| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Yakira Capital Management, Inc. | 0 | 436,866 | +436,866 | 0.00 | 0.02 | +0.02 | buy |
| StoneX Group Inc. | 0 | 288,110 | +288,110 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 156,019 | 229,362 | +73,343 | 0.03 | 0.04 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 46,579 | +46,579 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 0 | 19,004 | +19,004 | 0.00 | 0.05 | +0.05 | buy |
| D. E. Shaw & Co., Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 99,000 | 99,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 13,374 | 13,374 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 51,130 | 51,130 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 80,000 | 80,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 197,600 | 197,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harraden Circle Investments, LLC | 1,300,422 | 1,300,422 | 0 | 0.02 | 0.03 | +0.01 | hold |
| DEUTSCHE BANK AG\ | 240,000 | 240,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 30,000 | 29,057 | -943 | 1.71 | 1.79 | +0.08 | sell |
| Wealthspring Capital LLC | 753,038 | 748,338 | -4,700 | 0.01 | 0.02 | +0.01 | sell |
| Karpus Management, Inc. | 2,405,583 | 2,397,033 | -8,550 | 0.82 | 0.69 | -0.13 | sell |
| GLAZER CAPITAL, LLC | 100,000 | 89,650 | -10,350 | 0.00 | 0.00 | +0.00 | sell |
| Virtu Financial LLC | 17,369 | 0 | -17,369 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 20,250 | 0 | -20,250 | 0.16 | 0.00 | -0.16 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 22,512 | 0 | -22,512 | 0.00 | 0.00 | -0.00 | sell |
| Radcliffe Capital Management, L.P. | 30,066 | 0 | -30,066 | 0.02 | 0.00 | -0.02 | sell |
| Warberg Asset Management LLC | 38,000 | 0 | -38,000 | 0.11 | 0.00 | -0.11 | sell |
| AQR Arbitrage LLC | 741,123 | 694,544 | -46,579 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 293,000 | 243,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 73,558 | 0 | -73,558 | 0.00 | 0.00 | -0.00 | sell |
| Mint Tower Capital Management B.V. | 80,000 | 0 | -80,000 | 0.11 | 0.00 | -0.11 | sell |
| Shaolin Capital Management LLC | 87,500 | 0 | -87,500 | 0.04 | 0.00 | -0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 93,099 | 0 | -93,099 | 0.06 | 0.00 | -0.06 | sell |
| Magnetar Financial LLC | 99,000 | 0 | -99,000 | 0.01 | 0.00 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 225,000 | 50,000 | -175,000 | 0.05 | 0.01 | -0.04 | sell |
| PERISCOPE CAPITAL INC. | 175,100 | 0 | -175,100 | 0.46 | 0.00 | -0.46 | sell |
| HGC Investment Management Inc. | 200,000 | 0 | -200,000 | 0.52 | 0.00 | -0.52 | sell |
| METEORA CAPITAL, LLC | 367,561 | 155,176 | -212,385 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 225,610 | 0 | -225,610 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 401,512 | 174,600 | -226,912 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 250,000 | 0 | -250,000 | 0.14 | 0.00 | -0.14 | sell |
| GLAZER CAPITAL, LLC | 518,917 | 199,986 | -318,931 | 0.19 | 0.06 | -0.13 | sell |
| Yakira Capital Management, Inc. | 459,866 | 0 | -459,866 | 1.85 | 0.00 | -1.85 | sell |
| First Trust Capital Management L.P. | 1,029,114 | 514,506 | -514,608 | 0.71 | 0.33 | -0.38 | sell |
| D. E. Shaw & Co., Inc. | 541,134 | 0 | -541,134 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 772,982 | 170,331 | -602,651 | 0.21 | 0.04 | -0.17 | sell |
| BERKLEY W R CORP | 937,845 | 297,878 | -639,967 | 0.65 | 0.18 | -0.47 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 2,507,239 | 1,836,641 | -670,598 | 0.01 | 0.01 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 851,974 | 150,750 | -701,224 | 0.13 | 0.02 | -0.11 | sell |
| Wealthspring Capital LLC | 746,745 | 0 | -746,745 | 1.91 | 0.00 | -1.91 | sell |