507 | 1,304,708 | -426,799 | 3.40 | 1.46 | -1.94 | sell |
| D. E. Shaw & Co., Inc. | 1,237,500 | 1,237,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MMCAP International Inc. SPC | 1,237,500 | 1,237,500 | 0 | 0.04 | 0.05 | +0.00 | hold |
| MMCAP International Inc. SPC | 1,175,000 | 1,175,000 | 0 | 1.49 | 1.44 | -0.04 | hold |
| AQR Arbitrage LLC | 1,396,615 | 1,012,533 | -384,082 | 0.01 | 0.01 | -0.00 | sell |
| LINDEN ADVISORS LP | 1,000,000 | 1,000,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 987,500 | 987,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 777,419 | 964,289 | +186,870 | 0.14 | 0.15 | +0.01 | buy |
| LMR Partners LLP | 937,500 | 937,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 928,125 | 928,125 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 925,000 | 925,000 | 0 | 0.24 | 0.20 | -0.04 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 912,500 | 912,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 843,588 | 843,588 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 802,018 | 799,318 | -2,700 | 0.06 | 0.06 | +0.00 | sell |
| TORONTO DOMINION BANK | 698,481 | 755,000 | +56,519 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 840,199 | 751,715 | -88,484 | 0.02 | 0.02 | -0.00 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.11 | 0.10 | -0.00 | hold |
| Westchester Capital Management, LLC | 688,140 | 688,140 | 0 | 0.43 | 0.38 | -0.05 | hold |
| GLAZER CAPITAL, LLC | 422,891 | 684,779 | +261,888 | 0.16 | 0.24 | +0.08 | buy |
| TWO SIGMA INVESTMENTS, LP | 625,000 | 625,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 15,402 | 416,795 | +401,393 | 0.01 | 0.27 | +0.26 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 399,493 | -507 | 0.23 | 0.24 | +0.01 | sell |
| METEORA CAPITAL, LLC | 405,545 | 396,279 | -9,266 | 0.02 | 0.01 | -0.01 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 384,082 | +384,082 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 250,000 | 366,722 | +116,722 | 0.06 | 0.08 | +0.02 | buy |
| Bulldog Investors, LLP | 367,124 | 358,246 | -8,878 | 0.98 | 0.87 | -0.10 | sell |
| Shaolin Capital Management LLC | 350,000 | 351,129 | +1,129 | 0.00 | 0.01 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 320,150 | 320,150 | 0 | 0.02 | 0.01 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 281,500 | 304,554 | +23,054 | 1.12 | 0.78 | -0.34 | buy |
| Parallax Volatility Advisers, L.P. | 258,507 | 291,103 | +32,596 | 0.00 | 0.00 | -0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 294,600 | 290,988 | -3,612 | 3.07 | 3.16 | +0.09 | sell |
| Hudson Bay Capital Management LP | 259,610 | 259,610 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TORONTO DOMINION BANK | 381,500 | 250,000 | -131,500 | 0.01 | 0.01 | -0.00 | sell |
| BERKLEY W R CORP | 223,961 | 223,961 | 0 | 0.15 | 0.15 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 75,000 | 182,794 | +107,794 | 0.03 | 0.09 | +0.06 | buy |
| Bulldog Investors, LLP | 183,562 | 179,123 | -4,439 | 0.01 | 0.01 | +0.00 | sell |
| Verition Fund Management LLC | 166,270 | 166,070 | -200 | 0.00 | 0.00 | -0.00 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 0 | 150,000 | +150,000 | 0.00 | 0.05 | +0.05 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 149,674 | 149,734 | +60 | 0.00 | 0.00 | -0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 147,300 | 145,495 | -1,805 | 0.04 | 0.05 | +0.01 | sell |
| PERISCOPE CAPITAL INC. | 107,027 | 107,027 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BCK CAPITAL MANAGEMENT LP | 100,000 | 103,312 | +3,312 | 0.91 | 1.16 | +0.25 | buy |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.19 | 0.17 | -0.01 | hold |
| Verition Fund Management LLC | 90,931 | 93,479 | +2,548 | 0.01 | 0.01 | +0.00 | buy |
| Context Capital Management, LLC | 79,882 | 79,882 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 71,410 | 71,410 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Governors Lane LP | 50,000 | 50,000 | 0 | 0.07 | 0.07 | +0.00 | hold |
| Westchester Capital Management, LLC | 49,999 | 49,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 42,500 | 42,500 | 0 | 0.60 | 2.38 | +1.78 | hold |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 27,679 | +27,679 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.12 | +0.05 | hold |
| Schonfeld Strategic Advisors LLC | 20,000 | 14,985 | -5,015 | 0.00 | 0.00 | -0.00 | sell |
| CONDOR CAPITAL MANAGEMENT | 15,316 | 13,816 | -1,500 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 13,780 | 13,780 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 0 | 10,360 | +10,360 | 0.00 | 0.00 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 4,150 | 4,150 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BARCLAYS PLC | 1,791 | 1,791 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA SECURITIES, LLC | 10,564 | 0 | -10,564 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 282,839 | 0 | -282,839 | 0.55 | 0.00 | -0.55 | sell |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | -0.00 | hold |