| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ADAR1 Capital Management, LLC | 197,615 | 1,238,777 | +1,041,162 | 0.09 | 0.46 | +0.37 | buy |
| Nantahala Capital Management, LLC | 1,918,666 | 2,530,910 | +612,244 | 0.53 | 0.75 | +0.22 | buy |
| UBS Group AG | 221,030 | 515,725 | +294,695 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 1,441 | 181,298 | +179,857 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 1,887,397 | 2,026,967 | +139,570 | 0.00 | 0.00 | +0.00 | buy |
| Sio Capital Management, LLC | 1,772,601 | 1,874,641 | +102,040 | 2.02 | 1.55 | -0.47 | buy |
| VANGUARD GROUP INC | 745,560 | 841,339 | +95,779 | 0.00 | 0.00 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 64,893 | +64,893 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 748,950 | 796,069 | +47,119 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 312,728 | 357,809 | +45,081 | 0.00 | 0.00 | +0.00 | buy |
| Affinity Asset Advisors, LLC | 450,000 | 486,684 | +36,684 | 0.19 | 0.17 | -0.01 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0 | 35,000 | +35,000 | 0.00 | 0.00 | +0.00 | buy |
| MACQUARIE GROUP LTD | 270 | 33,668 | +33,398 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Capital LLC | 0 | 29,539 | +29,539 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 0 | 26,100 | +26,100 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 20,866 | 37,157 | +16,291 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 70,380 | 85,646 | +15,266 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 13,464 | +13,464 | 0.00 | 0.00 | +0.00 | buy |
| Duncan Williams Asset Management, LLC | 0 | 10,870 | +10,870 | 0.00 | 0.02 | +0.02 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 12,802 | 22,875 | +10,073 | 0.00 | 0.00 | +0.00 | buy |
| BEARING POINT CAPITAL, LLC | 91,000 | 95,560 | +4,560 | 0.07 | 0.07 | +0.00 | buy |
| RHUMBLINE ADVISERS | 33,199 | 37,642 | +4,443 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 143,839 | 148,128 | +4,289 | 0.00 | 0.00 | +0.00 | buy |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,500 | 4,700 | +3,200 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 36,585 | 39,631 | +3,046 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 26,694 | 28,865 | +2,171 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 1,347 | +1,347 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 35,919 | 36,607 | +688 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 74,751 | 75,394 | +643 | 0.00 | 0.00 | +0.00 | buy |
| AMALGAMATED BANK | 518 | 1,067 | +549 | 0.00 | 0.00 | +0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 21,521 | 21,956 | +435 | 0.00 | 0.00 | -0.00 | buy |
| Sterling Capital Management LLC | 82 | 221 | +139 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 15,780 | 15,796 | +16 | 0.00 | 0.00 | +0.00 | buy |
| EverSource Wealth Advisors, LLC | 31 | 40 | +9 | 0.00 | 0.00 | +0.00 | buy |
| Sunbelt Securities, Inc. | 20 | 22 | +2 | 0.00 | 0.00 | +0.00 | buy |
| True Wealth Design, LLC | 2 | 4 | +2 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 1 | 2 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 1,520 | 1,520 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cetera Investment Advisers | 10,050 | 10,050 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Russell Investments Group, Ltd. | 6,536 | 6,536 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Eversept Partners, LP | 500,000 | 500,000 | 0 | 0.17 | 0.14 | -0.03 | hold |
| Nuveen, LLC | 42,681 | 42,681 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 7,590 | 7,590 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Persistent Asset Partners Ltd | 23,317 | 23,317 | 0 | 0.08 | 0.06 | -0.02 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 4,900 | 4,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 100,911 | 100,911 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 288 | 288 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 875 | 854 | -21 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 3,629 | 3,446 | -183 | 0.00 | 0.00 | +0.00 | sell |
| NORTHERN TRUST CORP | 255,123 | 254,648 | -475 | 0.00 | 0.00 | +0.00 | sell |
| Arax Advisory Partners | 641 | 4 | -637 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 3,271 | 2,460 | -811 | 0.00 | 0.00 | -0.00 | sell |
| Wellington Shields & Co., LLC | 28,166 | 27,146 | -1,020 | 0.03 | 0.03 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 9,469 | 8,334 | -1,135 | 0.00 | 0.00 | -0.00 | sell |
| Symmetry Investments LP | 161,800 | 158,337 | -3,463 | 0.06 | 0.15 | +0.09 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 7,239 | 2,092 | -5,147 | 0.00 | 0.00 | -0.00 | sell |
| Ensign Peak Advisors, Inc | 1,408,245 | 1,400,555 | -7,690 | 0.01 | 0.01 | +0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 11,511 | 0 | -11,511 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 1,417,627 | 1,405,766 | -11,861 | 0.00 | 0.00 | +0.00 | sell |
| Rhenman & Partners Asset Management AB | 1,250,763 | 1,238,625 | -12,138 | 0.62 | 0.58 | -0.05 | sell |
| MetLife Investment Management, LLC | 21,644 | 6,634 | -15,010 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 27,145 | 0 | -27,145 | 0.00 | 0.00 | -0.00 | sell |
| PERCEPTIVE ADVISORS LLC | 1,705,130 | 1,675,476 | -29,654 | 0.22 | 0.15 | -0.07 | sell |
| Oasis Management Co Ltd. | 112,207 | 75,954 | -36,253 | 0.09 | 0.05 | -0.04 | sell |
| GOLDMAN SACHS GROUP INC | 251,109 | 152,569 | -98,540 | 0.00 | 0.00 | -0.00 | sell |
| Alyeska Investment Group, L.P. | 550,000 | 0 | -550,000 | 0.01 | 0.00 | -0.01 | sell |
| L1 Capital Pty Ltd | 6,838,136 | 2,812,000 | -4,026,136 | 1.72 | 0.73 | -0.99 | sell |