| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 366,722 | 1,078,227 | +711,505 | 0.08 | 0.19 | +0.11 | buy |
| TORONTO DOMINION BANK | 755,000 | 1,068,454 | +313,454 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 396,279 | 626,604 | +230,325 | 0.01 | 0.02 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 416,795 | 501,086 | +84,291 | 0.27 | 0.29 | +0.02 | buy |
| D. E. Shaw & Co., Inc. | 1,237,500 | 1,309,906 | +72,406 | 0.01 | 0.01 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 55,100 | +55,100 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 0 | 30,614 | +30,614 | 0.00 | 0.08 | +0.08 | buy |
| PERISCOPE CAPITAL INC. | 107,027 | 137,551 | +30,524 | 0.01 | 0.01 | -0.00 | buy |
| ABC ARBITRAGE SA | 0 | 30,000 | +30,000 | 0.00 | 0.03 | +0.03 | buy |
| TORONTO DOMINION BANK | 250,000 | 277,016 | +27,016 | 0.01 | 0.01 | +0.00 | buy |
| Governors Lane LP | 50,000 | 70,125 | +20,125 | 0.07 | 0.07 | -0.00 | buy |
| BERKLEY W R CORP | 223,961 | 243,164 | +19,203 | 0.15 | 0.14 | -0.01 | buy |
| Shaolin Capital Management LLC | 182,794 | 200,000 | +17,206 | 0.09 | 0.08 | -0.01 | buy |
| Schonfeld Strategic Advisors LLC | 14,985 | 30,493 | +15,508 | 0.00 | 0.00 | +0.00 | buy |
| Evercore Wealth Management, LLC | 0 | 15,400 | +15,400 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 351,129 | 357,364 | +6,235 | 0.01 | 0.00 | -0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 4,150 | +4,150 | 0.00 | 0.01 | +0.01 | buy |
| Karpus Management, Inc. | 0 | 4,100 | +4,100 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 93,479 | 96,179 | +2,700 | 0.01 | 0.01 | -0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 2,075 | +2,075 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 688,140 | 688,240 | +100 | 0.38 | 0.35 | -0.03 | buy |
| CONDOR CAPITAL MANAGEMENT | 13,816 | 13,816 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 150,000 | 150,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 384,082 | 384,082 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 1,012,533 | 1,012,533 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 1,749,642 | 1,749,642 | 0 | 0.47 | 0.39 | -0.08 | hold |
| TWO SIGMA INVESTMENTS, LP | 625,000 | 625,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.17 | 0.18 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,000,000 | 1,000,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Context Capital Management, LLC | 79,882 | 79,882 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 1,175,000 | 1,175,000 | 0 | 1.44 | 1.25 | -0.19 | hold |
| MMCAP International Inc. SPC | 1,237,500 | 1,237,500 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 925,000 | 925,000 | 0 | 0.20 | 0.20 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 987,500 | 987,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.10 | 0.11 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 928,125 | 928,125 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,856,250 | 1,856,250 | 0 | 0.12 | 0.19 | +0.08 | hold |
| Hudson Bay Capital Management LP | 259,610 | 259,610 | 0 | 0.02 | 0.02 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 71,410 | 71,410 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 42,500 | 42,500 | 0 | 2.38 | 2.57 | +0.19 | hold |
| Westchester Capital Management, LLC | 49,999 | 49,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,875,000 | 1,875,000 | 0 | 0.25 | 0.22 | -0.03 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 912,500 | 912,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 937,500 | 937,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,875,000 | 1,875,000 | 0 | 0.26 | 0.19 | -0.06 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.12 | 0.07 | -0.05 | hold |
| First Trust Capital Management L.P. | 2,745,000 | 2,745,000 | 0 | 1.87 | 1.77 | -0.10 | hold |
| Schonfeld Strategic Advisors LLC | 13,780 | 13,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 1,450,000 | 1,450,000 | 0 | 3.73 | 3.27 | -0.45 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 145,495 | 145,495 | 0 | 0.05 | 0.04 | -0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 290,988 | 290,988 | 0 | 3.16 | 2.96 | -0.20 | hold |
| BARCLAYS PLC | 1,791 | 1,791 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 843,588 | 843,588 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,493 | 399,035 | -458 | 0.24 | 0.20 | -0.04 | sell |
| Bulldog Investors, LLP | 179,123 | 177,242 | -1,881 | 0.01 | 0.01 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 964,289 | 961,405 | -2,884 | 0.15 | 0.15 | -0.00 | sell |
| Wealthspring Capital LLC | 799,318 | 796,310 | -3,008 | 0.06 | 0.06 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,679 | 24,084 | -3,595 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 358,246 | 354,484 | -3,762 | 0.87 | 0.84 | -0.03 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 4,150 | 0 | -4,150 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 304,554 | 300,000 | -4,554 | 0.78 | 0.62 | -0.16 | sell |
| Verition Fund Management LLC | 166,070 | 161,070 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 10,360 | 0 | -10,360 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 684,779 | 650,100 | -34,679 | 0.24 | 0.18 | -0.06 | sell |
| Wealthspring Capital LLC | 1,501,049 | 1,459,171 | -41,878 | 3.77 | 3.67 | -0.10 | sell |
| JPMORGAN CHASE & CO | 149,734 | 99,847 | -49,887 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 320,150 | 245,150 | -75,000 | 0.01 | 0.01 | -0.00 | sell |
| BCK CAPITAL MANAGEMENT LP | 103,312 | 0 | -103,312 | 1.16 | 0.00 | -1.16 | sell |
| Parallax Volatility Advisers, L.P. | 291,103 | 150,756 | -140,347 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 751,715 | 306,505 | -445,210 | 0.02 | 0.01 | -0.01 | sell |
| METEORA CAPITAL, LLC | 1,304,708 | 617,237 | -687,471 | 1.46 | 0.55 | -0.91 | sell |
| CANTOR FITZGERALD, L. P. | 1,750,000 | 0 | -1,750,000 | 0.01 | 0.00 | -0.01 | sell |