| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CANTOR FITZGERALD, L. P. | 0 | 2,000,000 | +2,000,000 | 0.00 | 0.01 | +0.01 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 1,400,000 | +1,400,000 | 0.00 | 0.42 | +0.42 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 1,400,000 | +1,400,000 | 0.00 | 0.42 | +0.42 | buy |
| LMR Partners LLP | 0 | 980,000 | +980,000 | 0.00 | 0.17 | +0.17 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 700,000 | +700,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 700,000 | +700,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 618,457 | +618,457 | 0.00 | 0.11 | +0.11 | buy |
| Karpus Management, Inc. | 1,341,950 | 1,935,801 | +593,851 | 0.37 | 0.57 | +0.20 | buy |
| WHITEBOX ADVISORS LLC | 0 | 500,000 | +500,000 | 0.00 | 0.18 | +0.18 | buy |
| LMR Partners LLP | 0 | 490,000 | +490,000 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 200,000 | 650,000 | +450,000 | 0.09 | 0.38 | +0.29 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 401,902 | +401,902 | 0.00 | 0.19 | +0.19 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| WHITEBOX ADVISORS LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 250,000 | +250,000 | 0.00 | 1.78 | +1.78 | buy |
| Quarry LP | 0 | 250,000 | +250,000 | 0.00 | 0.49 | +0.49 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 200,951 | +200,951 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 186,121 | +186,121 | 0.00 | 0.06 | +0.06 | buy |
| ATW SPAC MANAGEMENT LLC | 0 | 186,121 | +186,121 | 0.00 | 0.03 | +0.03 | buy |
| PERISCOPE CAPITAL INC. | 227,500 | 400,000 | +172,500 | 0.01 | 0.03 | +0.02 | buy |
| TORONTO DOMINION BANK | 0 | 171,178 | +171,178 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 150,000 | +150,000 | 0.00 | 0.39 | +0.39 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 76,656 | +76,656 | 0.00 | 0.01 | +0.01 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 72,894 | +72,894 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 917,497 | 987,497 | +70,000 | 0.01 | 0.01 | -0.00 | buy |
| CSS LLC/IL | 238,210 | 307,110 | +68,900 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 60,528 | +60,528 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 581,900 | 623,342 | +41,442 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 100 | 31,308 | +31,208 | 0.00 | 0.13 | +0.13 | buy |
| Kepos Capital LP | 0 | 30,000 | +30,000 | 0.00 | 0.26 | +0.26 | buy |
| Tuttle Capital Management, LLC | 0 | 30,000 | +30,000 | 0.00 | 1.55 | +1.55 | buy |
| PenderFund Capital Management Ltd. | 0 | 25,000 | +25,000 | 0.00 | 0.08 | +0.08 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 22,242 | +22,242 | 0.00 | 0.01 | +0.01 | buy |
| ATW SPAC MANAGEMENT LLC | 0 | 22,242 | +22,242 | 0.00 | 0.30 | +0.30 | buy |
| CLEAR STREET LLC | 75,896 | 96,875 | +20,979 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 400,000 | 417,671 | +17,671 | 0.03 | 0.02 | -0.01 | buy |
| CLEAR STREET LLC | 78 | 17,052 | +16,974 | 0.00 | 0.00 | +0.00 | buy |
| Tidal Investments LLC | 0 | 16,058 | +16,058 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 12,499 | +12,499 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 100,091 | 110,853 | +10,762 | 0.06 | 0.08 | +0.02 | buy |
| Virtu Financial LLC | 26,360 | 35,784 | +9,424 | 0.01 | 0.02 | +0.00 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 7,566 | +7,566 | 0.00 | 0.02 | +0.02 | buy |
| CLEAR STREET LLC | 0 | 789 | +789 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 23,487 | 23,587 | +100 | 0.00 | 0.00 | -0.00 | buy |
| FIR TREE CAPITAL MANAGEMENT LP | 75,000 | 75,000 | 0 | 0.53 | 1.77 | +1.24 | hold |
| BERKLEY W R CORP | 422,128 | 422,128 | 0 | 0.30 | 0.24 | -0.06 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.20 | 0.20 | +0.00 | hold |
| Context Capital Management, LLC | 370,000 | 370,000 | 0 | 0.10 | 0.14 | +0.04 | hold |
| Context Capital Management, LLC | 241,250 | 241,250 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 1,980,000 | 1,980,000 | 0 | 2.75 | 2.99 | +0.24 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Magnetar Financial LLC | 1,960,200 | 1,960,200 | 0 | 0.43 | 0.46 | +0.03 | hold |
| Verition Fund Management LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 406,721 | 406,721 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Westchester Capital Management, LLC | 375,000 | 375,000 | 0 | 0.17 | 0.22 | +0.05 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 750,000 | 750,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| First Trust Capital Management L.P. | 1,800,000 | 1,800,000 | 0 | 1.20 | 1.38 | +0.18 | hold |
| MASO CAPITAL PARTNERS Ltd | 500,000 | 500,000 | 0 | 0.04 | 0.07 | +0.03 | hold |
| HGC Investment Management Inc. | 25,000 | 25,000 | 0 | 0.10 | 0.11 | +0.00 | hold |
| Shaolin Capital Management LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 500,000 | 500,000 | 0 | 0.19 | 0.19 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yakira Capital Management, Inc. | 100,000 | 99,999 | -1 | 0.39 | 0.40 | +0.01 | sell |
| Wealthspring Capital LLC | 172,155 | 171,810 | -345 | 0.02 | 0.03 | +0.01 | sell |
| GLAZER CAPITAL, LLC | 48,273 | 46,293 | -1,980 | 0.00 | 0.00 | +0.00 | sell |
| CONDOR CAPITAL MANAGEMENT | 10,850 | 0 | -10,850 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 1,138,497 | 1,118,532 | -19,965 | 0.00 | 0.00 | +0.00 | sell |
| Tidal Investments LLC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 25,000 | 0 | -25,000 | 0.08 | 0.00 | -0.08 | sell |
| Wealthspring Capital LLC | 331,640 | 292,110 | -39,530 | 4.08 | 4.43 | +0.35 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 40,150 | 0 | -40,150 | 0.14 | 0.00 | -0.14 | sell |
| Parallax Volatility Advisers, L.P. | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 99,600 | 0 | -99,600 | 0.03 | 0.00 | -0.03 | sell |
| Kepos Capital LP | 100,000 | 0 | -100,000 | 0.44 | 0.00 | -0.44 | sell |
| Schonfeld Strategic Advisors LLC | 250,000 | 150,000 | -100,000 | 0.02 | 0.01 | -0.01 | sell |
| AQR Arbitrage LLC | 1,695,094 | 1,578,722 | -116,372 | 0.39 | 0.38 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 121,056 | 0 | -121,056 | 0.02 | 0.00 | -0.02 | sell |
| Shaolin Capital Management LLC | 150,000 | 0 | -150,000 | 0.07 | 0.00 | -0.07 | sell |
| Bulldog Investors, LLP | 313,466 | 51,857 | -261,609 | 1.06 | 0.14 | -0.92 | sell |
| PERISCOPE CAPITAL INC. | 350,000 | 0 | -350,000 | 2.22 | 0.00 | -2.22 | sell |
| MASO CAPITAL PARTNERS Ltd | 350,000 | 0 | -350,000 | 3.28 | 0.00 | -3.28 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 372,242 | 0 | -372,242 | 0.11 | 0.00 | -0.11 | sell |
| ATW SPAC MANAGEMENT LLC | 372,242 | 0 | -372,242 | 3.92 | 0.00 | -3.92 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 0 | -400,000 | 0.03 | 0.00 | -0.03 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 401,902 | 0 | -401,902 | 0.19 | 0.00 | -0.19 | sell |
| WHITEBOX ADVISORS LLC | 500,000 | 0 | -500,000 | 0.22 | 0.00 | -0.22 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 1,400,000 | 0 | -1,400,000 | 0.54 | 0.00 | -0.54 | sell |