| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LMR Partners LLP | 0 | 1,980,000 | +1,980,000 | 0.00 | 0.35 | +0.35 | buy |
| LMR Partners LLP | 0 | 990,000 | +990,000 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 50,000 | 986,472 | +936,472 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 521,596 | +521,596 | 0.00 | 0.25 | +0.25 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.03 | +0.03 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 194,896 | 535,909 | +341,013 | 0.04 | 0.10 | +0.06 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 295,602 | +295,602 | 0.00 | 3.16 | +3.16 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 260,798 | +260,798 | 0.00 | 0.00 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 147,801 | +147,801 | 0.00 | 0.02 | +0.02 | buy |
| CSS LLC/IL | 187,102 | 302,026 | +114,924 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 113,600 | +113,600 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 99,655 | 200,000 | +100,345 | 0.06 | 0.14 | +0.08 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| Hudson Bay Capital Management LP | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| Bulldog Investors, LLP | 452,482 | 544,979 | +92,497 | 1.52 | 1.44 | -0.08 | buy |
| Karpus Management, Inc. | 1,404,550 | 1,492,250 | +87,700 | 0.39 | 0.45 | +0.06 | buy |
| Kepos Capital LP | 0 | 67,500 | +67,500 | 0.00 | 0.59 | +0.59 | buy |
| GOLDMAN SACHS GROUP INC | 526,300 | 586,492 | +60,192 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 52,112 | +52,112 | 0.00 | 0.19 | +0.19 | buy |
| WHITEBOX ADVISORS LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 363,314 | 413,314 | +50,000 | 0.00 | 0.01 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 226,219 | 272,467 | +46,248 | 0.00 | 0.01 | +0.00 | buy |
| Virtu Financial LLC | 28,845 | 70,060 | +41,215 | 0.02 | 0.04 | +0.02 | buy |
| CLEAR STREET LLC | 136,651 | 154,284 | +17,633 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 16,598 | +16,598 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 35,500 | 43,425 | +7,925 | 0.01 | 0.01 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 2,000,000 | 2,000,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.09 | 0.09 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 124,999 | 124,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.74 | 0.50 | -0.24 | hold |
| BERKLEY W R CORP | 298,160 | 298,160 | 0 | 0.21 | 0.17 | -0.04 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,520 | 7,520 | 0 | 0.02 | 0.02 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.20 | 0.20 | +0.00 | hold |
| Context Capital Management, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 1,980,000 | 1,980,000 | 0 | 2.75 | 3.01 | +0.25 | hold |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Polar Asset Management Partners Inc. | 742,500 | 742,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 250,000 | 250,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Magnetar Financial LLC | 1,960,200 | 1,960,200 | 0 | 0.43 | 0.46 | +0.03 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 186,651 | 186,651 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,500,000 | 1,500,000 | 0 | 0.58 | 0.45 | -0.13 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,500,000 | 1,500,000 | 0 | 0.58 | 0.45 | -0.13 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 750,000 | 750,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| First Trust Capital Management L.P. | 2,070,000 | 2,070,000 | 0 | 1.38 | 1.60 | +0.21 | hold |
| PERISCOPE CAPITAL INC. | 73,140 | 73,140 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Crossingbridge Advisors, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 350,000 | 350,000 | 0 | 0.14 | 0.14 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 250,000 | 249,920 | -80 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 49,826 | 49,685 | -141 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 444,205 | 443,704 | -501 | 0.03 | 0.02 | -0.01 | sell |
| CLEAR STREET LLC | 3,431 | 100 | -3,331 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 202,925 | 198,990 | -3,935 | 0.02 | 0.03 | +0.02 | sell |
| CONDOR CAPITAL MANAGEMENT | 18,980 | 14,500 | -4,480 | 0.02 | 0.01 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 33,000 | 27,616 | -5,384 | 0.12 | 0.11 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 50,000 | 43,169 | -6,831 | 0.00 | 0.00 | -0.00 | sell |
| FIR TREE CAPITAL MANAGEMENT LP | 50,000 | 39,031 | -10,969 | 0.35 | 0.93 | +0.57 | sell |
| CLEAR STREET LLC | 14,060 | 877 | -13,183 | 0.00 | 0.00 | -0.00 | sell |
| Tidal Investments LLC | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 1,149,998 | 1,134,417 | -15,581 | 0.00 | 0.00 | +0.00 | sell |
| CSS LLC/IL | 17,453 | 0 | -17,453 | 0.01 | 0.00 | -0.01 | sell |
| Tuttle Capital Management, LLC | 40,000 | 15,000 | -25,000 | 2.18 | 0.78 | -1.40 | sell |
| Shaolin Capital Management LLC | 300,000 | 275,000 | -25,000 | 0.00 | 0.00 | +0.00 | sell |
| Bulldog Investors, LLP | 37,726 | 0 | -37,726 | 0.13 | 0.00 | -0.13 | sell |
| BERKLEY W R CORP | 149,080 | 98,980 | -50,100 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 405,850 | 340,740 | -65,110 | 5.00 | 5.20 | +0.20 | sell |
| Parallax Volatility Advisers, L.P. | 74,069 | 0 | -74,069 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 75,000 | 0 | -75,000 | 0.57 | 0.00 | -0.57 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.04 | 0.00 | -0.04 | sell |
| Hudson Bay Capital Management LP | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Schonfeld Strategic Advisors LLC | 199,131 | 99,131 | -100,000 | 0.02 | 0.01 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 100,100 | 0 | -100,100 | 0.02 | 0.00 | -0.02 | sell |
| AQR Arbitrage LLC | 1,773,698 | 1,637,344 | -136,354 | 0.41 | 0.39 | -0.02 | sell |
| Shaolin Capital Management LLC | 225,000 | 0 | -225,000 | 0.10 | 0.00 | -0.10 | sell |
| Kepos Capital LP | 300,000 | 0 | -300,000 | 1.33 | 0.00 | -1.33 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 500,000 | 0 | -500,000 | 0.03 | 0.00 | -0.03 | sell |
| Polar Asset Management Partners Inc. | 1,485,000 | 985,000 | -500,000 | 0.36 | 0.15 | -0.21 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 545,157 | 23,561 | -521,596 | 0.26 | 0.01 | -0.25 | sell |
| LMR Partners LLP | 1,980,000 | 0 | -1,980,000 | 0.44 | 0.00 | -0.44 | sell |