| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 213,141 | 944,988 | +731,847 | 0.05 | 0.20 | +0.15 | buy |
| BERKLEY W R CORP | 316,201 | 912,609 | +596,408 | 0.20 | 0.62 | +0.41 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 312,978 | +312,978 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 853,622 | 1,139,701 | +286,079 | 0.04 | 0.03 | -0.02 | buy |
| TORONTO DOMINION BANK | 10,076 | 145,000 | +134,924 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 572,310 | 699,179 | +126,869 | 0.10 | 0.11 | +0.01 | buy |
| Quarry LP | 50,000 | 150,000 | +100,000 | 0.12 | 0.38 | +0.26 | buy |
| Radcliffe Capital Management, L.P. | 0 | 55,905 | +55,905 | 0.00 | 0.04 | +0.04 | buy |
| Shaolin Capital Management LLC | 350,000 | 400,000 | +50,000 | 0.16 | 0.20 | +0.04 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 7,716 | +7,716 | 0.00 | 0.02 | +0.02 | buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 0 | 3,858 | +3,858 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 10,250 | 10,777 | +527 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 990,000 | 990,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 2,000,000 | 2,000,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 102,186 | 102,186 | 0 | 0.04 | 0.04 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 196,319 | 196,319 | 0 | 0.06 | 0.06 | +0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 98,159 | 98,159 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 450,000 | 450,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 655,424 | 655,424 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| WHITEBOX ADVISORS LLC | 255,571 | 255,571 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.19 | 0.17 | -0.01 | hold |
| MMCAP International Inc. SPC | 1,480,000 | 1,480,000 | 0 | 1.85 | 1.81 | -0.05 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 150,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 750,000 | 750,000 | 0 | 0.11 | 0.10 | -0.00 | hold |
| Magnetar Financial LLC | 1,945,196 | 1,945,196 | 0 | 0.10 | 0.12 | +0.03 | hold |
| Magnetar Financial LLC | 972,598 | 972,598 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 4 | 4 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 750,000 | 750,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Alberta Investment Management Corp | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,100 | 400,100 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 425,050 | 425,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,669,756 | 1,669,756 | 0 | 0.25 | 0.22 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 734,878 | 734,878 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 37,352 | 37,352 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 1,980,000 | 1,980,000 | 0 | 0.32 | 0.27 | -0.05 | hold |
| LMR Partners LLP | 990,000 | 990,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 100,000 | 100,000 | 0 | 0.39 | 0.40 | +0.01 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,250 | 15,250 | 0 | 0.07 | 0.12 | +0.05 | hold |
| First Trust Capital Management L.P. | 2,070,000 | 2,070,000 | 0 | 1.46 | 1.40 | -0.06 | hold |
| Dakota Wealth Management | 24,400 | 24,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Centiva Capital, LP | 275,051 | 275,051 | 0 | 0.19 | 0.27 | +0.08 | hold |
| PERISCOPE CAPITAL INC. | 112,500 | 112,500 | 0 | 0.01 | 0.01 | -0.01 | hold |
| MASO CAPITAL PARTNERS Ltd | 50,000 | 50,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| PenderFund Capital Management Ltd. | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 60,000 | 60,000 | 0 | 0.15 | 0.11 | -0.04 | hold |
| Wellspring Financial Advisors, LLC | 18,300 | 18,300 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ATW SPAC MANAGEMENT LLC | 37,352 | 37,352 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BARCLAYS PLC | 344 | 344 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 626,056 | 626,056 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |
| CONDOR CAPITAL MANAGEMENT | 11,010 | 10,260 | -750 | 0.01 | 0.01 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 82,411 | 81,417 | -994 | 0.02 | 0.02 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 36,327 | 35,327 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | 17,754 | 16,353 | -1,401 | 0.21 | 0.18 | -0.03 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 164,820 | 162,831 | -1,989 | 1.70 | 1.76 | +0.06 | sell |
| AQR Arbitrage LLC | 1,575,742 | 1,573,742 | -2,000 | 0.38 | 0.42 | +0.04 | sell |
| Wealthspring Capital LLC | 394,590 | 392,540 | -2,050 | 0.03 | 0.02 | -0.01 | sell |
| Bulldog Investors, LLP | 257,338 | 255,010 | -2,328 | 0.02 | 0.01 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 202,500 | 200,000 | -2,500 | 0.80 | 0.51 | -0.29 | sell |
| Wealthspring Capital LLC | 724,490 | 721,280 | -3,210 | 1.99 | 1.80 | -0.19 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 224,055 | 218,913 | -5,142 | 0.00 | 0.00 | -0.00 | sell |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,716 | 0 | -7,716 | 0.02 | 0.00 | -0.02 | sell |
| Verition Fund Management LLC | 79,296 | 70,394 | -8,902 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 129,918 | 116,585 | -13,333 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 450,000 | 435,852 | -14,148 | 0.01 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 472,012 | -27,988 | 0.01 | 0.01 | -0.00 | sell |
| Karpus Management, Inc. | 1,215,225 | 1,186,750 | -28,475 | 0.41 | 0.39 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 398,841 | 366,888 | -31,953 | 0.23 | 0.22 | -0.01 | sell |
| Verition Fund Management LLC | 155,871 | 116,884 | -38,987 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 133,598 | 65,896 | -67,702 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 69,135 | 0 | -69,135 | 0.04 | 0.00 | -0.04 | sell |
| StoneX Group Inc. | 70,000 | 0 | -70,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 283,049 | 173,417 | -109,632 | 0.02 | 0.01 | -0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 415,615 | 204,746 | -210,869 | 0.02 | 0.00 | -0.02 | sell |
| AQR Arbitrage LLC | 1,115,848 | 802,870 | -312,978 | 0.01 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 514,888 | 0 | -514,888 | 1.36 | 0.00 | -1.36 | sell |
| METEORA CAPITAL, LLC | 1,000,243 | 0 | -1,000,243 | 1.95 | 0.00 | -1.95 | sell |