| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 275,626 | 648,610 | +372,984 | 0.06 | 0.11 | +0.06 | buy |
| METEORA CAPITAL, LLC | 400,509 | 499,882 | +99,373 | 0.02 | 0.01 | -0.01 | buy |
| UBS Group AG | 0 | 39,598 | +39,598 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 510,032 | 536,322 | +26,290 | 0.33 | 0.31 | -0.02 | buy |
| Shaolin Capital Management LLC | 201,350 | 212,952 | +11,602 | 0.10 | 0.09 | -0.02 | buy |
| Shaolin Capital Management LLC | 225,000 | 235,000 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 723,945 | 732,459 | +8,514 | 0.11 | 0.11 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 987,497 | 987,497 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BERKLEY W R CORP | 521,518 | 521,518 | 0 | 0.35 | 0.31 | -0.05 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 299,540 | 299,540 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 818,992 | 818,992 | 0 | 0.01 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 1,455,722 | 1,455,722 | 0 | 0.39 | 0.32 | -0.06 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,783 | 3,783 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,566 | 7,566 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.17 | 0.18 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 26,217 | 26,217 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 185,000 | 185,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 270,000 | 270,000 | 0 | 0.09 | 0.07 | -0.01 | hold |
| MMCAP International Inc. SPC | 980,000 | 980,000 | 0 | 1.20 | 1.04 | -0.16 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.04 | 0.02 | -0.02 | hold |
| Magnetar Financial LLC | 1,945,196 | 1,945,196 | 0 | 0.12 | 0.20 | +0.08 | hold |
| Magnetar Financial LLC | 972,598 | 972,598 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 597,018 | 597,018 | 0 | 0.04 | 0.04 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,951 | 200,951 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 157,044 | 157,044 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 395,072 | 395,072 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Alberta Investment Management Corp | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 111,217 | 111,217 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 1.68 | 1.81 | +0.13 | hold |
| Westchester Capital Management, LLC | 1,270,312 | 1,270,312 | 0 | 0.69 | 0.63 | -0.06 | hold |
| Westchester Capital Management, LLC | 187,499 | 187,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,800,000 | 1,800,000 | 0 | 0.24 | 0.21 | -0.03 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 700,000 | 700,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 186,121 | 186,121 | 0 | 0.05 | 0.05 | +0.00 | hold |
| LMR Partners LLP | 490,000 | 490,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 980,000 | 980,000 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Yakira Capital Management, Inc. | 99,999 | 99,999 | 0 | 0.40 | 0.36 | -0.04 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.12 | 0.07 | -0.05 | hold |
| First Trust Capital Management L.P. | 1,800,000 | 1,800,000 | 0 | 1.22 | 1.15 | -0.07 | hold |
| PERISCOPE CAPITAL INC. | 172,500 | 172,500 | 0 | 0.02 | 0.01 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 450,000 | 450,000 | 0 | 1.15 | 0.92 | -0.23 | hold |
| HGC Investment Management Inc. | 25,000 | 25,000 | 0 | 0.06 | 0.06 | -0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 75,542 | 75,542 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Quarry LP | 100,000 | 100,000 | 0 | 0.26 | 0.17 | -0.08 | hold |
| BARCLAYS PLC | 654 | 654 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 623,342 | 623,342 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 4 | 0 | -4 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 191,515 | 191,114 | -401 | 0.01 | 0.01 | -0.00 | sell |
| Bulldog Investors, LLP | 208,865 | 208,373 | -492 | 0.02 | 0.01 | -0.01 | sell |
| TORONTO DOMINION BANK | 630,000 | 629,300 | -700 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 415,644 | 414,660 | -984 | 1.01 | 0.98 | -0.04 | sell |
| TORONTO DOMINION BANK | 366,501 | 363,699 | -2,802 | 0.01 | 0.01 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 12,500 | 9,678 | -2,822 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 368,491 | 364,191 | -4,300 | 0.03 | 0.02 | -0.01 | sell |
| PenderFund Capital Management Ltd. | 25,000 | 20,400 | -4,600 | 0.04 | 0.03 | -0.01 | sell |
| Wealthspring Capital LLC | 628,980 | 621,098 | -7,882 | 1.58 | 1.55 | -0.03 | sell |
| GLAZER CAPITAL, LLC | 235,100 | 225,105 | -9,995 | 0.08 | 0.06 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 50,000 | 40,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 389,821 | 377,590 | -12,231 | 0.23 | 0.19 | -0.05 | sell |
| Schonfeld Strategic Advisors LLC | 82,136 | 63,766 | -18,370 | 0.01 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 1,768,767 | 1,735,497 | -33,270 | 0.59 | 0.49 | -0.10 | sell |
| CSS LLC/IL | 144,586 | 104,653 | -39,933 | 0.00 | 0.00 | -0.00 | sell |
| BCK CAPITAL MANAGEMENT LP | 46,370 | 0 | -46,370 | 0.52 | 0.00 | -0.52 | sell |
| WHITEBOX ADVISORS LLC | 250,000 | 0 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 255,426 | 0 | -255,426 | 0.29 | 0.00 | -0.29 | sell |
| WHITEBOX ADVISORS LLC | 500,000 | 0 | -500,000 | 0.10 | 0.00 | -0.10 | sell |
| CANTOR FITZGERALD, L. P. | 2,002,100 | 0 | -2,002,100 | 0.01 | 0.00 | -0.01 | sell |