| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 145,313 | 367,561 | +222,248 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 754,815 | 937,845 | +183,030 | 0.49 | 0.65 | +0.16 | buy |
| Harraden Circle Investments, LLC | 1,158,422 | 1,300,422 | +142,000 | 0.02 | 0.02 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 87,500 | +87,500 | 0.00 | 0.04 | +0.04 | buy |
| Radcliffe Capital Management, L.P. | 0 | 30,066 | +30,066 | 0.00 | 0.02 | +0.02 | buy |
| MIZUHO SECURITIES USA LLC | 141,564 | 156,019 | +14,455 | 0.03 | 0.03 | +0.00 | buy |
| Virtu Financial LLC | 16,805 | 17,369 | +564 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 175,000 | 175,100 | +100 | 0.70 | 0.46 | -0.24 | buy |
| D. E. Shaw & Co., Inc. | 541,134 | 541,134 | 0 | 0.01 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 741,123 | 741,123 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 99,000 | 99,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Magnetar Financial LLC | 99,000 | 99,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 0.42 | 1.71 | +1.29 | hold |
| Westchester Capital Management, LLC | 250,000 | 250,000 | 0 | 0.15 | 0.14 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 51,130 | 51,130 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 459,866 | 459,866 | 0 | 1.79 | 1.85 | +0.06 | hold |
| Warberg Asset Management LLC | 38,000 | 38,000 | 0 | 0.10 | 0.11 | +0.02 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 20,250 | 20,250 | 0 | 0.09 | 0.16 | +0.07 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| First Trust Capital Management L.P. | 1,029,114 | 1,029,114 | 0 | 0.73 | 0.71 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 80,000 | 80,000 | 0 | 0.13 | 0.11 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 80,000 | 80,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 197,600 | 197,600 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HGC Investment Management Inc. | 200,000 | 200,000 | 0 | 0.59 | 0.52 | -0.07 | hold |
| ATW SPAC MANAGEMENT LLC | 51,130 | 51,130 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 73,558 | 73,558 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 2,507,239 | 2,507,239 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 293,000 | 293,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 240,000 | 240,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 93,513 | 93,099 | -414 | 0.05 | 0.06 | +0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 23,510 | 22,512 | -998 | 0.00 | 0.00 | +0.00 | sell |
| AQR Arbitrage LLC | 775,982 | 772,982 | -3,000 | 0.19 | 0.21 | +0.02 | sell |
| Wealthspring Capital LLC | 757,238 | 753,038 | -4,200 | 0.01 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 751,000 | 746,745 | -4,255 | 2.09 | 1.91 | -0.18 | sell |
| CONDOR CAPITAL MANAGEMENT | 10,900 | 0 | -10,900 | 0.00 | 0.00 | -0.00 | sell |
| CONDOR CAPITAL MANAGEMENT | 10,900 | 0 | -10,900 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 863,687 | 851,974 | -11,713 | 0.15 | 0.13 | -0.02 | sell |
| Karpus Management, Inc. | 2,421,042 | 2,405,583 | -15,459 | 0.82 | 0.82 | -0.00 | sell |
| CANTOR FITZGERALD, L. P. | 26,270 | 0 | -26,270 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 549,570 | 518,917 | -30,653 | 0.21 | 0.19 | -0.02 | sell |
| K2 PRINCIPAL FUND, L.P. | 50,000 | 13,374 | -36,626 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 327,845 | 225,610 | -102,235 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 143,444 | 0 | -143,444 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 245,340 | 100,000 | -145,340 | 0.01 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 557,810 | 401,512 | -156,298 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 421,387 | 100,000 | -321,387 | 0.00 | 0.00 | -0.00 | sell |