| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Wealthspring Capital LLC | 86,762 | 751,000 | +664,238 | 1.39 | 2.09 | +0.70 | buy |
| Wealthspring Capital LLC | 112,000 | 757,238 | +645,238 | 0.01 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 557,810 | +557,810 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 630,855 | 863,687 | +232,832 | 0.13 | 0.15 | +0.03 | buy |
| BERKLEY W R CORP | 552,754 | 754,815 | +202,061 | 0.42 | 0.49 | +0.07 | buy |
| Magnetar Financial LLC | 0 | 99,000 | +99,000 | 0.00 | 0.01 | +0.01 | buy |
| Magnetar Financial LLC | 0 | 99,000 | +99,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 212,966 | 245,340 | +32,374 | 0.01 | 0.01 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 541,134 | 541,134 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 26,270 | 26,270 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONDOR CAPITAL MANAGEMENT | 10,900 | 10,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONDOR CAPITAL MANAGEMENT | 10,900 | 10,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 741,123 | 741,123 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 250,000 | 250,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.08 | 0.06 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 93,513 | 93,513 | 0 | 0.05 | 0.05 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 0.26 | 0.42 | +0.17 | hold |
| Westchester Capital Management, LLC | 250,000 | 250,000 | 0 | 0.15 | 0.15 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.04 | 0.01 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 51,130 | 51,130 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 459,866 | 459,866 | 0 | 1.96 | 1.79 | -0.16 | hold |
| Warberg Asset Management LLC | 38,000 | 38,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 20,250 | 20,250 | 0 | 0.09 | 0.09 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 1,029,114 | 1,029,114 | 0 | 0.77 | 0.73 | -0.04 | hold |
| Mint Tower Capital Management B.V. | 80,000 | 80,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 80,000 | 80,000 | 0 | 0.31 | 0.13 | -0.18 | hold |
| PERISCOPE CAPITAL INC. | 175,000 | 175,000 | 0 | 1.01 | 0.70 | -0.31 | hold |
| CLEAR STREET LLC | 201 | 201 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CLEAR STREET LLC | 5,037 | 5,037 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 200,000 | 200,000 | 0 | 0.74 | 0.59 | -0.15 | hold |
| Crossingbridge Advisors, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 51,130 | 51,130 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,158,422 | 1,158,422 | 0 | 0.04 | 0.02 | -0.02 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 23,510 | 23,510 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 73,558 | 73,558 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 293,000 | 293,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 240,000 | 240,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CLEAR STREET LLC | 325,082 | 324,572 | -510 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 329,845 | 327,845 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 150,000 | 145,313 | -4,687 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 783,982 | 775,982 | -8,000 | 0.20 | 0.19 | -0.01 | sell |
| Virtu Financial LLC | 25,218 | 16,805 | -8,413 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 2,517,172 | 2,507,239 | -9,933 | 0.01 | 0.01 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 440,745 | 421,387 | -19,358 | 0.00 | 0.00 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 26,270 | 0 | -26,270 | 0.01 | 0.00 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 594,260 | 549,570 | -44,690 | 0.29 | 0.21 | -0.08 | sell |
| Crossingbridge Advisors, LLC | 50,000 | 0 | -50,000 | 0.27 | 0.00 | -0.27 | sell |
| Karpus Management, Inc. | 2,483,225 | 2,421,042 | -62,183 | 0.83 | 0.82 | -0.01 | sell |
| Magnetar Financial LLC | 99,000 | 0 | -99,000 | 0.01 | 0.00 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 322,600 | 197,600 | -125,000 | 0.01 | 0.01 | -0.01 | sell |
| Bulldog Investors, LLP | 239,878 | 0 | -239,878 | 0.67 | 0.00 | -0.67 | sell |
| Tabor Asset Management, LP | 459,866 | 0 | -459,866 | 1.30 | 0.00 | -1.30 | sell |