| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 769,027 | 1,047,372 | +278,345 | 0.05 | 0.04 | -0.01 | buy |
| METEORA CAPITAL, LLC | 0 | 106,173 | +106,173 | 0.00 | 0.10 | +0.10 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 88,317 | +88,317 | 0.00 | 0.02 | +0.02 | buy |
| StoneX Group Inc. | 0 | 51,534 | +51,534 | 0.00 | 0.00 | +0.00 | buy |
| Yakira Capital Management, Inc. | 0 | 49,180 | +49,180 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 15,452 | +15,452 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 4,880 | +4,880 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 193,722 | 193,814 | +92 | 0.00 | 0.00 | -0.00 | buy |
| DLD Asset Management, LP | 50,502 | 50,522 | +20 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 299,540 | 299,540 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 814,850 | 814,850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,783 | 3,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 185,000 | 185,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Magnetar Financial LLC | 972,598 | 972,598 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,951 | 200,951 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 111,217 | 111,217 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 0.53 | 0.44 | -0.08 | hold |
| Westchester Capital Management, LLC | 187,499 | 187,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 490,000 | 490,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 172,500 | 172,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 75,542 | 75,542 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BARCLAYS PLC | 654 | 654 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 4 | 0 | -4 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 207,330 | 206,141 | -1,189 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 362,824 | 361,599 | -1,225 | 0.02 | 0.02 | -0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,566 | 0 | -7,566 | 0.02 | 0.00 | -0.02 | sell |
| METEORA CAPITAL, LLC | 199,985 | 191,310 | -8,675 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 30,000 | 20,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 0 | -15,250 | 0.07 | 0.00 | -0.07 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 18,117 | 0 | -18,117 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 20,400 | 0 | -20,400 | 0.03 | 0.00 | -0.03 | sell |
| HGC Investment Management Inc. | 25,000 | 0 | -25,000 | 0.06 | 0.00 | -0.06 | sell |
| TORONTO DOMINION BANK | 430,721 | 400,000 | -30,721 | 0.00 | 0.00 | -0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 301,172 | 265,272 | -35,900 | 0.01 | 0.01 | -0.00 | sell |
| UBS Group AG | 42,984 | 0 | -42,984 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 150,000 | 100,383 | -49,617 | 0.00 | 0.00 | -0.00 | sell |
| RiverPark Advisors, LLC | 53,900 | 0 | -53,900 | 0.21 | 0.00 | -0.21 | sell |
| Schonfeld Strategic Advisors LLC | 69,393 | 0 | -69,393 | 0.01 | 0.00 | -0.01 | sell |
| MIZUHO SECURITIES USA LLC | 83,018 | 0 | -83,018 | 0.02 | 0.00 | -0.02 | sell |
| Yakira Capital Management, Inc. | 98,360 | 0 | -98,360 | 0.31 | 0.00 | -0.31 | sell |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 0 | -100,000 | 0.20 | 0.00 | -0.20 | sell |
| Shaolin Capital Management LLC | 100,000 | 0 | -100,000 | 0.04 | 0.00 | -0.04 | sell |
| SONA ASSET MANAGEMENT (US) LLC | 100,000 | 0 | -100,000 | 0.04 | 0.00 | -0.04 | sell |
| Quarry LP | 100,000 | 0 | -100,000 | 0.22 | 0.00 | -0.22 | sell |
| Crossingbridge Advisors, LLC | 104,500 | 0 | -104,500 | 0.20 | 0.00 | -0.20 | sell |
| Verition Fund Management LLC | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 191,114 | 0 | -191,114 | 0.02 | 0.00 | -0.02 | sell |
| Bulldog Investors, LLP | 200,000 | 0 | -200,000 | 0.48 | 0.00 | -0.48 | sell |
| GLAZER CAPITAL, LLC | 225,149 | 0 | -225,149 | 0.05 | 0.00 | -0.05 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 270,000 | 0 | -270,000 | 0.07 | 0.00 | -0.07 | sell |
| PERISCOPE CAPITAL INC. | 300,000 | 0 | -300,000 | 0.56 | 0.00 | -0.56 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 700,000 | 349,400 | -350,600 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 357,590 | 0 | -357,590 | 0.19 | 0.00 | -0.19 | sell |
| DLD Asset Management, LP | 501,421 | 60,000 | -441,421 | 0.54 | 0.05 | -0.49 | sell |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 0 | -500,000 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 500,000 | 0 | -500,000 | 0.08 | 0.00 | -0.08 | sell |
| Radcliffe Capital Management, L.P. | 539,443 | 0 | -539,443 | 0.43 | 0.00 | -0.43 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 551,793 | 0 | -551,793 | 0.09 | 0.00 | -0.09 | sell |
| Hudson Bay Capital Management LP | 596,090 | 0 | -596,090 | 0.04 | 0.00 | -0.04 | sell |
| Wealthspring Capital LLC | 617,864 | 0 | -617,864 | 1.57 | 0.00 | -1.57 | sell |
| GOLDMAN SACHS GROUP INC | 623,342 | 0 | -623,342 | 0.00 | 0.00 | -0.00 | sell |
| Alberta Investment Management Corp | 750,000 | 0 | -750,000 | 0.05 | 0.00 | -0.05 | sell |
| Westchester Capital Management, LLC | 770,312 | 0 | -770,312 | 0.40 | 0.00 | -0.40 | sell |
| TORONTO DOMINION BANK | 780,637 | 0 | -780,637 | 0.02 | 0.00 | -0.02 | sell |
| BERKLEY W R CORP | 912,286 | 0 | -912,286 | 0.53 | 0.00 | -0.53 | sell |
| MMCAP International Inc. SPC | 980,000 | 0 | -980,000 | 0.91 | 0.00 | -0.91 | sell |
| LMR Partners LLP | 980,000 | 0 | -980,000 | 0.10 | 0.00 | -0.10 | sell |
| D. E. Shaw & Co., Inc. | 987,497 | 0 | -987,497 | 0.01 | 0.00 | -0.01 | sell |
| First Trust Capital Management L.P. | 1,294,000 | 0 | -1,294,000 | 0.73 | 0.00 | -0.73 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,300,000 | 0 | -1,300,000 | 0.15 | 0.00 | -0.15 | sell |
| AQR Arbitrage LLC | 1,455,439 | 0 | -1,455,439 | 0.26 | 0.00 | -0.26 | sell |
| Karpus Management, Inc. | 1,725,032 | 0 | -1,725,032 | 0.58 | 0.00 | -0.58 | sell |
| Magnetar Financial LLC | 1,945,196 | 0 | -1,945,196 | 0.21 | 0.00 | -0.21 | sell |