| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| First Trust Capital Management L.P. | 2,070,000 | 2,070,000 | 0 | 1.33 | 1.16 | -0.16 | hold |
| LMR Partners LLP | 1,980,000 | 1,980,000 | 0 | 0.20 | 0.20 | -0.01 | hold |
| Magnetar Financial LLC | 1,945,196 | 1,945,196 | 0 | 0.20 | 0.21 | +0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,669,756 | 1,669,756 | 0 | 0.19 | 0.19 | -0.01 | hold |
| AQR Arbitrage LLC | 1,573,742 | 1,556,500 | -17,242 | 0.35 | 0.27 | -0.08 | sell |
| BERKLEY W R CORP | 1,423,290 | 1,487,125 | +63,835 | 0.84 | 0.86 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 1,429,255 | 1,483,112 | +53,857 | 0.25 | 0.37 | +0.12 | buy |
| MMCAP International Inc. SPC | 1,480,000 | 1,480,000 | 0 | 1.57 | 1.37 | -0.20 | hold |
| Karpus Management, Inc. | 1,115,800 | 1,085,250 | -30,550 | 0.32 | 0.36 | +0.05 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,016,497 | 1,014,159 | -2,338 | 0.15 | 0.17 | +0.02 | sell |
| D. E. Shaw & Co., Inc. | 990,000 | 990,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| LMR Partners LLP | 990,000 | 990,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 972,598 | 972,598 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 802,870 | 799,347 | -3,523 | 0.00 | 0.00 | -0.00 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.11 | 0.12 | +0.01 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 734,878 | 734,878 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 703,790 | 696,180 | -7,610 | 1.76 | 1.76 | +0.01 | sell |
| GOLDMAN SACHS GROUP INC | 626,283 | 627,080 | +797 | 0.00 | 0.00 | -0.00 | buy |
| METEORA CAPITAL, LLC | 1,127,876 | 599,882 | -527,994 | 0.02 | 0.01 | -0.02 | sell |
| TORONTO DOMINION BANK | 116,585 | 504,879 | +388,294 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 82,926 | 471,550 | +388,624 | 0.25 | 0.91 | +0.67 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 425,050 | 425,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RiverPark Advisors, LLC | 82,926 | 408,519 | +325,593 | 0.25 | 1.59 | +1.33 | buy |
| CSS LLC/IL | 655,424 | 405,424 | -250,000 | 0.01 | 0.00 | -0.01 | sell |
| Wealthspring Capital LLC | 390,365 | 386,765 | -3,600 | 0.02 | 0.01 | -0.01 | sell |
| Alberta Investment Management Corp | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 366,657 | 366,657 | 0 | 0.18 | 0.20 | +0.01 | hold |
| Shaolin Capital Management LLC | 370,000 | 361,679 | -8,321 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 244,904 | 314,293 | +69,389 | 0.00 | 0.01 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 312,978 | 312,978 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 300,000 | 300,000 | 0 | 0.12 | 0.13 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 0 | 255,571 | +255,571 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 250,000 | +250,000 | 0.00 | 0.04 | +0.04 | buy |
| PERISCOPE CAPITAL INC. | 112,500 | 237,500 | +125,000 | 0.01 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 218,913 | 218,913 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 196,319 | 196,319 | 0 | 0.06 | 0.05 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 160,500 | 160,500 | 0 | 0.33 | 0.30 | -0.03 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,100 | 150,100 | -250,000 | 0.01 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 150,000 | 150,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Quarry LP | 150,000 | 150,000 | 0 | 0.26 | 0.32 | +0.06 | hold |
| Schonfeld Strategic Advisors LLC | 148,473 | 132,285 | -16,188 | 0.01 | 0.01 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 102,186 | 105,008 | +2,822 | 0.03 | 0.02 | -0.00 | buy |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.18 | 0.20 | +0.02 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Yakira Capital Management, Inc. | 100,000 | 99,057 | -943 | 0.36 | 0.31 | -0.05 | sell |
| ARISTEIA CAPITAL, L.L.C. | 98,159 | 98,159 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 81,417 | 81,417 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 204,746 | 71,918 | -132,828 | 0.01 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 65,294 | 65,194 | -100 | 0.00 | 0.00 | +0.00 | sell |
| Radcliffe Capital Management, L.P. | 55,905 | 55,905 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Schonfeld Strategic Advisors LLC | 54,830 | 53,600 | -1,230 | 0.00 | 0.00 | -0.00 | sell |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 37,352 | 37,352 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 31,400 | 31,400 | 0 | 0.05 | 0.05 | +0.00 | hold |
| JPMORGAN CHASE & CO | 0 | 30,110 | +30,110 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 30,110 | +30,110 | 0.00 | 0.02 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 35,327 | 25,227 | -10,100 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 24,400 | 22,000 | -2,400 | 0.00 | 0.01 | +0.00 | sell |
| Wellspring Financial Advisors, LLC | 18,300 | 18,300 | 0 | 0.02 | 0.01 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.07 | +0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 12,196 | +12,196 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 10,002 | 10,000 | -2 | 0.00 | 0.00 | -0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,858 | 3,858 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 666 | 666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 344 | 344 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 0 | 4 | +4 | 0.00 | 0.00 | +0.00 | buy |
| CONDOR CAPITAL MANAGEMENT | 10,260 | 0 | -10,260 | 0.01 | 0.00 | -0.01 | sell |
| TWO SIGMA INVESTMENTS, LP | 115,920 | 0 | -115,920 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 82,299 | 0 | -82,299 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 253,799 | 0 | -253,799 | 0.01 | 0.00 | -0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 62,831 | 0 | -62,831 | 0.63 | 0.00 | -0.63 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |