| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | 940,546 | 1,263,435 | +322,889 | 0.17 | 0.19 | +0.03 | buy |
| Westchester Capital Management, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.16 | +0.16 | buy |
| PERISCOPE CAPITAL INC. | 0 | 200,000 | +200,000 | 0.00 | 0.51 | +0.51 | buy |
| Jain Global LLC | 59,297 | 250,000 | +190,703 | 0.01 | 0.03 | +0.02 | buy |
| Radcliffe Capital Management, L.P. | 77,200 | 248,872 | +171,672 | 0.06 | 0.16 | +0.10 | buy |
| METEORA CAPITAL, LLC | 699,988 | 749,631 | +49,643 | 0.05 | 0.02 | -0.03 | buy |
| READYSTATE ASSET MANAGEMENT LP | 70,040 | 95,040 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 300,000 | 316,683 | +16,683 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 17,758 | 25,791 | +8,033 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 986,472 | 986,472 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 2,000,000 | 2,000,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| GLAZER CAPITAL, LLC | 280,100 | 280,100 | 0 | 0.11 | 0.10 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 245,399 | 245,399 | 0 | 0.07 | 0.08 | +0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 122,699 | 122,699 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 184,594 | 184,594 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 631,691 | 631,691 | 0 | 0.41 | 0.43 | +0.02 | hold |
| BERKLEY W R CORP | 98,980 | 98,980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 1,134,417 | 1,134,417 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 1,572,344 | 1,572,344 | 0 | 0.39 | 0.42 | +0.03 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,520 | 7,520 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,760 | 3,760 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| WHITEBOX ADVISORS LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.19 | 0.17 | -0.01 | hold |
| Context Capital Management, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 980,000 | 980,000 | 0 | 1.24 | 1.20 | -0.04 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 985,000 | 985,000 | 0 | 0.26 | 0.21 | -0.05 | hold |
| Polar Asset Management Partners Inc. | 742,500 | 742,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 250,000 | 250,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Magnetar Financial LLC | 1,910,254 | 1,910,254 | 0 | 0.10 | 0.12 | +0.02 | hold |
| Magnetar Financial LLC | 955,127 | 955,127 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 3 | 3 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 272,577 | 272,577 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 0.70 | 2.80 | +2.10 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 93,325 | 93,325 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,500,000 | 1,500,000 | 0 | 0.22 | 0.20 | -0.02 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,980,000 | 1,980,000 | 0 | 0.32 | 0.27 | -0.06 | hold |
| LMR Partners LLP | 990,000 | 990,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 18,000 | 18,000 | 0 | 0.08 | 0.14 | +0.06 | hold |
| First Trust Capital Management L.P. | 2,145,000 | 2,145,000 | 0 | 1.52 | 1.45 | -0.07 | hold |
| GOLDMAN SACHS GROUP INC | 586,492 | 586,492 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 545,154 | 544,727 | -427 | 0.32 | 0.33 | +0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 359,330 | 358,596 | -734 | 0.02 | 0.01 | -0.01 | sell |
| CONDOR CAPITAL MANAGEMENT | 14,500 | 13,360 | -1,140 | 0.01 | 0.01 | -0.00 | sell |
| Verition Fund Management LLC | 125,000 | 123,594 | -1,406 | 0.01 | 0.01 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 147,305 | 145,507 | -1,798 | 0.05 | 0.04 | -0.01 | sell |
| Verition Fund Management LLC | 299,203 | 297,310 | -1,893 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 695,820 | 693,110 | -2,710 | 0.06 | 0.04 | -0.02 | sell |
| Bulldog Investors, LLP | 242,460 | 239,221 | -3,239 | 0.02 | 0.01 | -0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 294,609 | 291,012 | -3,597 | 3.06 | 3.15 | +0.08 | sell |
| TORONTO DOMINION BANK | 285,350 | 279,999 | -5,351 | 0.01 | 0.01 | -0.00 | sell |
| Dakota Wealth Management | 43,425 | 37,425 | -6,000 | 0.01 | 0.01 | -0.00 | sell |
| Karpus Management, Inc. | 1,119,475 | 1,113,175 | -6,300 | 0.38 | 0.37 | -0.01 | sell |
| Bulldog Investors, LLP | 484,947 | 476,386 | -8,561 | 1.29 | 1.16 | -0.13 | sell |
| Wealthspring Capital LLC | 1,224,000 | 1,214,900 | -9,100 | 3.40 | 3.04 | -0.36 | sell |
| MIZUHO SECURITIES USA LLC | 255,652 | 245,200 | -10,452 | 0.06 | 0.05 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 100,000 | 85,040 | -14,960 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 75,000 | 55,000 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 99,242 | 67,952 | -31,290 | 0.33 | 0.23 | -0.10 | sell |
| HRT FINANCIAL LP | 34,214 | 0 | -34,214 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 375,000 | 325,000 | -50,000 | 0.01 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 57,636 | 0 | -57,636 | 0.03 | 0.00 | -0.03 | sell |
| K2 PRINCIPAL FUND, L.P. | 83,943 | 0 | -83,943 | 0.16 | 0.00 | -0.16 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 0 | -400,000 | 0.02 | 0.00 | -0.02 | sell |
| METEORA CAPITAL, LLC | 1,300,531 | 390,707 | -909,824 | 2.55 | 0.44 | -2.12 | sell |