| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| First Trust Capital Management L.P. | 2,145,000 | 2,145,000 | 0 | 1.45 | 1.38 | -0.07 | hold |
| LMR Partners LLP | 1,980,000 | 1,980,000 | 0 | 0.27 | 0.20 | -0.07 | hold |
| Magnetar Financial LLC | 1,910,254 | 1,910,254 | 0 | 0.12 | 0.20 | +0.08 | hold |
| AQR Arbitrage LLC | 1,572,344 | 1,572,344 | 0 | 0.42 | 0.35 | -0.07 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,500,000 | 1,500,000 | 0 | 0.20 | 0.17 | -0.03 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 1,263,435 | 1,306,726 | +43,291 | 0.19 | 0.20 | +0.00 | buy |
| Wealthspring Capital LLC | 1,214,900 | 1,187,100 | -27,800 | 3.04 | 2.98 | -0.06 | sell |
| Karpus Management, Inc. | 1,113,175 | 1,076,675 | -36,500 | 0.37 | 0.31 | -0.06 | sell |
| MMCAP International Inc. SPC | 990,000 | 990,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| LMR Partners LLP | 990,000 | 990,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 986,472 | 986,472 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 985,000 | 985,000 | 0 | 0.21 | 0.21 | -0.00 | hold |
| MMCAP International Inc. SPC | 980,000 | 980,000 | 0 | 1.20 | 1.04 | -0.16 | hold |
| METEORA CAPITAL, LLC | 749,631 | 958,097 | +208,466 | 0.02 | 0.01 | -0.01 | buy |
| Magnetar Financial LLC | 955,127 | 955,127 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 1,134,417 | 871,267 | -263,150 | 0.01 | 0.00 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 742,500 | 742,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 693,110 | 690,540 | -2,570 | 0.04 | 0.03 | -0.01 | sell |
| BERKLEY W R CORP | 631,691 | 631,867 | +176 | 0.43 | 0.38 | -0.05 | buy |
| GOLDMAN SACHS GROUP INC | 586,492 | 586,615 | +123 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 544,727 | 544,341 | -386 | 0.33 | 0.27 | -0.05 | sell |
| TORONTO DOMINION BANK | 279,999 | 510,348 | +230,349 | 0.01 | 0.01 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 245,200 | 477,344 | +232,144 | 0.05 | 0.08 | +0.03 | buy |
| Westchester Capital Management, LLC | 300,000 | 400,036 | +100,036 | 0.16 | 0.20 | +0.04 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| K2 PRINCIPAL FUND, L.P. | 358,596 | 358,596 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 248,872 | 345,241 | +96,369 | 0.16 | 0.20 | +0.04 | buy |
| Bulldog Investors, LLP | 476,386 | 330,645 | -145,741 | 1.16 | 0.78 | -0.38 | sell |
| Shaolin Capital Management LLC | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 297,310 | 297,285 | -25 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 291,012 | 291,012 | 0 | 3.15 | 2.95 | -0.19 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 272,577 | 272,577 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 263,150 | +263,150 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 280,100 | 255,386 | -24,714 | 0.10 | 0.07 | -0.03 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 250,000 | 250,000 | 0 | 0.03 | 0.04 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 200,000 | 250,000 | +50,000 | 0.51 | 0.52 | +0.00 | buy |
| Jain Global LLC | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 245,399 | 245,399 | 0 | 0.08 | 0.07 | -0.00 | hold |
| Bulldog Investors, LLP | 239,221 | 235,670 | -3,551 | 0.01 | 0.01 | -0.01 | sell |
| TORONTO DOMINION BANK | 316,683 | 212,982 | -103,701 | 0.00 | 0.00 | -0.00 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 145,507 | 145,507 | 0 | 0.04 | 0.02 | -0.01 | hold |
| CSS LLC/IL | 184,594 | 137,332 | -47,262 | 0.00 | 0.00 | -0.00 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 122,699 | 122,699 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 123,594 | 108,594 | -15,000 | 0.01 | 0.01 | -0.00 | sell |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.17 | 0.18 | +0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 98,980 | 98,980 | 0 | 0.00 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 95,040 | 96,940 | +1,900 | 0.00 | 0.00 | -0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 93,325 | 93,325 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 85,040 | 68,210 | -16,830 | 0.01 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 55,000 | 55,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 67,952 | 50,798 | -17,154 | 0.23 | 0.21 | -0.02 | sell |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 2.80 | 3.02 | +0.22 | hold |
| Dakota Wealth Management | 37,425 | 37,425 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 25,791 | 22,710 | -3,081 | 0.00 | 0.00 | -0.00 | sell |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.02 | +0.02 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 18,000 | 18,000 | 0 | 0.14 | 0.09 | -0.05 | hold |
| Evercore Wealth Management, LLC | 0 | 15,100 | +15,100 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 14,654 | +14,654 | 0.00 | 0.00 | +0.00 | buy |
| CONDOR CAPITAL MANAGEMENT | 13,360 | 13,360 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CITIGROUP INC | 12,500 | 12,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 7,520 | 7,520 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 3,760 | 3,760 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANTOR FITZGERALD, L. P. | 2,000,000 | 0 | -2,000,000 | 0.01 | 0.00 | -0.01 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.02 | 0.00 | -0.02 | sell |
| WHITEBOX ADVISORS LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 3 | 0 | -3 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 390,707 | 0 | -390,707 | 0.44 | 0.00 | -0.44 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.00 | -0.00 | hold |