| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BERKLEY W R CORP | 1,487,125 | 1,675,043 | +187,918 | 0.86 | 0.89 | +0.04 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 30,110 | 130,700 | +100,590 | 0.02 | 0.05 | +0.03 | buy |
| Yakira Capital Management, Inc. | 0 | 14,151 | +14,151 | 0.00 | 0.05 | +0.05 | buy |
| Schonfeld Strategic Advisors LLC | 53,600 | 65,000 | +11,400 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 7,725 | +7,725 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 799,347 | 804,557 | +5,210 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 10,000 | 10,215 | +215 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 990,000 | 990,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 196,319 | 196,319 | 0 | 0.05 | 0.03 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 98,159 | 98,159 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 405,424 | 405,424 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 12,196 | 12,196 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 312,978 | 312,978 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,858 | 3,858 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 666 | 666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 55,905 | 55,905 | 0 | 0.04 | 0.05 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.04 | 0.04 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 255,571 | 255,571 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 1,480,000 | 1,480,000 | 0 | 1.37 | 1.36 | -0.01 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 150,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.12 | 0.11 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 972,598 | 972,598 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,945,196 | 1,945,196 | 0 | 0.21 | 0.19 | -0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 218,913 | 218,913 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 71,918 | 71,918 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Alberta Investment Management Corp | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RiverPark Advisors, LLC | 408,519 | 408,519 | 0 | 1.59 | 2.03 | +0.44 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 425,050 | 425,050 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,669,756 | 1,669,756 | 0 | 0.19 | 0.17 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 734,878 | 734,878 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 37,352 | 37,352 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 990,000 | 990,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,980,000 | 1,980,000 | 0 | 0.20 | 0.16 | -0.04 | hold |
| First Trust Capital Management L.P. | 2,070,000 | 2,070,000 | 0 | 1.16 | 1.31 | +0.14 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.10 | 0.13 | +0.03 | hold |
| PERISCOPE CAPITAL INC. | 237,500 | 237,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Crossingbridge Advisors, LLC | 471,550 | 471,550 | 0 | 0.91 | 0.90 | -0.01 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 81,417 | 81,417 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Quarry LP | 150,000 | 150,000 | 0 | 0.32 | 0.26 | -0.07 | hold |
| BARCLAYS PLC | 344 | 344 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 4 | 0 | -4 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 366,657 | 366,473 | -184 | 0.20 | 0.19 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,000 | -250 | 0.07 | 0.07 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 627,080 | 626,053 | -1,027 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 386,765 | 383,840 | -2,925 | 0.01 | 0.02 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 1,014,159 | 1,010,877 | -3,282 | 0.17 | 0.14 | -0.03 | sell |
| GLAZER CAPITAL, LLC | 105,008 | 100,090 | -4,918 | 0.02 | 0.03 | +0.00 | sell |
| Verition Fund Management LLC | 65,194 | 60,194 | -5,000 | 0.00 | 0.00 | +0.00 | sell |
| Wealthspring Capital LLC | 696,180 | 689,780 | -6,400 | 1.76 | 1.67 | -0.09 | sell |
| Schonfeld Strategic Advisors LLC | 132,285 | 120,050 | -12,235 | 0.01 | 0.01 | -0.00 | sell |
| Yakira Capital Management, Inc. | 99,057 | 84,906 | -14,151 | 0.31 | 0.27 | -0.04 | sell |
| Wellspring Financial Advisors, LLC | 18,300 | 0 | -18,300 | 0.01 | 0.00 | -0.01 | sell |
| Dakota Wealth Management | 22,000 | 0 | -22,000 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 25,227 | 0 | -25,227 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 30,110 | 0 | -30,110 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 31,400 | 0 | -31,400 | 0.05 | 0.00 | -0.05 | sell |
| Shaolin Capital Management LLC | 361,679 | 324,137 | -37,542 | 0.00 | 0.00 | +0.00 | sell |
| PERISCOPE CAPITAL INC. | 160,500 | 100,000 | -60,500 | 0.30 | 0.17 | -0.13 | sell |
| TORONTO DOMINION BANK | 504,879 | 400,200 | -104,679 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 300,000 | 171,899 | -128,101 | 0.13 | 0.11 | -0.03 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 150,100 | 0 | -150,100 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,556,500 | 1,381,500 | -175,000 | 0.27 | 0.21 | -0.06 | sell |
| TORONTO DOMINION BANK | 314,293 | 0 | -314,293 | 0.01 | 0.00 | -0.01 | sell |
| METEORA CAPITAL, LLC | 599,882 | 253,386 | -346,496 | 0.01 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 1,085,250 | 0 | -1,085,250 | 0.36 | 0.00 | -0.36 | sell |
| MIZUHO SECURITIES USA LLC | 1,483,112 | 20,000 | -1,463,112 | 0.37 | 0.00 | -0.37 | sell |