| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Virtu Financial LLC | 100,198 | 146,090 | +45,892 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 273,125 | 273,125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 327,439 | 327,439 | 0 | 0.07 | 0.08 | +0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 140,178 | 140,178 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 340,678 | 340,678 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 495,000 | 495,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 58,000 | 58,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cable Car Capital, LP | 188,000 | 188,000 | 0 | 0.01 | 0.00 | -0.01 | hold |
| TrueMark Investments, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 140,776 | 140,343 | -433 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 5,938 | 0 | -5,938 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 347,804 | 340,678 | -7,126 | 0.06 | 0.05 | -0.01 | sell |
| TORONTO DOMINION BANK | 414,000 | 385,000 | -29,000 | 0.00 | 0.00 | -0.00 | sell |
| Harraden Circle Investments, LLC | 1,208,200 | 1,075,175 | -133,025 | 0.03 | 0.01 | -0.02 | sell |
| Westchester Capital Management, LLC | 367,500 | 0 | -367,500 | 0.19 | 0.00 | -0.19 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 494,487 | 0 | -494,487 | 0.26 | 0.00 | -0.26 | sell |
| Karpus Management, Inc. | 736,550 | 0 | -736,550 | 0.24 | 0.00 | -0.24 | sell |