| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 1,208,200 | 1,208,200 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Karpus Management, Inc. | 736,550 | 736,550 | 0 | 0.21 | 0.24 | +0.03 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 495,000 | 495,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 494,487 | 494,487 | 0 | 0.24 | 0.26 | +0.01 | hold |
| TORONTO DOMINION BANK | 446,281 | 414,000 | -32,281 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 367,500 | 367,500 | 0 | 0.18 | 0.19 | +0.01 | hold |
| AQR Arbitrage LLC | 347,804 | 347,804 | 0 | 0.08 | 0.06 | -0.02 | hold |
| AQR Arbitrage LLC | 351,804 | 340,678 | -11,126 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 327,439 | 327,439 | 0 | 0.09 | 0.07 | -0.02 | hold |
| D. E. Shaw & Co., Inc. | 273,125 | 273,125 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cable Car Capital, LP | 188,000 | 188,000 | 0 | 0.00 | 0.01 | +0.01 | hold |
| D. E. Shaw & Co., Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 140,291 | 140,776 | +485 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 140,178 | 140,178 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Virtu Financial LLC | 0 | 100,198 | +100,198 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 58,000 | 58,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TrueMark Investments, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 47,680 | 5,938 | -41,742 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 234,886 | 0 | -234,886 | 0.14 | 0.00 | -0.14 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 358,000 | 0 | -358,000 | 0.09 | 0.00 | -0.09 | sell |
| Cable Car Capital, LP | 178,938 | 0 | -178,938 | 0.11 | 0.00 | -0.11 | sell |
| MIZUHO SECURITIES USA LLC | 11,500 | 0 | -11,500 | 0.00 | 0.00 | -0.00 | sell |