| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 0 | 769,027 | +769,027 | 0.00 | 0.05 | +0.05 | buy |
| DLD Asset Management, LP | 0 | 501,421 | +501,421 | 0.00 | 0.54 | +0.54 | buy |
| WHITEBOX ADVISORS LLC | 0 | 500,000 | +500,000 | 0.00 | 0.08 | +0.08 | buy |
| TORONTO DOMINION BANK | 363,699 | 780,637 | +416,938 | 0.01 | 0.02 | +0.01 | buy |
| BERKLEY W R CORP | 521,518 | 912,286 | +390,768 | 0.31 | 0.53 | +0.22 | buy |
| WHITEBOX ADVISORS LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 104,500 | +104,500 | 0.00 | 0.20 | +0.20 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| CSS LLC/IL | 104,653 | 193,722 | +89,069 | 0.00 | 0.00 | +0.00 | buy |
| RiverPark Advisors, LLC | 0 | 53,900 | +53,900 | 0.00 | 0.21 | +0.21 | buy |
| DLD Asset Management, LP | 0 | 50,502 | +50,502 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 63,766 | 69,393 | +5,627 | 0.00 | 0.01 | +0.00 | buy |
| UBS Group AG | 39,598 | 42,984 | +3,386 | 0.00 | 0.00 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 536,322 | 539,443 | +3,121 | 0.31 | 0.43 | +0.12 | buy |
| GLAZER CAPITAL, LLC | 225,105 | 225,149 | +44 | 0.06 | 0.05 | -0.01 | buy |
| Magnetar Financial LLC | 0 | 4 | +4 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 987,497 | 987,497 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 299,540 | 299,540 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,783 | 3,783 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,566 | 7,566 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.18 | 0.20 | +0.02 | hold |
| Context Capital Management, LLC | 270,000 | 270,000 | 0 | 0.07 | 0.07 | -0.01 | hold |
| Context Capital Management, LLC | 185,000 | 185,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 980,000 | 980,000 | 0 | 1.04 | 0.91 | -0.13 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Magnetar Financial LLC | 1,945,196 | 1,945,196 | 0 | 0.20 | 0.21 | +0.01 | hold |
| Magnetar Financial LLC | 972,598 | 972,598 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,951 | 200,951 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 191,114 | 191,114 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Alberta Investment Management Corp | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 111,217 | 111,217 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 1.81 | 0.53 | -1.28 | hold |
| Westchester Capital Management, LLC | 187,499 | 187,499 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 980,000 | 980,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| LMR Partners LLP | 490,000 | 490,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.07 | +0.01 | hold |
| PERISCOPE CAPITAL INC. | 172,500 | 172,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PenderFund Capital Management Ltd. | 20,400 | 20,400 | 0 | 0.03 | 0.03 | +0.00 | hold |
| HGC Investment Management Inc. | 25,000 | 25,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 75,542 | 75,542 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Quarry LP | 100,000 | 100,000 | 0 | 0.17 | 0.22 | +0.04 | hold |
| BARCLAYS PLC | 654 | 654 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 623,342 | 623,342 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.01 | +0.00 | hold |
| AQR Arbitrage LLC | 1,455,722 | 1,455,439 | -283 | 0.32 | 0.26 | -0.07 | sell |
| Hudson Bay Capital Management LP | 597,018 | 596,090 | -928 | 0.04 | 0.04 | +0.00 | sell |
| Bulldog Investors, LLP | 208,373 | 207,330 | -1,043 | 0.01 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 364,191 | 362,824 | -1,367 | 0.02 | 0.02 | +0.00 | sell |
| Yakira Capital Management, Inc. | 99,999 | 98,360 | -1,639 | 0.36 | 0.31 | -0.05 | sell |
| Wealthspring Capital LLC | 621,098 | 617,864 | -3,234 | 1.55 | 1.57 | +0.02 | sell |
| AQR Arbitrage LLC | 818,992 | 814,850 | -4,142 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 157,044 | 150,000 | -7,044 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 26,217 | 18,117 | -8,100 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 9,678 | 0 | -9,678 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 40,000 | 30,000 | -10,000 | 0.00 | 0.00 | +0.00 | sell |
| Karpus Management, Inc. | 1,735,497 | 1,725,032 | -10,465 | 0.49 | 0.58 | +0.09 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 377,590 | 357,590 | -20,000 | 0.19 | 0.19 | +0.00 | sell |
| Shaolin Capital Management LLC | 235,000 | 150,000 | -85,000 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 395,072 | 301,172 | -93,900 | 0.01 | 0.01 | -0.00 | sell |
| Shaolin Capital Management LLC | 212,952 | 100,000 | -112,952 | 0.09 | 0.04 | -0.04 | sell |
| PERISCOPE CAPITAL INC. | 450,000 | 300,000 | -150,000 | 0.92 | 0.56 | -0.36 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 732,459 | 551,793 | -180,666 | 0.11 | 0.09 | -0.02 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 186,121 | 0 | -186,121 | 0.05 | 0.00 | -0.05 | sell |
| TORONTO DOMINION BANK | 629,300 | 430,721 | -198,579 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 414,660 | 200,000 | -214,660 | 0.98 | 0.48 | -0.50 | sell |
| METEORA CAPITAL, LLC | 499,882 | 199,985 | -299,897 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 0 | -400,000 | 0.02 | 0.00 | -0.02 | sell |
| Westchester Capital Management, LLC | 1,270,312 | 770,312 | -500,000 | 0.63 | 0.40 | -0.23 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,800,000 | 1,300,000 | -500,000 | 0.21 | 0.15 | -0.06 | sell |
| First Trust Capital Management L.P. | 1,800,000 | 1,294,000 | -506,000 | 1.15 | 0.73 | -0.42 | sell |
| MIZUHO SECURITIES USA LLC | 648,610 | 83,018 | -565,592 | 0.11 | 0.02 | -0.09 | sell |