| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 395,016 | 723,945 | +328,929 | 0.07 | 0.11 | +0.04 | buy |
| Hudson Bay Capital Management LP | 297,018 | 597,018 | +300,000 | 0.02 | 0.04 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 299,540 | +299,540 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 270,579 | 510,032 | +239,453 | 0.21 | 0.33 | +0.12 | buy |
| PERISCOPE CAPITAL INC. | 225,000 | 450,000 | +225,000 | 0.89 | 1.15 | +0.27 | buy |
| TORONTO DOMINION BANK | 494,480 | 630,000 | +135,520 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 249,200 | 366,501 | +117,301 | 0.01 | 0.01 | +0.00 | buy |
| Shaolin Capital Management LLC | 100,000 | 201,350 | +101,350 | 0.05 | 0.10 | +0.06 | buy |
| MIZUHO SECURITIES USA LLC | 212,101 | 275,626 | +63,525 | 0.05 | 0.06 | +0.01 | buy |
| Westchester Capital Management, LLC | 1,224,987 | 1,270,312 | +45,325 | 0.75 | 0.69 | -0.06 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 7,566 | +7,566 | 0.00 | 0.02 | +0.02 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 3,783 | +3,783 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 987,497 | 987,497 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 521,518 | 521,518 | 0 | 0.34 | 0.35 | +0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 500,000 | 500,000 | 0 | 0.14 | 0.10 | -0.04 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.19 | 0.17 | -0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 185,000 | 185,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 980,000 | 980,000 | 0 | 1.23 | 1.20 | -0.03 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Magnetar Financial LLC | 1,945,196 | 1,945,196 | 0 | 0.10 | 0.12 | +0.03 | hold |
| Magnetar Financial LLC | 972,598 | 972,598 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 4 | 4 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,951 | 200,951 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Alberta Investment Management Corp | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 111,217 | 111,217 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 0.42 | 1.68 | +1.26 | hold |
| Westchester Capital Management, LLC | 187,499 | 187,499 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 250,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,800,000 | 1,800,000 | 0 | 0.26 | 0.24 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 186,121 | 186,121 | 0 | 0.06 | 0.05 | -0.01 | hold |
| LMR Partners LLP | 490,000 | 490,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 980,000 | 980,000 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Yakira Capital Management, Inc. | 99,999 | 99,999 | 0 | 0.39 | 0.40 | +0.01 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.12 | +0.05 | hold |
| First Trust Capital Management L.P. | 1,800,000 | 1,800,000 | 0 | 1.27 | 1.22 | -0.05 | hold |
| PERISCOPE CAPITAL INC. | 172,500 | 172,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MASO CAPITAL PARTNERS Ltd | 500,000 | 500,000 | 0 | 0.24 | 0.30 | +0.06 | hold |
| PenderFund Capital Management Ltd. | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 25,000 | 25,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| HGC Investment Management Inc. | 25,000 | 25,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| ATW SPAC MANAGEMENT LLC | 186,121 | 186,121 | 0 | 0.08 | 0.09 | +0.01 | hold |
| BARCLAYS PLC | 654 | 654 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 623,342 | 623,342 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 390,077 | 389,821 | -256 | 0.22 | 0.23 | +0.01 | sell |
| Wealthspring Capital LLC | 368,889 | 368,491 | -398 | 0.03 | 0.03 | +0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 76,468 | 75,542 | -926 | 0.02 | 0.03 | +0.01 | sell |
| Bulldog Investors, LLP | 210,399 | 208,865 | -1,534 | 0.01 | 0.02 | +0.00 | sell |
| Wealthspring Capital LLC | 631,296 | 628,980 | -2,316 | 1.74 | 1.58 | -0.16 | sell |
| BCK CAPITAL MANAGEMENT LP | 50,000 | 46,370 | -3,630 | 0.45 | 0.52 | +0.07 | sell |
| Bulldog Investors, LLP | 420,798 | 415,644 | -5,154 | 1.11 | 1.01 | -0.09 | sell |
| CANTOR FITZGERALD, L. P. | 2,008,100 | 2,002,100 | -6,000 | 0.01 | 0.01 | +0.00 | sell |
| K2 PRINCIPAL FUND, L.P. | 401,917 | 395,072 | -6,845 | 0.02 | 0.02 | -0.00 | sell |
| Verition Fund Management LLC | 164,565 | 157,044 | -7,521 | 0.00 | 0.00 | +0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,566 | 0 | -7,566 | 0.02 | 0.00 | -0.02 | sell |
| AQR Arbitrage LLC | 1,463,722 | 1,455,722 | -8,000 | 0.36 | 0.39 | +0.03 | sell |
| Verition Fund Management LLC | 199,615 | 191,515 | -8,100 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 60,000 | 50,000 | -10,000 | 0.00 | 0.00 | +0.00 | sell |
| Virtu Financial LLC | 11,127 | 0 | -11,127 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 94,932 | 82,136 | -12,796 | 0.01 | 0.01 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 250,100 | 235,100 | -15,000 | 0.09 | 0.08 | -0.01 | sell |
| Shaolin Capital Management LLC | 250,000 | 225,000 | -25,000 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 57,834 | 26,217 | -31,617 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 370,000 | 270,000 | -100,000 | 0.13 | 0.09 | -0.04 | sell |
| Quarry LP | 200,000 | 100,000 | -100,000 | 0.48 | 0.26 | -0.22 | sell |
| METEORA CAPITAL, LLC | 510,966 | 400,509 | -110,457 | 0.03 | 0.02 | -0.01 | sell |
| Karpus Management, Inc. | 1,917,889 | 1,768,767 | -149,122 | 0.64 | 0.59 | -0.05 | sell |
| CSS LLC/IL | 307,110 | 144,586 | -162,524 | 0.01 | 0.00 | -0.00 | sell |
| Sculptor Capital LP | 175,200 | 0 | -175,200 | 0.03 | 0.00 | -0.03 | sell |
| K2 PRINCIPAL FUND, L.P. | 205,292 | 0 | -205,292 | 0.39 | 0.00 | -0.39 | sell |
| AQR Arbitrage LLC | 1,118,532 | 818,992 | -299,540 | 0.01 | 0.01 | +0.00 | sell |
| METEORA CAPITAL, LLC | 927,446 | 255,426 | -672,020 | 1.81 | 0.29 | -1.52 | sell |