| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC | 637,732 | 977,013 | +339,281 | 1.90 | 1.89 | -0.01 | buy |
| ARISTEIA CAPITAL, L.L.C. | 54,298 | 368,485 | +314,187 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 1,211,674 | 1,514,573 | +302,899 | 0.72 | 0.87 | +0.15 | buy |
| MIZUHO SECURITIES USA LLC | 1,645,673 | 1,796,947 | +151,274 | 0.29 | 0.45 | +0.17 | buy |
| Verition Fund Management LLC | 0 | 145,142 | +145,142 | 0.00 | 0.02 | +0.02 | buy |
| Polar Asset Management Partners Inc. | 1,380,000 | 1,508,005 | +128,005 | 0.29 | 0.38 | +0.09 | buy |
| RiverPark Advisors, LLC | 587,732 | 678,613 | +90,881 | 1.79 | 2.63 | +0.84 | buy |
| Shaolin Capital Management LLC | 225,000 | 279,849 | +54,849 | 0.09 | 0.13 | +0.04 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 51,964 | +51,964 | 0.00 | 0.04 | +0.04 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 35,000 | +35,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 972,109 | 993,817 | +21,708 | 0.15 | 0.17 | +0.02 | buy |
| TORONTO DOMINION BANK | 158,057 | 175,100 | +17,043 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 9,322 | +9,322 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 20,780 | 21,369 | +589 | 0.01 | 0.00 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 64 | +64 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 989,397 | 989,397 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Sculptor Capital LP | 469,900 | 469,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 336,123 | 336,123 | 0 | 0.10 | 0.08 | -0.02 | hold |
| CSS LLC/IL | 132,521 | 132,521 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 214,539 | 214,539 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 227,454 | 227,454 | 0 | 0.13 | 0.18 | +0.05 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 2,000,000 | 2,000,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| LINDEN ADVISORS LP | 666,667 | 666,667 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 262,951 | 262,951 | 0 | 0.07 | 0.07 | -0.01 | hold |
| Context Capital Management, LLC | 104,317 | 104,317 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 980,000 | 980,000 | 0 | 1.04 | 0.91 | -0.13 | hold |
| MMCAP International Inc. SPC | 326,666 | 326,666 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Calamos Advisors LLC | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 500,000 | 500,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 660,000 | 660,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 520,823 | 520,823 | 0 | 0.05 | 0.06 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,997 | 299,997 | 0 | 0.15 | 0.16 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,999 | 99,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 83,333 | 83,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 250,000 | 250,000 | 0 | 0.05 | 0.10 | +0.04 | hold |
| Saba Capital Management, L.P. | 67,710 | 67,710 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 325,485 | 325,485 | 0 | 0.16 | 0.17 | +0.01 | hold |
| Parallax Volatility Advisers, L.P. | 78,848 | 78,848 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 156,622 | 156,622 | 0 | 0.14 | 0.14 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 666,666 | 666,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 824,899 | 824,899 | 0 | 0.10 | 0.09 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 203,326 | 203,326 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 150,235 | 150,235 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| First Trust Capital Management L.P. | 445,168 | 445,168 | 0 | 0.29 | 0.25 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 70,000 | 70,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 164,542 | 164,542 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 199,555 | 199,555 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 73,411 | 73,411 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Quarry LP | 141,597 | 141,597 | 0 | 0.25 | 0.31 | +0.06 | hold |
| Massar Capital Management, LP | 94,600 | 94,600 | 0 | 0.20 | 0.20 | +0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 87 | 37 | -50 | 0.00 | 0.00 | 0.00 | sell |
| GOLDMAN SACHS GROUP INC | 606,254 | 606,166 | -88 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 121,473 | 121,073 | -400 | 0.13 | 0.13 | -0.00 | sell |
| Wealthspring Capital LLC | 77,580 | 77,152 | -428 | 0.01 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 58,997 | 58,070 | -927 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 208,849 | 207,565 | -1,284 | 0.52 | 0.53 | +0.01 | sell |
| AQR Arbitrage LLC | 529,987 | 527,727 | -2,260 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 50,000 | 46,180 | -3,820 | 0.00 | 0.00 | -0.00 | sell |
| StoneX Group Inc. | 21,693 | 15,417 | -6,276 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,347,002 | 1,335,376 | -11,626 | 0.30 | 0.23 | -0.07 | sell |
| METEORA CAPITAL, LLC | 70,000 | 53,219 | -16,781 | 0.06 | 0.04 | -0.02 | sell |
| TWO SIGMA SECURITIES, LLC | 17,330 | 0 | -17,330 | 0.03 | 0.00 | -0.03 | sell |
| Schonfeld Strategic Advisors LLC | 19,355 | 0 | -19,355 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 139,195 | 116,551 | -22,644 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 187,027 | 150,481 | -36,546 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 186,353 | 125,000 | -61,353 | 0.38 | 0.23 | -0.15 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 99,998 | 0 | -99,998 | 0.00 | 0.00 | -0.00 | sell |
| Governors Lane LP | 321,912 | 0 | -321,912 | 0.01 | 0.00 | -0.01 | sell |
| Governors Lane LP | 753,177 | 0 | -753,177 | 0.74 | 0.00 | -0.74 | sell |